Transactions

We represent foreign and domestic clients in a broad range of capital raising, M&A and other corporate transactions. Below are tombstone listings of certain of our recent representative transactions. Please click on a tombstone for a description of the specific deal.

SciSparc Ltd. 

$1,700,000

At-The-Market Offering
May 2023
Sunshine Biopharma, Inc.

$5,000,000

Common Stock and Warrants
May 2023
Lexaria Bioscience Corp.

$2,000,000

Common Stock and Warrants
May 2023
Zynex, Inc.

$60,000,000

144A Private Offering of Convertible Notes
May 2023
Wang & Lee Group, Inc.

$8,000,000

Initial Public Offering
April 2023
VCI Global Limited

$5,000,000

Initial Public Offering
April 2023
AiAdvertising, Inc.

$5,000,000

Series I Preferred Stock
April 2023
Millennium Group International Holdings Ltd.

$5,000,000

Initial Public Offering
April 2023
Multi Ways Holdings Limited

$18,100,000

Initial Public Offering
April 2023
American Battery Technology Company

$10,000,000

Common Stock and Warrants
April 2023
Ohmyhome Limited

$15,100,000

Initial Public Offering
March 2023
Alpha Cognition, Inc.

$1,500,000

Private Placement
March 2023
EzFill Holdings, Inc.

$2,100,000

At-The-Market Offering
February 2023
ShiftPixy, Inc.

$8,000,000

At-The-Market Offering
March 2023
ETAO International Group
Business Combination
Merger Consideration of $1,000,000,000 of Ordinary Shares
February 2023
The NFT Gaming Company

$7,000,000

Initial Public Offering
February 2023
Bullfrog AI Holdings, Inc.

$8,400,000

Common Stock
February 2023
Processa Pharmaceuticals, Inc.

$6,250,000

Common Stock
February 2023
Staffing 360 Solutions, Inc.

$5,000,000

Common Stock
Warrants
February 2023
E-Home Household Service Holdings

$70,000,000

Direct Offering
February 2023
Alset Inc.

$3,800,000

Common Stock
February 2023
Genetic Technologies Limited

$5,000,000

American Depositary Shares
February 2023
Sharps Technology, Inc.

$3,800,000

Common Stock and Warrants
February 2023
Cetus Capital Acquisition Corp.

$57,500,000

Initial Public Offering
February 2023
Nemaura Medical, Inc.

$8,400,000

Registered Direct
January 2023
Verb Technology Company, Inc.

$7,200,000

Common Stock
January 2023
Jupiter Wellness, Inc.

$4,100,000

Direct Offering
Warrants
January 2023
Horizon Space Acquisition I Corp.

$69,000,000

Common Stock
Warrants
December 2022
mCloud Technologies Corp.

$25,000,000

Series A Preferred Shares
Warrants
December 2022
BiondVax Pharmaceuticals Ltd.

$8,000,000

American Depository Shares
December 2022
TECO 2030

$10,000,000

Private Placement
November 2022
Murphy Canyon Acquisition Corp.

$700,000,000

Definitive Merger Agreement
November 2022
Hudson Acquisition I Corp.

$68,400,000

Initial Public Offering
October 2022
The Singing Machine Company, Inc.

$15,000,000

Secured Senior Financing
October 2022
Twin Vee PowerCats Co.

$6,870,000

Common Stock
October 2022
Silo Pharma

$5,750,000

Initial Public Offering
October 2022
Splash Beverage Group, Inc.

$3,100,000

Common Stock
September 2022
ShiftPixy, Inc.

$5,000,000

Common Stock and Warrants
September 2022
Amesite Inc.

$2,300,000

Common Stock and Warrants
September 2022
Mobilicom Limited

$13,300,000

Initial Public Offering
August 2022
Forza X1, Inc.

$17,250,000

Common Stock
August 2022
Crown Electrokinetics

$1,000,000

Common Stock
July 2022
ShiftPixy, Inc.

$1,300,000

Warrants
July 2022
Kaspien Holdings Inc.

