Sichenzia Ross Ference LLP Congratulates INmune Bio Inc., on Initial Public Offering
New York, NY – April 9, 2019 – Sichenzia Ross Ference LLP announced today that the firm represented INmune Bio Inc. (NASDAQ: INMB), in the Company’s Initial Public Offering and subsequent listing on the NASDAQ Capital Market. The Sichenzia Ross Ference LLP team was led by founding partner Marc Ross and partners David Manno and Thomas Rose. The stock became effective for trading on February 4, 2019, and its common stock trades under the symbol, “INMB.”
Follow Sichenzia Ross Ference on Twitter: @SichenziaRoss
QPAGOS Retains Sichenzia Ross Ference as SEC Counsel
Mexico City, Dec. 03, 2018 – QPAGOS (QPAG), a leading provider of electronic payments solutions, today announced that it retained Sichenzia Ross Ference LLP (www.srf.law) to represent QPAG on general securities matters.
Sichenzia Ross Ference LLP is a top-ranked securities law firm, just recognized for the third consecutive year on U.S. News and World Report’s “Best Law Firm” List. Its attorneys specialize in advising clients in private placements, initial (IPOs) and secondary public offerings, mergers and acquisitions (M&A), preparing SEC filings and listing to major stock exchanges such as the NYSE (New York Stock Exchange), NASDAQ and OTC markets.
Read the full release about Sichenzia Ross Ference and QPAGOs, here.
33/34 Act, M & A Corporate Associate
We are seeking a corporate associate with 3-5 years of experience in the field of securities and corporate law. This is an excellent opportunity for skilled candidates looking to work in a nationally recognized regional securities practice located in midtown Manhattan. Experience and knowledge with registered securities offerings, PIPEs, SEC regulations, ’33 Act Registration Statements, ’34 Act periodic filings, mergers & acquisitions, general corporate law and SEC research. To apply, please contact: mzavala@srf.law and tbarone@srf.law
Junior Real Estate Associate
We have an immediate need for a junior associate attorney, with 0-2 years’ experience, for our growing real estate practice. The ideal candidate will have experience in aspects of both commercial and residential real estate, including: document preparation, closings, real estate financing and commercial leasing. In addition, the candidate should be well organized, have strong writing skills and be a self-starter. This is a position for someone who wants to learn, gain experience, and grow as a real estate transactional attorney. To apply, please contact mzavala@srf.law.
Sichenzia Ross Ference Kesner LLP Represents JetSmarter Inc. in a Preferred Stock Rights Offering
Press Release — October 2, 2017 — New York, NY — Sichenzia Ross Ference Kesner LLP represented JetSmarter Inc., an innovative technology company and market leader in the premium private-flight-sharing economy, in a Rights Offering of its Series C-1 Preferred Stock. The Rights Offering was anchored by the conversion of previous institutional investments made by lead sponsor, Clearlake Capital Group, L.P.
The Sichenzia Ross Ference Kesner LLP team was led by Partners Gregory Sichenzia, Thomas Rose and James Turner and Associates Jay Yamamoto and Will Rao.
Rodman & Renshaw Conference in NY, NY on September 10-12, 2017
Sichenzia Ross Ference Kesner LLP is a silver sponsor of the 19th Annual Rodman & Renshaw Global Investment Conference to be held at the Lotte New York Palace Hotel in New York City on September 10 to September 12. A memorable and exciting conference is anticipated with over 300 public and private companies presenting their businesses to an audience of approximately 2,000 attendees.
September 10 – 12, 2017
New York City
Lotte New York Palace Hotel
455 Madison Avenue at 50th Street
New York, NY 10022
Sichenzia Ross Ference Kesner LLP Relocates NYC Headquarters
Sichenzia Ross Ference Kesner LLP is pleased to announce that as of August 25, 2017 we have moved to a new location at 1185 Avenue of the Americas, 37th Floor, New York, NY 10036.
As we enter our 20th year as a leading corporate, securities and litigation law firm, and expand our practice areas to include real estate and trusts and estates, our move to this vibrant mid-town New York City location will help us to better serve our diverse client base in New York and around the world.
This new location provides our many colleagues and clients with facilitated ease of travel in and out of the city. We will share photos of the new office space as soon as we have them. Please feel free to contact marketing@srf.law with any questions — we hope to see you soon in our new home!
Sichenzia Ross Ference Kesner’s Jodi Zimmerman Conducts Q&A on “What You Should Know About Creating A Last Will & Testament”
Press Release – New York, NY – July 26, 2017 – Jodi B. Zimmerman, Esq. of Sichenzia Ross Ference Kesner LLP participated in a Q&A blog post hosted by eSignatureGuarantee Group, to share “What You Should Know About Creating A Last Will & Testament.” The Q&A outlines the reasons for planning ahead, what to be aware of, and most importantly — the impact on your family and community.
