Sharon Carroll
Of Counsel
Introduction
Sharon Carroll is a member of the Corporate and Securities practice groups of Sichenzia Ross Ference LLP.
Sharon represents emerging and established companies in securities offerings and compliance, mergers and acquisitions transactions, and corporate governance matters. Her practice focuses on assisting private and publicly-traded companies in a broad range of debt and equity capital markets transactions, including “SPAC” offerings, REG A+ offerings, and PIPEs. She also regularly advises her clients on 1934 Act reporting requirements and various corporate governance matters.
Experience
Sharon has served abroad as in-house deal counsel for a Hong Kong-based financial services company where she represented the company in an array of cross-border transactions, including syndicated credit facilities, sovereign bond issuances, and debt restructurings, among others, throughout the Asia-Pacific region.
Prior to Hong Kong, she was an associate at SRF and a member of its Corporate and Securities law practice groups. She rejoined SRF in February 2022 after working at prominent law firms in Nashville, Tennessee, where her practice focused on capital markets and healthcare M&A transactions. Sharon is based in Nashville.
Civic Activities
Member, American Legion Auxiliary, Post. 88

Education
New York Law School, J.D.
Fordham University, B.A.
Bar Admissions
Ms. Carroll is admitted to practice law in New York & Tennessee
Practice Areas
Securities Law Group
Capital Markets
Mergers & Acquisitions
Restricted Stock & Beneficial Ownership Filings
Exchange Act Reporting & Compliance Matters
Alternative Public Offerings (APOs) & Reverse Mergers
Contact Address
Office: New York
Phone: 212-281-6767, ext. 589
Fax: (212)-930-6766
Email: scarroll@srf.law