Equity

Digital Ally, Inc.

$5,400,000

Common Stock
June 2020
Safe-T Group Ltd.

$8,400,000

ADSs and Warrants
Public Offering
April 2020
Beyond Air, Inc.

$50,000,000

At-The-Market Offering
April 2020
Medalist Diversified REIT, Inc.

$4,600,000

Series A Preferred Stock
February 2020
Duos Technologies Group, Inc.

$8,100,000

Common Stock
February 2020
Avinger, Inc.

$4,500,000

Common Stock
February 2020
ActiveGraf Inc.

$900,000

Series A Preferred Stock
January 2020
Cellect Biotechnology Ltd

$3,000,000

ADSs Offering
January 2020
Beyond Air, Inc.

$11,500,000

Common Stock
December 2019
Relmada Therapeutics

$115,000,000

Common Stock
December 2019
Cocrystal Pharma, Inc.

$3,000,000

Common Stock
November 2019
Pareteum Corporation

$40,000,000

Common Stock and Warrants
September 2019
Avinger, Inc.

$4,500,000

Common Stock
August 2019
Sigma Labs, Inc.

$2,300,000

Common Stock
August 2019
Immuron Limited

$1,600,000

Public Offering of the ADSs
July 2019
RealWear, Inc.

$80,000,000

Series B Financing
July 2019
Vuzix Corporation

$20,000,000

Registered Direct Public Offering
July 2019
Document Security Systems, Inc.

$5,600,000

Public Offering of Common Stock
June 2019
Medicine Man Technologies, Inc.

$21,000,000

Common Stock and Warrants
June 2019
General Cannabis Corp.

$3,000,000

Private Placement of Common Stock
Represented FINRA Member Firm
June 2019
AIT Therapeutics, Inc.

$8,000,000

Private Placement of Common Stock
June 2019
Medalist Diversified REIT, Inc.

$1,300,000

Private Offering
May 2019