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Sichenzia Ross Ference LLP Represents Biotricity, Inc. in $50 Million At-The-Market Offering

biotricity logo

Press Release – New York, NY – March 23, 2022 – Sichenzia Ross Ference LLP announced today that it represented Biotricity, Inc. (NASDAQ: “BTCY”), a medical diagnostic and consumer healthcare technology company, in a $50 million At-The-Market offering (“ATM”).

The shares were registered on BTCY’s Registration Statement on Form S-3 (File No. 333-255544) filed with the Securities and Exchange Commission on April 27, 2021, and declared effective by the SEC on May 4, 2021, and the prospectus supplement relating to the ATM filed with the SEC on March 22, 2022.

H.C. Wainwright acted as agent for the ATM.  

The Sichenzia Ross Ference LLP team was led by partners Gregory Sichenzia and David Manno, and associates Matt Siracusa and Rajiv Radia.

Sichenzia Ross Ference LLP Represents ETAO International Group in $2.5 Billion Definitive Merger Agreement with Mountain Crest Acquisition Corp. III

ETAO International Group

Press Release – New York, NY – February 1, 2022– Sichenzia Ross Ference LLP announced today that it is representing ETAO International Group in a definitive merger agreement with Mountain Crest Acquisition Corp. III (Nasdaq: MCAER), a publicly traded special purpose acquisition company (“SPAC”).  The transaction values ETAO at a pro forma fully diluted enterprise value of approximately $2.5 billion with existing ETAO shareholders rolling over 100% of their equity into equity of the combined company.  Upon completion of the transaction, which is anticipated in the summer of 2022, the combined company will operate as ETAO and securities are expected to be listed on NYSE under the symbol “ETAO”. The transaction includes a $250 million private investment in public equity at $10.00 per share in connection with the business combination transaction. Separately, ETAO has also received commitments through a separate private placement of $51 million.  

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Sichenzia Ross Ference Welcomes Back Marcelle Balcombe as Partner

Press Release – New York, NY – June 1, 2021 – Sichenzia Ross Ference LLP, a leading securities and corporate law firm, announced today that a member of our firm for 15 years and an integral part of our securities practice group has returned to the firmwhere she will continue to provide high quality legal services to her clients.

Please reach out to her at mbalcombe@srf.law to welcome her back. continue reading >>

Senior Level Corporate Associate

Sichenzia Ross Ference LLP  is seeking a Senior-Level Corporate Associate with 5+ years of experience in the field of securities and corporate law. This is an excellent opportunity for skilled candidates looking to work in a nationally recognized securities practice located in midtown NYC.

Salary Range: Low: $200,000 – High: $300,000

Sichenzia Ross Ference LLP offers a comprehensive compensation and benefits package including a bonus and potential % of origination on new business.

 

Qualifications:

  • Knowledge with registered securities offerings, PIPEs, SEC regulations, ’33 Act Registration Statements, and ’34 Act periodic filings, mergers & acquisitions, general corporate law and SEC research
  • A minimum of 5 years of experience with regulatory requirements and compliance issues
  • Self-motivated and proactive approach to managing client relationships: must be invested in our clients and deeply committed to obtaining the best possible outcome for them.
  • Excellent interpersonal communication skills and exemplary attention to detail.
  • 2+ years of substantive legal experience working for high-growth, early-stage businesses and active investors in connection with incorporations, equity financings, securities, mergers and acquisitions, and general corporate counseling.

Please send resumes to tbarone@srf.law

Sichenzia Ross Ference LLP Represents A.G.P/Alliance Global Partners in $5.9 Million Registered Direct Offering of Safe-T Group Ltd.

safe-t logo

Press Release – New York, NY – July 22, 2020 – Sichenzia Ross Ference LLP announced today that it represented A.G.P./Alliance Global Partners as sole placement agent in a registered direct offering of Safe-T Group Limited (NASDAQ: “SFET”) for gross proceeds of approximately $5.9 million. The offering provided for the issuance of an aggregate of (i) 3,075,000 American depositary shares (“ADSs”) at a purchase price of $1.40 per ADS, and (ii) 1,145,000 pre-funded warrants each to purchase one ADS (“Pre-Funded Warrants”) at a price of $1.40 each, including the Pre-Funded Warrant exercise price of $0.001 per full ADS. The Pre-Funded Warrants will be exercisable at any time after the date of issuance.  continue reading >>

Sichenzia Ross Ference LLP Represents Hudson Capital Inc. in $3.7 Million Registered Direct Offering 

china internet nationwide financial services

Press Release – New York, NY – June 24, 2020 – Sichenzia Ross Ference LLP today announced that it represented Hudson Capital Inc.  (NASDAQ: HUSN), in a $3.7 million registered direct offering of its ordinary shares at a price of $0.85 per share. The offering was made pursuant to a registration statement on Form F-3 (File No. 333-233408) which was previously filed with the Securities and Exchange Commission and declared effective on September 19, 2019.