Sichenzia Ross Ference Kesner LLP Represents Rodman & Renshaw a unit of H.C Wainwright in a $7.4 Million Public Offering of Medical Transcript Billing, Corp.
Press Release – New York, NY – June 23, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Rodman & Renshaw, a unit of H.C. Wainwright, as Exclusive Placement Agent and Boenning & Scattergood, Inc. as co-placement agent in a public offering of Series A Preferred stock for Medical Transcription Billing, Corp. (MTBC.NASDAQ). MTBC is a principal provider of proprietary, cloud-based electronic health records, practice management, and mHealth solutions.
Sichenzia Ross Ference Kesner LLP Represents Joseph Gunnar, and Fordham Financial Management in $6.6 Registered Direct offering of Ampio Pharmaceuticals, Inc.
Press Release – New York, NY – June 8, 2017 – Nationally recognized securities and corporate law firm, Sichenzia Ross Ference Kesner LLP, announced today that it has represented Joseph Gunnar & Co. as Lead Placement agent and Fordham Financial Management as Co-Placement Agent in a $6.6 million Registered Direct public offering of equity securities of Ampio Pharmaceuticals, Inc.(“NYSE MKT.AMPE”).
Ronen Kantor
Managing Partner at DTKGC-SRFK*
Introduction
Ronen Kantor, Adv. is the founder of Kantor and Co. - Law offices and a managing partner of DTKGC . Mr. Kantor heads all the Corporate Finance Activities at DTKGC and is involved in most of the corporate transactions being managed by the firm. Mr. Kantor founded Kantor & co. Law Offices in 2000 with the goal of serving an increasing number of Israeli and foreign clients in various Corporate Finance activities both in Israel and internationally.
Mr. Kantor counsels public and private companies in securities matters in Israel, the US and the UK, and also in complex Merger and Acquisition transactions. Mr. Kantor's primary focus is corporate finance and securities laws, biotechnology and biopharmaceutical transactions, venture capital investments, private equity financings, mergers and acquisitions, general corporate law and other related activities.
*Ronen Kantor is a member of DTKGC-SRFK. This website is the website of the law firm Sichenzia Ross Ference Kesner LLP, a limited liability partnership doing business in New York and New Jersey. Services in Israel are provided through SRFK-DTKGC, a law firm organized under the laws of Israel that conducts business in Ramat Gan and Haifa in Israel. Sichenzia Ross Ference Kesner LLP and DTKGC-SRFK are each separate and independently owned firms. The Firms are parties to an affiliation agreement and operate under the global brands “Sichenzia Ross Ference Kesner LLP”, “SRFK LLP” and “DTKGC-SRFK”.
Education
University of Sheffield, England (LL.E. Honors, 1993)
Bar Admissions
Israeli Bar Association
Practice Areas
Corporate Law Group
Israeli Securities Law Group
Securities Law Group (U.S. and UK)
Mergers and Acquisitions
Venture Capital & Investments
Private Equity Financings
Biotechnology & Licensing
International Transactions
Contact Address
Office: Ramat Gan, Israel 5250606
Phone: +972-3-6133371
Fax: +972-3-6133372
Email: rkantor@dtkgc.com
Robert Volynsky
Associate
Introduction
Robert Volynsky is an associate in the firm’s Litigation Department. Mr. Volynsky engages in securities and general commercial litigation in both state and federal courts and before regulatory agencies, including the Securities and Exchange Commission and the Financial Industry Regulatory Authority. Prior to joining the firm, Mr. Volynsky interned as an Enforcement Intern in the Real Estate Finance Bureau at the New York State Attorney General’s office.
Education
Hofstra University School of Law, J. D. Honors Concentration in Business Law; Vice President, Dispute Resolution Society
University of California, Los Angeles, B.A.
Bar Admissions
Robert is admitted to practice in California, New York, and New Jersey.
Practice Areas
Business Litigation & Arbitration
Contact Address
Office: New York
Phone: (212)-930-9700
Fax: (212)-930-9725
Email: rvolynsky@srf.law
Sichenzia Ross Ference Kesner LLP Represents Investor in a Private Placement of up to $5,000,000 in Series B Preferred Stock of Digital Power Corporation
Press Release – New York, NY – March 29, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Philou Ventures, LLC (“Philou”) in connection with its entry into a Preferred Stock Purchase Agreement (the “Purchase Agreement”) with Digital Power Corporation, a California corporation (the “Company”), a solution-driven organization that designs, develops, manufactures and sells high-grade customized and flexible power system solutions for applications in the medical, military, telecom and industrial markets. The Purchase Agreement was executed on March 9, 2017.