$8,000,000

Private Placement
Common Stock and Warrants
July 2022
Alpine 4 Holdings, Inc.

$10,000,000

Common Stock and Warrants
July 2022
Golden Sun Education Group Ltd.

$20,250,000

Initial Public Offering
June 2022
Lytus Technologies Holdings PTV. Ltd.

$14,100,000

Initial Public Offering
June 2022
SciSparc Ltd.

$10,000,000

Common Stock and Warrants
June 2022
The Singing Machine, Inc..

$4,000,000

Public Offering
May 2022
Cyngn Inc.

$20,000,000

Private Placement
May 2022
Sunshine Biopharma, Inc.

$19,500,000

Private Placement
April 2022
Relmada Therapeutics, Inc.

$100,000,000

At-the-Market Offering
April 2022
Biotricity, Inc.

$50,000,000

At-the-Market Offering
April 2022
AiAdvertising, Inc.

$10,000,000

Private Placement
March 2022
Sharps Technology

$16,000,000

Initial Public Offering
April 2022
Genius Group Limited

$22,500,000

Initial Public Offering
April 2022
Tantech Holdings Ltd

$10,000,000

Common Stock and Warrants
March 2022
Sunshine Biopharma Inc.

$8,000,000

Private Placement
March 2022
Splash Beverage Group, Inc.

$9,200,000

Common Stock
February 2022
Sunshine Biopharma Inc.

$8,000,000

Public Offering
February 2022
Murphy Canyon Acquisition Corp.

$132,250,000

Initial Public Offering
February 2022
Alset Capital Acquisitions Corp.

$86,250,000

Initial Public Offering
February 2022
ETAO International Group

$2,500,000,000

SPAC Merger
February 2022
ShiftPixy, Inc.

$5,900,000

Warrants
January 2022
Mainz Biomed N.V.

$25,875,000

Public Offering
January 2022
BiondVax Pharmaceuticals Ltd.

$9,800,000

American Depository Shares
December 2021
Zynex, Inc.

$31,000,000

Acquisition
December 2021
Cingulate Inc.

$25,500,000

Initial Public Offering
December 2021
Nisun International Enterprise Development Group Co., Ltd

$77,000,000

Class A Common Stock
Warrants
December 2021
Relmada Therapeutics, Inc.

$172,500,000

Common Stock
December 2021
Tantech Holdings Ltd.

$13,700,000

Common Stock
December 2021
EHome International Inc.

$30,000,000

Common Stock and Warrants
December 2021
mCloud Technologies Corp.

$9,500,000

Common Stock and Warrants
November 2021
Alpine 4 Holdings, Inc.

$24,000,000

Common Stock and Warrants
November 2021
Good Gaming, Inc.

$3,100,000

Private Placement
November 2021
MAINZ BIOMED B.V.

$11,500,000

Initial Public Offering
November 2021
The Glimpse Group, Inc.

$15,000,000

Private Placement
November 2021
Cyngn, Inc.

$26,300,000

Initial Public Offering
October 2021
Parsec Capital Acquisition Corp.

$86,300,000

Initial Public Offering
October 2021
American Battery Technology Corporation

$39,100,000

Common Stock and Warrants
October 2021
Borqs Technologies, Inc.

$27,000,000

Private Placement
September 2021
Molecular Data Inc.

$15,000,000

Common Stock and Warrants
September 2021
EZFill Holdings, Inc.

$28,750,000

Initial Public Offering
September 2021
Farmmi, Inc.

$81,000,000

Underwritten Public Offering
September 2021
Document Security Systems, Inc.

$40,000,000

Common Stock
September 2021
ShiftPixy, Inc.

$12,000,000

Common Stock and Warrants
September 2021
Document Security Systems, Inc.

$15,000,000

Common Stock
September 2021
HealthLynked, Corp.

$2,000,000

Common Stock and Warrants
September 2021
Biotricity, Inc.

$15,500,000

Common Stock
August 2021
Basanite, Inc.

$5,300,000

Common Stock and Warrants
August 2021
Ecoark Holdings,Inc.