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Sichenzia Ross Ference Kesner LLP Represents Rodman & Renshaw a unit of H.C Wainwright in a $7.4 Million Public Offering of Medical Transcript Billing, Corp.

mtbc - medical transcription billing corp. logo

Press Release – New York, NY – June 23, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Rodman & Renshaw, a unit of H.C. Wainwright, as Exclusive Placement Agent and Boenning & Scattergood, Inc. as co-placement agent in a public offering of Series A Preferred stock for Medical Transcription Billing, Corp. (MTBC.NASDAQ). MTBC is a principal provider of proprietary, cloud-based electronic health records, practice management, and mHealth solutions.

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Sichenzia Ross Ference Kesner LLP Represents Joseph Gunnar, and Fordham Financial Management in $6.6 Registered Direct offering of Ampio Pharmaceuticals, Inc.

ampio pharmaceuticals

Press Release – New York, NY – June 8, 2017 – Nationally recognized securities and corporate law firm, Sichenzia Ross Ference Kesner LLP, announced today that it has represented Joseph Gunnar & Co. as Lead Placement agent and Fordham Financial Management as Co-Placement Agent  in a $6.6 million Registered Direct public offering of equity securities of Ampio Pharmaceuticals, Inc.(“NYSE MKT.AMPE”).

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Sichenzia Ross Ference Kesner LLP Represents Oppenheimer & Co. and Feltl and Company in $13.5 Million PIPE for Midwest Energy Emissions Corp.

midwest energy

Press Release – New York, NY – November 18, 2016 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Oppenheimer & Co., as lead Placement Agent and Feltl and Company as Co-Placement Agent in a private placement offering of Common Stock ofMidwest Energy Emissions Corp. ME2C (OTCQB. “MEEC”). continue reading >>

Sichenzia Ross Ference Kesner LLP Represents Tonix Pharmaceuticals in $5.2 Million Public Offering

tonix pharmaceuticals

Press Release – New York, NY – November 1, 2016 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it represented Tonix Pharmaceuticals Holding Corp. (NASDAQ “TNXP”), a developer of next-generation medicines for common disorders of the central nervous system, continue reading >>

Partners Richard A. Friedman and Stephen A. Cohen Represent Laidlaw & Company (UK) Ltd. and Roth Capital Partners, LLC as Joint Book Running Managers of PhaseRx, Inc.’s $18.5M IPO

phase rx

Press Release – New York, NY – May 23, 2016 – Nationally recognized securities and corporate law firm Sichenzia Ross Friedman Ference LLP announced today that it has represented Laidlaw & Company (UK) Ltd. and Roth Capital Partners, LLC as Joint Book-Running Managers of the initial public offering of PhaseRx, Inc. (NASDAQ: PZRX).

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Sichenzia Ross Ference LLP Congratulates INmune Bio Inc., on Initial Public Offering

New York, NY – April 9, 2019 – Sichenzia Ross Ference LLP announced today that the firm represented INmune Bio Inc. (NASDAQ: INMB), in the Company’s Initial Public Offering and subsequent listing on the NASDAQ Capital Market. The Sichenzia Ross Ference LLP team was led by founding partner Marc Ross and partners David Manno and Thomas Rose. The stock became effective for trading on February 4, 2019, and its common stock trades under the symbol, “INMB.”

Follow Sichenzia Ross Ference on Twitter: @SichenziaRoss

 

 

QPAGOS Retains Sichenzia Ross Ference as SEC Counsel

Mexico City, Dec. 03, 2018  – QPAGOS (QPAG), a leading provider of electronic payments solutions, today announced that it retained Sichenzia Ross Ference LLP (www.srf.law) to represent QPAG on general securities matters.

