Debt

ABT Holdings, Inc.

$5,000,000

Senior Secured Convertible Debentures
October 2016
Bridgeline Digital, Inc.

$1,355,000

Private Placement
Subordinated Convertible Notes
Represented Taglich Brothers, Inc. as Exclusive Placement Agent
May 2016
OWC Pharmaceutical Research Corp.

$787,500

PIPE
Convertible Note & Common Stock
December 2015
Synergy Pharmaceuticals Inc.

$200,000,000

Rule 144A Offering of 7.5% Convertible Senior Notes
November 2014
Towerstream Corporation

$35,000,000

Secured Financing
October 2014