$20,000,000

Registered Direct Offering
August 2021
Sonoma Pharmaceuticals, Inc.

$6,000,000

At-The-Market (ATM) Offering
August 2021
Alset EHome International Inc..

$32,000,000

Common Stock and Warrants
August 2021
International Land Alliance, Inc.

$2,000,000

Private Placement
July 2021
Jupiter Wellness, Inc.

$32,500,000

Common Stock and Warrants
July 2021
Twin Vee PowerCats Co.

$18,000,000

Common Stock and Warrants
July 2021
Inspira Technologies.

$16,000,000

Common Stock and Warrants
July 2021
Inmune Bio, Inc.

$40,000,000

Common Stock
July 2021
OMNIQ Corp.

$14,990,000

Common Stock
July 2021
The Glimpse Group

$14,100,000

Common Stock
July 2021
Document Security Systems, Inc.

$50,025,000

Common Stock
June 2021
Splash Beverage Group, Inc.

$15,000,000

Common Stock and Warrants
June 2021
Red Light Holland Corp.

$3,200,000

Acquisition
June 2021
BriaCell Therapeutics Corp.

$27,200,000

Common Stock and Warrants
June 2021
ENGlobal Corporation

$20,000,000

Registered Direct Offering
June 2021
KULR Technology Group, Inc.

$6,000,000

Preferred Stock and Warrants
May 2021
Jiuzi Holdings Inc.

$26,000,000

Initial Public Offering
May 2021
ShiftPixy, Inc.

$12,000,000

Common Stock and Warrants
May 2021
Alset EHome International Inc.

$32,000,000

Common Stock and Warrants
May 2021
High Tide Inc.

$20,640,000

Acquisition
May 2021
Farmmi, Inc.

$48,300,000

Underwritten Private Offering
May 2021
American Battery Metals Corporation

$15,000,000

Registered Direct Offering
April 2021
Document Security Systems, Inc.

$30,000,000

Private Investment
April 2021
Amplitech Group, Inc.

$23,000,000

Registered Direct Offering
April 2021
BioSolar, Inc.

$5,000,000

Registered Direct Offering
April 2021
SeaChange International, Inc.

$19,100,000

Common Stock
April 2021
Vuzix Corporation

$97,500,000

Common Stock
April 2021
MySize, Inc.

$3,300,000

Common Stock
March 2021
Farmmi, Inc.

$7,400,000

Public Offering
March 2021
NuZee, Inc. 

$12,500,000

Public Offering
March 2021
Kaspien Holdings Inc.

$13,500,000

Common Stock Offering
March 2021
Innovative Payment Solutions, Inc.

$4,550,000

Private Placement
March 2021
BTCS Inc.

$9,500,000

Common Stock and Warrants
March 2021
The Coretec Group, Inc.

$6,000,000

Private Placement
March 2021
SciSparc Ltd.

$8,150,000

Private Placement
March 2021
Splash Beverage Group, Inc.

$4,000,000

Private Placement
March 2021
Borqs Technologies, Inc.

$20,000,000

Private Placement
March 2021
Medigus Ltd.

$8,500,000

American Depository Shares (ADS)
March 2021
SunHydrogen, Inc.

$10,000,000

Registered Direct Offering
March 2021
BriaCell Therapeutics Corp.

$25,000,000

Common Stock and Warrants
February 2021
AmpliTech Group, Inc.

$11,000,000

Common Stock and Warrants
February 2021
CloudCommerce, Inc.

$10,000,000

Common Stock and Warrants
February 2021
ION Geophysical Corporation

$10,500,000

Registered Direct Offering
February 2021
Pulmatrix, Inc.

$40,000,000

Registered Direct Offering
February 2021
Staffing 360 Solutions, Inc.

$19,700,000

Common Stock
February 2021
Document Security Systems, Inc.

$39,700,000

Common Stock
February 2021
SunHydrogen, Inc.

$25,000,000

Common Stock
February 2021
Equillium, Inc.