Sichenzia Ross Ference LLP is a top-ranked securities law firm, just recognized for the third consecutive year on U.S. News and World Report’s “Best Law Firm” List. Its attorneys specialize in advising clients in private placements, initial (IPOs) and secondary public offerings, mergers and acquisitions (M&A), preparing SEC filings and listing to major stock exchanges such as the NYSE (New York Stock Exchange), NASDAQ and OTC markets.

Read the full release about Sichenzia Ross Ference and QPAGOs, here.

 

Junior Real Estate Associate

We have an immediate need for a junior associate attorney, with 0-2 years’ experience, for our growing real estate practice.  The ideal candidate will have experience in aspects of both commercial and residential real estate, including: document preparation, closings, real estate financing and commercial leasing.  In addition, the candidate should be well organized, have strong writing skills and be a self-starter.  This is a position for someone who wants to learn, gain experience, and grow as a real estate transactional attorney.  To apply, please contact mzavala@srf.law.

Sichenzia Ross Ference Kesner LLP Represents JetSmarter Inc. in a Preferred Stock Rights Offering

jetsmarter_logo

Press Release — October 2, 2017 — New York, NY — Sichenzia Ross Ference Kesner LLP represented JetSmarter Inc., an innovative technology company and market leader in the premium private-flight-sharing economy, in a Rights Offering of its Series C-1 Preferred Stock.  The Rights Offering was anchored by the conversion of previous institutional investments made by lead sponsor, Clearlake Capital Group, L.P.

The Sichenzia Ross Ference Kesner LLP team was led by Partners Gregory Sichenzia, Thomas Rose and James Turner and Associates Jay Yamamoto and Will Rao.

Rodman & Renshaw Conference in NY, NY on September 10-12, 2017

Sichenzia Ross Ference Kesner LLP is a silver sponsor of the 19th Annual Rodman & Renshaw Global Investment Conference to be held at the Lotte New York Palace Hotel in New York City on September 10 to September 12. A memorable and exciting conference is anticipated with over 300 public and private companies presenting their businesses to an audience of approximately 2,000 attendees.

September 10 – 12, 2017
New York City
Lotte New York Palace Hotel
455 Madison Avenue at 50th Street
New York, NY 10022

Visit Here to learn more

Sichenzia Ross Ference Kesner LLP Relocates NYC Headquarters

Sichenzia Ross Ference Kesner LLP is pleased to announce that as of August 25, 2017 we have moved to a new location at 1185 Avenue of the Americas, 37th Floor, New York, NY 10036.

As we enter our 20th year as a leading corporate, securities and litigation law firm, and expand our practice areas to include real estate and trusts and estates, our move to this vibrant mid-town New York City location will help us to better serve our diverse client base in New York and around the world.

This new location provides our many colleagues and clients with facilitated ease of travel in and out of the city. We will share photos of the new office space as soon as we have them. Please feel free to contact marketing@srf.law with any questions — we hope to see you soon in our new home!

Sichenzia Ross Ference Kesner’s Jodi Zimmerman Conducts Q&A on “What You Should Know About Creating A Last Will & Testament”

Press Release – New York, NY – July 26, 2017 – Jodi B. Zimmerman, Esq. of Sichenzia Ross Ference Kesner LLP participated in a Q&A blog post hosted by eSignatureGuarantee Group, to share “What You Should Know About Creating A Last Will & Testament.” The Q&A outlines the reasons for planning ahead, what to be aware of, and most importantly — the impact on your family and community.

Read the entire post here.

Ronen Kantor

ronen kantor - Securities Law Firm | Sichenzia Ross Ference Kesner LLP

Managing Partner at DTKGC-SRFK*

Introduction

Ronen Kantor, Adv. is the founder of Kantor and Co. - Law offices and a managing partner of DTKGC . Mr. Kantor heads all the Corporate Finance Activities at DTKGC and is involved in most of the corporate transactions being managed by the firm. Mr. Kantor founded Kantor & co. Law Offices in 2000 with the goal of serving an increasing number of Israeli and foreign clients in various Corporate Finance activities both in Israel and internationally.

Mr. Kantor counsels public and private companies in securities matters in Israel, the US and the UK, and also in complex Merger and Acquisition transactions. Mr. Kantor's primary focus is corporate finance and securities laws, biotechnology and biopharmaceutical transactions, venture capital investments, private equity financings, mergers and acquisitions, general corporate law and other related activities.