FINRA Rules Address Senior Financial Exploitation
Marc J. Ross, Esq. (Partner) and A.R. John Hitchings, Esq. (Associate)
Sichenzia Ross Ference Kesner LLP Ranked as #7 in Nation for Public Offerings
Press Release – New York, NY – February 7, 2017 – Sichenzia Ross Ference Kesner LLP ranked as the #7 most active law firm in the United States by the number of registration statements filed under the Securities Act of 1933.
Sichenzia Ross Ference Kesner LLP Represents Oppenheimer & Co. and Feltl and Company in $13.5 Million PIPE for Midwest Energy Emissions Corp.
Press Release – New York, NY – November 18, 2016 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Oppenheimer & Co., as lead Placement Agent and Feltl and Company as Co-Placement Agent in a private placement offering of Common Stock ofMidwest Energy Emissions Corp. ME2C (OTCQB. “MEEC”). continue reading >>
Sichenzia Ross Ference Kesner LLP Represents Tonix Pharmaceuticals in $5.2 Million Public Offering
Press Release – New York, NY – November 1, 2016 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it represented Tonix Pharmaceuticals Holding Corp. (NASDAQ “TNXP”), a developer of next-generation medicines for common disorders of the central nervous system, continue reading >>
Sichenzia Ross Friedman Ference LLP and its Israeli Affiliate DTKGC-SRFF Represent an Investment Group in Buy Out of ThermaSteel, Inc.
September 23, 2016 — New York, NY and Tel Aviv. Sichenzia Ross Friedman Ference LLP (“SRFF”) and Its Israeli Affiliate Doron Tikotzky Kantor Gutman Cederbaum-SRFF (“DTKGC-SRFF”) have represented an Israeli investment group led by Mr. Adi Ben-Senior in the acquisition of ThermaSteel, Inc. of Radford Virginia in a multi-million dollar transaction ThermaSteel has developed a patented bonding technology that bonds light gauge steel to EPS, creating composite structural wall panel system. www.thermsteelinc.com. continue reading >>
Partners Richard A. Friedman and Stephen A. Cohen Represent Laidlaw & Company (UK) Ltd. and Roth Capital Partners, LLC as Joint Book Running Managers of PhaseRx, Inc.’s $18.5M IPO
Press Release – New York, NY – May 23, 2016 – Nationally recognized securities and corporate law firm Sichenzia Ross Friedman Ference LLP announced today that it has represented Laidlaw & Company (UK) Ltd. and Roth Capital Partners, LLC as Joint Book-Running Managers of the initial public offering of PhaseRx, Inc. (NASDAQ: PZRX).
Rodman & Renshaw Conference in NY, NY on September 11-13, 2016
Sichenzia Ross Friedman Ference LLP is a silver sponsor of the 18th Annual Rodman & Renshaw Global Investment Conference to be held at the Palace Hotel in New York City on September 11 to September 13. A memorable and exciting conference is anticipated with approximately 200 public and private companies presenting their businesses to an audience of approximately 2,000 attendees. The conference will focus on tracks dedicated to healthcare, natural resources, cleantech, and technology, media and telecommunications. Keynote speakers will include the Rt Hon Sir John Major KG CH, Former Prime Minister of Great Britain and Northern Ireland, and Jeb Bush, the 43rd governor of Florida.
September 11 – 13, 2016
New York City
Lotte New York Palace Hotel
455 Madison Avenue at 50th Street
New York, NY 10022
Visit here to learn more.
Firm Honored as a Top Corporate Law Firm in New York City
New York, NY – May 17, 2016 – Sichenzia Ross Friedman Ference LLP is proud to announce that it was selected as one of New York City’s best corporate law firms in 2016 by Best Lawyers magazine. Best Lawyers is one of the oldest and most respected peer-review publication in the legal profession. Its lists of outstanding law firms are compiled by conducting detailed peer-review surveys in which tens of thousands of leading lawyers confidentially evaluate their professional peers.
About Sichenzia Ross Friedman Ference LLP
Sichenzia Ross Friedman Ference LLP is a nationally recognized securities and corporate law firm that provides experienced representation in all matters involving the securities industry. Super Lawyers consistently recognizes our attorneys as among the highest rated securities lawyers in the nation. Our attorneys specialize in advising clients on private placements, initial (IPOs) and secondary public offerings, alternative public offerings, preparation of SEC filings and listings on the NYSE, NASDAQ and OTCMarkets. In addition, our litigation and arbitration attorneys are highly skilled in representing clients from routine lawsuits to complex cases before the SEC, FINRA and other tribunals.