$30,000,000

Common Stock and Warrants
February 2021
Splash Beverage Group
Acquisition
January 2021
BiondVax Pharmaceuticals Ltd.

$12,100,000

American Depository Shares
February 2021
Avinger, Inc.

$14,400,000

Common Stock
February 2021
Electrokinetics Corp.

$21,500,000

Common Stock
January 2021
BioSolar, Inc.

$5,000,000

Common Stock and Warrants
January 2021
High Tide Inc.

$8,000,000

Acquisition
January 2021
Genetic Technologies Limited

$6,500,000

American Depositary Shares
January 2021
Document Security Systems, Inc.

$24,000,000

Common Stock Offering
January 2021
Lexaria Bioscience Corp.

$11,000,000

Common Stock and Warrants
January 2021
KULR Technology Group, Inc.

$8,000,000

Common Stock and Warrants
January 2021
SunHydrogen, Inc.

$9,000,000

Common Stock and Warrants
December 2020
Staffing 360 Solutions, Inc.

$2,900,000

Common Stock Offering
December 2020
Greenwich LifeSciences

$26,400,000

Public Offering of Common Stock
December 2020
ENDRA Life Sciences

$5,500,000

Public Offering of Common Stock
December 2020
Wunong Net Technology Company Limited

$30,000,000

Initial Public Offering
December 2020
SunHydrogen, Inc.

$9,000,000

Registered Direct Offering
December 2020
HF Enterprises Inc.

$15,100,000

Initial Public Offering
November 2020
Arcimoto, Inc.

$15,000,000

Common Stock Offering
November 2020
Bullfrog Gold

C$22,000,000

Acquisition of Assets
November 2020
Jupiter Wellness, Inc.

$7,000,000

Initial Public Offering
November 2020
Ring Energy

$20,000,000

Common Stock and Warrants
October 2020
Ekso Bionics Holdings, Inc.

$7,500,000

At-The-Market (ATM) Offering
September 2020
Amesite Inc.

$15,000,000

Initial Public Offering
September 2020
Greenwich LifeSciences, Inc

$7,250,000

Initial Public Offering
September 2020
Vuzix Corporation

$15,000,000

Common Stock
September 2020
SciSparc Ltd. 

$1,700,000

At-The-Market Offering
May 2023
Sunshine Biopharma, Inc.

$5,000,000

Common Stock and Warrants
May 2023
Lexaria Bioscience Corp.

$2,000,000

Common Stock and Warrants
May 2023
Zynex, Inc.

$60,000,000

144A Private Offering of Convertible Notes
May 2023
Wang & Lee Group, Inc.

$8,000,000

Initial Public Offering
April 2023
VCI Global Limited

$5,000,000

Initial Public Offering
April 2023
AiAdvertising, Inc.

$5,000,000

Series I Preferred Stock
April 2023
Millennium Group International Holdings Ltd.

$5,000,000

Initial Public Offering
April 2023
Multi Ways Holdings Limited

$18,100,000

Initial Public Offering
April 2023
American Battery Technology Company

$10,000,000

Common Stock and Warrants
April 2023
Ohmyhome Limited

$15,100,000

Initial Public Offering
March 2023
Alpha Cognition, Inc.

$1,500,000

Private Placement
March 2023
EzFill Holdings, Inc.

$2,100,000

At-The-Market Offering
February 2023
ShiftPixy, Inc.

$8,000,000

At-The-Market Offering
March 2023
ETAO International Group
Business Combination
Merger Consideration of $1,000,000,000 of Ordinary Shares
February 2023
The NFT Gaming Company

$7,000,000

Initial Public Offering
February 2023
Bullfrog AI Holdings, Inc.

$8,400,000

Common Stock
February 2023
Processa Pharmaceuticals, Inc.

$6,250,000

Common Stock
February 2023
Staffing 360 Solutions, Inc.

$5,000,000

Common Stock
Warrants
February 2023
E-Home Household Service Holdings

$70,000,000

Direct Offering
February 2023
Alset Inc.

$3,800,000

Common Stock
February 2023
Genetic Technologies Limited

$5,000,000

American Depositary Shares
February 2023
Sharps Technology, Inc.