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*Ronen Kantor is a member of DTKGC-SRFK. This website is the website of the law firm Sichenzia Ross Ference Kesner LLP, a limited liability partnership doing business in New York and New Jersey. Services in Israel are provided through SRFK-DTKGC, a law firm organized under the laws of Israel that conducts business in Ramat Gan and Haifa in Israel. Sichenzia Ross Ference Kesner LLP and DTKGC-SRFK are each separate and independently owned firms. The Firms are parties to an affiliation agreement and operate under the global brands “Sichenzia Ross Ference Kesner LLP”, “SRFK LLP” and “DTKGC-SRFK”.

Professionals | Ronen Kantor | Sichenzia Ross Friedman Ference LLP

Education

University of Sheffield, England (LL.E. Honors, 1993)

Bar Admissions

Israeli Bar Association

Practice Areas

Corporate Law Group

Israeli Securities Law Group

Securities Law Group (U.S. and UK)

Israel practice group

Mergers and Acquisitions

Venture Capital & Investments

Private Equity Financings

Biotechnology & Licensing

International Transactions​

Contact Address

Office: Ramat Gan, Israel 5250606

Phone: +972-3-6133371

Fax: +972-3-6133372

Email: rkantor@dtkgc.com

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Robert Volynsky

Associate

Introduction

Robert Volynsky is an associate in the firm’s Litigation Department. Mr. Volynsky engages in securities and general commercial litigation in both state and federal courts and before regulatory agencies, including the Securities and Exchange Commission and the Financial Industry Regulatory Authority. Prior to joining the firm, Mr. Volynsky interned as an Enforcement Intern in the Real Estate Finance Bureau at the New York State Attorney General’s office.

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Education

Hofstra University School of Law, J. D. Honors Concentration in Business Law; Vice President, Dispute Resolution Society

University of California, Los Angeles, B.A.​

Bar Admissions

Robert is admitted to practice in California, New York, and New Jersey.

Practice Areas

Business Litigation & Arbitration

Contact Address

Office: New York

Phone: (212)-930-9700

Fax: (212)-930-9725

Email: rvolynsky@srf.law

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Sichenzia Ross Ference Kesner LLP Represents Investor in a Private Placement of up to $5,000,000 in Series B Preferred Stock of Digital Power Corporation

Press Release – New York, NY – March 29, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Philou Ventures, LLC (“Philou”) in connection with its entry into a Preferred Stock Purchase Agreement (the “Purchase Agreement”) with Digital Power Corporation, a California corporation (the “Company”), a solution-driven organization that designs, develops, manufactures and sells high-grade customized and flexible power system solutions for applications in the medical, military, telecom and industrial markets.  The Purchase Agreement was executed on March 9, 2017.

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Mixiii BioMed 2017 Conference

Representatives of Sichenzia Ross Ference Kesner LLP and our affiliates, Doron, Tikotzky, Kantor, Gutman, Cederboum and Co., will be attending Biomed’s 16th National Life Science & Technology Conference, to be held at the David Intercontinental in Tel-Aviv, Israel on May 23rd – May 25th, 2017. Biomed has positioned itself throughout the years as the main annual meeting place for players of Israel’s healthcare industry with their colleagues from around the globe. It presents a unique and exuberating occasion for participating in discussions, panel presentations, product demonstrations and networking opportunities, all paving the way for new business collaborations.

May 23rd – May 25th, 2017
Tel-Aviv, Israel

David Intercontinental Hotel
Kaufmann St 12, Tel Aviv-Yafo, 61501, Israel

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Oppenheimer’s 17th Annual Israeli Conference

Representatives of Sichenzia Ross Ference Kesner LLP and our affiliates, Doron, Tikotzky, Kantor, Gutman, Cederboum and Co., will be attending Oppenheimer’s 17th Annual Israel Conference, to be held at the David Intercontinental Hotel in Tel-Aviv on Sunday, May 21st 2017. Guests will include insurance companies, pension funds, provident funds, mutual funds, banks, venture capitals, and money managers. Based on previous years’ events, this conference is expected to attract approximately 500 participants, more than 40 Israeli companies, as well as considerable media coverage.