Regulation A+ and Blue Sky Laws: Restrictions on Secondary Trading
Jay Kaplowitz, Cass Sanford, Tessa Patti
28th Annual ROTH Conference (March 13-16)
Sichenzia Ross Friedman Ference LLP is a proud sponsor of the upcoming ROTH Capital Partners 28th Annual Conference continue reading >>
National Investment Banking Association (NIBA) Conference (February 10-11)
Sichenzia Ross Friedman Ference LLP is a proud sponsor of the National Investment Banking Association (NIBA) Conference February 10th and 11th in Hollywood, Florida.
Partner Gregory Sichenzia Quoted on Alternatives to IPOs and Follow-On Deals
February 5, 2016 – Partner Greg Sichenzia was quoted in a Law360 article titled “Cold IPO Market Forces Companies To Get More Creative.” The article discussed that the weak market for initial public offerings and follow-on deals has companies scrambling for alternatives to meet their capital needs. Viable options for them to choose from exist, albeit none as ideal as a robust public market. Greg discussed the pros and cons of reverse mergers and Nasdaq’s and NYSE’s one-year “seasoning period” through which most companies must first trade over the counter while filing audited financial statements with the SEC.
Read the full article here.
2-3 year Corporate and Securities Associate Needed:
Experience and knowledge with registered securities offerings, PIPES, SEC regulations, ’33 Act registration statements, and ’34 Act periodic filings, mergers & acquisitions, general corporate law, SEC research and advice. Excellent writing and advocacy skills. Growth opportunity.
Please email your resumes and cover letters to careers@srf.law
Avital Perlman
Partner
Introduction
Avital Perlman concentrates her practice on securities offerings and compliance, mergers and acquisitions and corporate governance. She represents public and private clients in a variety of corporate and securities matters, including public and private capital raising transactions, public company reporting, investor relations activities, board and committee matters and general corporate matters. Avital has substantial experience advising on initial public offerings and follow-on financings for life sciences companies in the US and Israel. She also works with non-profit organizations in areas such as formation, recognition of tax-exempt status and corporate counseling. Prior to joining Sichenzia Ross Ference Kesner LLP, she was associated with the law firms of Morrison & Foerster LLP and Haynes and Boone, LLP.
Languages
Avital is conversant in Hebrew.
Publications
Awards & Recognitions
Education
Northwestern University School of Law, J.D.
University of Pennsylvania, B.A. magna cum laude
Bar Admissions
Mrs. Perlman is admitted to practice in New York
Practice Areas
Contact Address
Office: New York
Phone: (646) 810-0610
Fax: (212) 930-6766
Email: aperlman@srf.law
Scott H. Kaliko
Of Counsel
Introduction
Mr. Scott H. Kaliko is a multifaceted attorney with diverse experience advising clients on an array of commercial, intellectual property, litigation, audits, investigations, and corporate and financial compliance matters.
Mr. Kaliko is a licensed attorney, a registered patent attorney, and a Certified Anti-Money Laundering Specialist (CAMS). For more than 15 years as an attorney he acted as counsel for a variety of intellectual property clients by performing patent and trademark prosecution, IP Audits, Intellectual Property, IP Litigation, IP Asset Management, and IP Counseling.
Mr. Kaliko is responsible for conducting compliance reviews, audits, and examinations for the firm’s Banking and Capital Market clients. He has extensive knowledge of Investment Advisers Act, Investment Company Act, Advisory Compliance, Broker-Dealer Operations, Securities Exchange Act, AML/BSA Program Development, USA PATRIOT Act Compliance, Regulatory Documentation, Policy Review, Risk Management, and Corporate Agreements. Mr. Kaliko has also served as lead counsel for clients in FINRA and SEC investigations for financial institutions and reviewing and implementing compliance programs for banks and broker-dealers regarding AML and General Compliance matters.
Publications
Education
University of Pennsylvania School of Law, Juris Doctorate
Wharton School, University of Pennsylvania Compliance & Regulation WK1
Georgia State University, post graduate work in Chemistry, Biology, and Physics
University of the State of New York, Mathematics and Economics
Bar Admissions
New York and New Jersey State Bars
United States Court of Appeals for the Federal Circuit
United States District Court, District of New Jersey
United States District Court, Eastern District of New York
United States District Court, Southern District of New York
Registered before the United States Patent and Trademark Office
Practice Areas
Contact Address
Office: New York
Phone: (212)-930-9700
Fax: (212)-930-9725
Email: skaliko@srf.law
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