$3,800,000

Common Stock and Warrants
February 2023
Cetus Capital Acquisition Corp.

$57,500,000

Initial Public Offering
February 2023
Nemaura Medical, Inc.

$8,400,000

Registered Direct
January 2023
Verb Technology Company, Inc.

$7,200,000

Common Stock
January 2023
Jupiter Wellness, Inc.

$4,100,000

Direct Offering
Warrants
January 2023
Horizon Space Acquisition I Corp.

$69,000,000

Common Stock
Warrants
December 2022
mCloud Technologies Corp.

$25,000,000

Series A Preferred Shares
Warrants
December 2022
BiondVax Pharmaceuticals Ltd.

$8,000,000

American Depository Shares
December 2022
TECO 2030

$10,000,000

Private Placement
November 2022
Murphy Canyon Acquisition Corp.

$700,000,000

Definitive Merger Agreement
November 2022
Hudson Acquisition I Corp.

$68,400,000

Initial Public Offering
October 2022
The Singing Machine Company, Inc.

$15,000,000

Secured Senior Financing
October 2022
Twin Vee PowerCats Co.

$6,870,000

Common Stock
October 2022
Silo Pharma

$5,750,000

Initial Public Offering
October 2022
Splash Beverage Group, Inc.

$3,100,000

Common Stock
September 2022
ShiftPixy, Inc.

$5,000,000

Common Stock and Warrants
September 2022
Amesite Inc.

$2,300,000

Common Stock and Warrants
September 2022
Mobilicom Limited

$13,300,000

Initial Public Offering
August 2022
Forza X1, Inc.

$17,250,000

Common Stock
August 2022
Crown Electrokinetics

$1,000,000

Common Stock
July 2022
ShiftPixy, Inc.

$1,300,000

Warrants
July 2022
Kaspien Holdings Inc.

$8,000,000

Private Placement
Common Stock and Warrants
July 2022
Alpine 4 Holdings, Inc.

$10,000,000

Common Stock and Warrants
July 2022
Golden Sun Education Group Ltd.

$20,250,000

Initial Public Offering
June 2022
Lytus Technologies Holdings PTV. Ltd.

$14,100,000

Initial Public Offering
June 2022
SciSparc Ltd.

$10,000,000

Common Stock and Warrants
June 2022
The Singing Machine, Inc..

$4,000,000

Public Offering
May 2022
Cyngn Inc.

$20,000,000

Private Placement
May 2022
Sunshine Biopharma, Inc.

$19,500,000

Private Placement
April 2022
Relmada Therapeutics, Inc.

$100,000,000

At-the-Market Offering
April 2022
Biotricity, Inc.

$50,000,000

At-the-Market Offering
April 2022
AiAdvertising, Inc.

$10,000,000

Private Placement
March 2022
Sharps Technology

$16,000,000

Initial Public Offering
April 2022
Genius Group Limited

$22,500,000

Initial Public Offering
April 2022
Tantech Holdings Ltd

$10,000,000

Common Stock and Warrants
March 2022
Sunshine Biopharma Inc.

$8,000,000

Private Placement
March 2022
Splash Beverage Group, Inc.

$9,200,000

Common Stock
February 2022
Sunshine Biopharma Inc.

$8,000,000

Public Offering
February 2022
Murphy Canyon Acquisition Corp.

$132,250,000

Initial Public Offering
February 2022
Alset Capital Acquisitions Corp.

$86,250,000

Initial Public Offering
February 2022
ETAO International Group

$2,500,000,000

SPAC Merger
February 2022
ShiftPixy, Inc.

$5,900,000

Warrants
January 2022
Mainz Biomed N.V.

$25,875,000

Public Offering
January 2022
BiondVax Pharmaceuticals Ltd.

$9,800,000

American Depository Shares
December 2021
Zynex, Inc.

$31,000,000

Acquisition
December 2021
Cingulate Inc.