May 21st, 2017
Tel-Aviv, Israel

David Intercontinental Hotel
Kaufmann St 12, Tel Aviv-Yafo, 61501, Israel

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Sichenzia Ross Friedman Ference LLP and its Israeli Affiliate DTKGC-SRFF Represent an Investment Group in Buy Out of ThermaSteel, Inc.

September 23, 2016 — New York, NY and Tel Aviv. Sichenzia Ross Friedman Ference LLP (“SRFF”) and Its Israeli Affiliate Doron Tikotzky Kantor Gutman Cederbaum-SRFF (“DTKGC-SRFF”) have represented an Israeli investment group led by Mr. Adi Ben-Senior in the acquisition of ThermaSteel, Inc. of Radford Virginia in a multi-million dollar transaction ThermaSteel has developed a patented bonding technology that bonds light gauge steel to EPS, creating composite structural wall panel system. www.thermsteelinc.com. continue reading >>

Rodman & Renshaw Conference in NY, NY on September 11-13, 2016

Sichenzia Ross Friedman Ference LLP is a silver sponsor of the 18th Annual Rodman & Renshaw Global Investment Conference to be held at the Palace Hotel in New York City on September 11 to September 13.  A memorable and exciting conference is anticipated with approximately 200 public and private companies presenting their businesses to an audience of approximately 2,000 attendees. The conference will focus on tracks dedicated to healthcare, natural resources, cleantech, and technology, media and telecommunications. Keynote speakers will include the Rt Hon Sir John Major KG CH, Former Prime Minister of Great Britain and Northern Ireland, and Jeb Bush, the 43rd governor of Florida.

September 11 – 13, 2016
New York City
Lotte New York Palace Hotel
455 Madison Avenue at 50th Street
New York, NY 10022

Visit here to learn more.

Firm Honored as a Top Corporate Law Firm in New York City

New York, NY – May 17, 2016 – Sichenzia Ross Friedman Ference LLP is proud to announce that it was selected as one of New York City’s best corporate law firms in 2016 by Best Lawyers magazine.  Best Lawyers is one of the oldest and most respected peer-review publication in the legal profession.  Its lists of outstanding law firms are compiled by conducting detailed peer-review surveys in which tens of thousands of leading lawyers confidentially evaluate their professional peers.

About Sichenzia Ross Friedman Ference LLP

 Sichenzia Ross Friedman Ference LLP is a nationally recognized securities and corporate law firm that provides experienced representation in all matters involving the securities industry. Super Lawyers consistently recognizes our attorneys as among the highest rated securities lawyers in the nation. Our attorneys specialize in advising clients on private placements, initial (IPOs) and secondary public offerings, alternative public offerings, preparation of SEC filings and listings on the NYSE, NASDAQ and OTCMarkets. In addition, our litigation and arbitration attorneys are highly skilled in representing clients from routine lawsuits to complex cases before the SEC, FINRA and other tribunals.

Partner Gregory Sichenzia Quoted on Alternatives to IPOs and Follow-On Deals

February 5, 2016 – Partner Greg Sichenzia was quoted in a Law360 article titled “Cold IPO Market Forces Companies To Get More Creative.” The article discussed that the weak market for initial public offerings and follow-on deals has companies scrambling for alternatives to meet their capital needs.  Viable options for them to choose from exist, albeit none as ideal as a robust public market.  Greg discussed the pros and cons of reverse mergers and Nasdaq’s and NYSE’s one-year “seasoning period” through which most companies must first trade over the counter while filing audited financial statements with the SEC.

Read the full article here.

Marcelle S. Balcombe

marcelle balcombe - Securities Law Firm | Sichenzia Ross Ference Kesner LLP

Partner

Introduction

Marcelle S. Balcombe is a member of the Corporate and Securities practice group of Sichenzia Ross Ference LLP.

Marcelle advises clients in connection with corporate finance transactions, mergers and acquisitions and securities law matters including initial public offerings, secondary offerings, shelf takedowns, ATM offerings, private investments in public equity (PIPEs), registered direct transactions, going private transactions and other securities offerings. Marcelle also advises on reverse merger transactions. She has experience representing both purchasers and sellers in connection with stock purchases, asset purchases and merger transactions, including the negotiation of stock and asset purchase agreements, merger agreements, letters of intent, confidentiality agreements and other related documents.

