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Mid-level Litigation Associate

  • 5+ years of business litigation experience in State and Federal Courts
  • Securities Arbitration experience a plus
  • Strong writing and research experience
  • First chair experience in oral argument, depositions and arbitrations
  • Experience in handling regulatory inquiries/investigations
  • Ability to run and oversee one’s own caseload

Please send resumes to tbarone@srf.law

Senior Level Corporate Associate

Sichenzia Ross Ference LLP  is seeking a Senior-Level Corporate Associate with 5+ years of experience in the field of securities and corporate law. This is an excellent opportunity for skilled candidates looking to work in a nationally recognized securities practice located in midtown NYC.

Salary Range: Low: $200,000 – High: $300,000

Sichenzia Ross Ference LLP offers a comprehensive compensation and benefits package including a bonus and potential % of origination on new business.

 

Qualifications:

  • Knowledge with registered securities offerings, PIPEs, SEC regulations, ’33 Act Registration Statements, and ’34 Act periodic filings, mergers & acquisitions, general corporate law and SEC research
  • A minimum of 5 years of experience with regulatory requirements and compliance issues
  • Self-motivated and proactive approach to managing client relationships: must be invested in our clients and deeply committed to obtaining the best possible outcome for them.
  • Excellent interpersonal communication skills and exemplary attention to detail.
  • 2+ years of substantive legal experience working for high-growth, early-stage businesses and active investors in connection with incorporations, equity financings, securities, mergers and acquisitions, and general corporate counseling.

Please send resumes to tbarone@srf.law

Mid Level Corporate Associate

Sichenzia Ross Ference LLP  is seeking a Mid-Level Corporate Associate with 2+ years of experience in the field of securities and corporate law. This is an excellent opportunity for skilled candidates looking to work in a nationally recognized securities practice located in midtown NYC. 

 Salary Range: Low: $150,000 – High: $225,000

 Sichenzia Ross Ference LLP offers a comprehensive compensation and benefits package including a bonus and potential % of origination on new business.

 

Qualifications:

• Knowledge with registered securities offerings, PIPEs, SEC regulations, ’33 Act Registration Statements, and ’34 Act periodic filings, mergers & acquisitions, general corporate law and SEC research

• A minimum of 3 years of experience with regulatory requirements and compliance issues

• Self-motivated and proactive approach to managing client relationships: must be invested in our clients and deeply committed to obtaining the best possible outcome for them.

•  Excellent interpersonal communication skills and exemplary attention to detail.

•  2+ years of substantive legal experience working for high-growth, early-stage businesses and active investors in connection with incorporation, equity financing, securities, mergers and acquisitions, and general corporate counseling.

Please send resumes to tbarone@srf.law

Litigation Associate

We are looking for a litigation associate with 2 to 3 years’ experience, well versed in Securities law & FINRA regulations and compliance.  In addition, should possess experience in Securities Litigation and Arbitration; defending claims unique to the financial services industry, including claims for fraud, conversion, unsuitability, churning, failure to supervise  and unauthorized trading as well as knowledge of the financial services industry.  Excellent writing and research skills.  Experience with representing broker-dealers is preferred.  New York bar required.

Please send resumes to tbarone@srf.law