$25,500,000

Initial Public Offering
December 2021
Nisun International Enterprise Development Group Co., Ltd

$77,000,000

Class A Common Stock
Warrants
December 2021
Relmada Therapeutics, Inc.

$172,500,000

Common Stock
December 2021
Tantech Holdings Ltd.

$13,700,000

Common Stock
December 2021
EHome International Inc.

$30,000,000

Common Stock and Warrants
December 2021
mCloud Technologies Corp.

$9,500,000

Common Stock and Warrants
November 2021
Alpine 4 Holdings, Inc.

$24,000,000

Common Stock and Warrants
November 2021
Good Gaming, Inc.

$3,100,000

Private Placement
November 2021
MAINZ BIOMED B.V.

$11,500,000

Initial Public Offering
November 2021
The Glimpse Group, Inc.

$15,000,000

Private Placement
November 2021
Cyngn, Inc.

$26,300,000

Initial Public Offering
October 2021
Parsec Capital Acquisition Corp.

$86,300,000

Initial Public Offering
October 2021
American Battery Technology Corporation

$39,100,000

Common Stock and Warrants
October 2021
Borqs Technologies, Inc.

$27,000,000

Private Placement
September 2021
Molecular Data Inc.

$15,000,000

Common Stock and Warrants
September 2021
EZFill Holdings, Inc.

$28,750,000

Initial Public Offering
September 2021
Farmmi, Inc.

$81,000,000

Underwritten Public Offering
September 2021
Document Security Systems, Inc.

$40,000,000

Common Stock
September 2021
ShiftPixy, Inc.

$12,000,000

Common Stock and Warrants
September 2021
Document Security Systems, Inc.

$15,000,000

Common Stock
September 2021
HealthLynked, Corp.

$2,000,000

Common Stock and Warrants
September 2021
Biotricity, Inc.

$15,500,000

Common Stock
August 2021
Basanite, Inc.

$5,300,000

Common Stock and Warrants
August 2021
Ecoark Holdings,Inc.

$20,000,000

Registered Direct Offering
August 2021
Sonoma Pharmaceuticals, Inc.

$6,000,000

At-The-Market (ATM) Offering
August 2021
Alset EHome International Inc..

$32,000,000

Common Stock and Warrants
August 2021
International Land Alliance, Inc.

$2,000,000

Private Placement
July 2021
Jupiter Wellness, Inc.

$32,500,000

Common Stock and Warrants
July 2021
Twin Vee PowerCats Co.

$18,000,000

Common Stock and Warrants
July 2021
Inspira Technologies.

$16,000,000

Common Stock and Warrants
July 2021
Inmune Bio, Inc.

$40,000,000

Common Stock
July 2021
OMNIQ Corp.

$14,990,000

Common Stock
July 2021
The Glimpse Group

$14,100,000

Common Stock
July 2021
Document Security Systems, Inc.

$50,025,000

Common Stock
June 2021
Splash Beverage Group, Inc.

$15,000,000

Common Stock and Warrants
June 2021
Red Light Holland Corp.

$3,200,000

Acquisition
June 2021
BriaCell Therapeutics Corp.

$27,200,000

Common Stock and Warrants
June 2021
ENGlobal Corporation

$20,000,000

Registered Direct Offering
June 2021
KULR Technology Group, Inc.

$6,000,000

Preferred Stock and Warrants
May 2021
Jiuzi Holdings Inc.

$26,000,000

Initial Public Offering
May 2021
ShiftPixy, Inc.

$12,000,000

Common Stock and Warrants
May 2021
Alset EHome International Inc.

$32,000,000

Common Stock and Warrants
May 2021
High Tide Inc.

$20,640,000

Acquisition
May 2021
Farmmi, Inc.

$48,300,000

Underwritten Private Offering
May 2021
American Battery Metals Corporation

$15,000,000

Registered Direct Offering
April 2021
Document Security Systems, Inc.

$30,000,000

Private Investment
April 2021
Amplitech Group, Inc.

$23,000,000

Registered Direct Offering
April 2021
BioSolar, Inc.

$5,000,000

Registered Direct Offering
April 2021
SeaChange International, Inc.