Marcelle has extensive experience performing legal and financial due diligence, drafting documentation and conducting negotiations in connection with corporate finance transactions, both public and private offerings, mergers and acquisitions and other strategic transactions. She advises issuers in the preparation of legal documentation for day-to-day operations, including contracts, employment agreements and compensation plans. She also provides ongoing counsel to issuers regarding securities law compliance, corporate governance, corporate law compliance and regulatory inquiries. Marcelle also advises clients seeking to list on the major US stock exchanges, including NASDAQ and NYSE. She also advises on corporate governance for publicly listed U.S. companies.

Professionals | Marcelle S. Balcombe | Sichenzia Ross Friedman Ference LLP

Education

Ms. Balcombe received her Juris Doctorate from Case Western Reserve University, School of Law.

Bar Admissions

Ms. Balcombe is admitted to practice in New York and New Jersey.

Practice Areas

Corporate law group

Mergers & Acquisitions

Legal Services for Entrepreneurs

Hedge Fund Formation

Capital Markets

Securities law group

Restricted Stock & Beneficial Ownership Filings

Registration Statements

Exchange Act Reporting & Compliance Matters

APOs & Reverse Mergers

Contact Address

Office: New York

Phone: (212)-930-9700

Fax: (212)-970-9725

Email: mbalcombe@srf.law

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Avital Perlman

avital even-shoshan - Securities Law Firm | Sichenzia Ross Ference Kesner LLP

Partner

Introduction

Avital Perlman concentrates her practice on securities offerings and compliance, mergers and acquisitions and corporate governance. She represents public and private clients in a variety of corporate and securities matters, including public and private capital raising transactions, public company reporting, investor relations activities, board and committee matters and general corporate matters. Avital has substantial experience advising on initial public offerings and follow-on financings for life sciences companies in the US and Israel. She also works with non-profit organizations in areas such as formation, recognition of tax-exempt status and corporate counseling. Prior to joining Sichenzia Ross Ference Kesner LLP, she was associated with the law firms of Morrison & Foerster LLP and Haynes and Boone, LLP.

Languages

​Avital is conversant in Hebrew.

Publications

Awards & Recognitions

Professionals | Avital Even-Shoshan | Sichenzia Ross Friedman Ference LLP

Education

Northwestern University School of Law, J.D. 

University of Pennsylvania, B.A. magna cum laude

Bar Admissions

Mrs. Perlman is admitted to practice in New York

Practice Areas

Corporate Law Group

Securities Law Group

Israel Practice Group

Contact Address

Office: New York

Phone: (646) 810-0610

Fax: (212) 930-6766

Email: aperlman@srf.law

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Gary A. Varnavides

gary a varnavides - Securities Law Firm | Sichenzia Ross Ference Kesner LLP

Counsel

Introduction

Gary A. Varnavides joined SRF in 2010 and is a Counsel in the firm's Litigation Department. Mr. Varnavides engages in securities and commercial litigation in both state and federal courts, and before the U.S. Securities and Exchange Commission. In addition, his practice includes investor arbitration before the Financial Industry Regulatory Authority, broker-dealer compliance, and qualifying Associated Persons with various state and self-regulatory agencies.

Mr. Varnavides was named a 2015 New York Metro Rising Star list, an honor reserved for no more than two and one-half percent of the lawyers in the New York Metro area.

Awards & Recognition

gary varnavides_ superlawyers
gary a varnavides - Securities Law Firm | Sichenzia Ross Friedman Ference LLP

Education

Gary graduated from Fordham University School of Law in 2010, where he was Editor-in-Chief of the Fordham Journal of Corporate & Financial Law.

Gary received his B.A. in Political Science from Boston College in 2007.

Bar Admissions
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Gary is admitted to practice in New York and New Jersey. He is also admitted to practice before the United States Court of Appeals for the Third Circuit; the Southern District of New York; the Eastern District of New York; and the District of New Jersey.

Publications / Awards

The Flawed State of Broker-Dealer Regulation, 16 Fordham J. Corp. & Fin. L. 203 - Winner of the 2012 Investment Management Consultants Association's Richard J. Davis Legal/ Regulatory/ Ethics Award

Practice Areas

Broker dealer regulation

Business Litigation & Arbitration

Contact Address

Office: New York

​Phone: (646) 810-0606

Fax: (212)-930-9725

Email: gvarnavides@srf.law

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