$19,100,000

Common Stock
April 2021
Vuzix Corporation

$97,500,000

Common Stock
April 2021
MySize, Inc.

$3,300,000

Common Stock
March 2021
Farmmi, Inc.

$7,400,000

Public Offering
March 2021
NuZee, Inc. 

$12,500,000

Public Offering
March 2021
Kaspien Holdings Inc.

$13,500,000

Common Stock Offering
March 2021
Innovative Payment Solutions, Inc.

$4,550,000

Private Placement
March 2021
BTCS Inc.

$9,500,000

Common Stock and Warrants
March 2021
The Coretec Group, Inc.

$6,000,000

Private Placement
March 2021
SciSparc Ltd.

$8,150,000

Private Placement
March 2021
Splash Beverage Group, Inc.

$4,000,000

Private Placement
March 2021
Borqs Technologies, Inc.

$20,000,000

Private Placement
March 2021
Medigus Ltd.

$8,500,000

American Depository Shares (ADS)
March 2021
SunHydrogen, Inc.

$10,000,000

Registered Direct Offering
March 2021
BriaCell Therapeutics Corp.

$25,000,000

Common Stock and Warrants
February 2021
AmpliTech Group, Inc.

$11,000,000

Common Stock and Warrants
February 2021
CloudCommerce, Inc.

$10,000,000

Common Stock and Warrants
February 2021
ION Geophysical Corporation

$10,500,000

Registered Direct Offering
February 2021
Pulmatrix, Inc.

$40,000,000

Registered Direct Offering
February 2021
Staffing 360 Solutions, Inc.

$19,700,000

Common Stock
February 2021
Document Security Systems, Inc.

$39,700,000

Common Stock
February 2021
SunHydrogen, Inc.

$25,000,000

Common Stock
February 2021
Equillium, Inc.

$30,000,000

Common Stock and Warrants
February 2021
Splash Beverage Group
Acquisition
January 2021
BiondVax Pharmaceuticals Ltd.

$12,100,000

American Depository Shares
February 2021
Avinger, Inc.

$14,400,000

Common Stock
February 2021
Electrokinetics Corp.

$21,500,000

Common Stock
January 2021
BioSolar, Inc.

$5,000,000

Common Stock and Warrants
January 2021
High Tide Inc.

$8,000,000

Acquisition
January 2021
Genetic Technologies Limited

$6,500,000

American Depositary Shares
January 2021
Document Security Systems, Inc.

$24,000,000

Common Stock Offering
January 2021
Lexaria Bioscience Corp.

$11,000,000

Common Stock and Warrants
January 2021
KULR Technology Group, Inc.

$8,000,000

Common Stock and Warrants
January 2021
SunHydrogen, Inc.

$9,000,000

Common Stock and Warrants
December 2020
Staffing 360 Solutions, Inc.

$2,900,000

Common Stock Offering
December 2020
Greenwich LifeSciences

$26,400,000

Public Offering of Common Stock
December 2020
ENDRA Life Sciences

$5,500,000

Public Offering of Common Stock
December 2020
Wunong Net Technology Company Limited

$30,000,000

Initial Public Offering
December 2020
SunHydrogen, Inc.

$9,000,000

Registered Direct Offering
December 2020
HF Enterprises Inc.

$15,100,000

Initial Public Offering
November 2020
Arcimoto, Inc.

$15,000,000

Common Stock Offering
November 2020
Bullfrog Gold

C$22,000,000

Acquisition of Assets
November 2020
Jupiter Wellness, Inc.

$7,000,000

Initial Public Offering
November 2020
Ring Energy

$20,000,000

Common Stock and Warrants
October 2020
Ekso Bionics Holdings, Inc.

$7,500,000

At-The-Market (ATM) Offering
September 2020
Amesite Inc.

$15,000,000

Initial Public Offering
September 2020
Greenwich LifeSciences, Inc

$7,250,000

Initial Public Offering
September 2020
Vuzix Corporation

$15,000,000

Common Stock
September 2020