Equity

Horizon Space Acquisition I Corp.

$69,000,000

Common Stock
Warrants
December 2022
Twin Vee PowerCats Co.

$6,870,000

Common Stock
October 2022
Alset Capital Acquisitions Corp.

$86,250,000

Initial Public Offering
February 2022
Cyngn, Inc.

$26,300,000

Initial Public Offering
October 2021
American Battery Technology Corporation

$39,100,000

Common Stock and Warrants
October 2021
The Glimpse Group

$14,100,000

Common Stock
July 2021
Jiuzi Holdings Inc.

$26,000,000

Initial Public Offering
May 2021
Alset EHome International Inc.

$32,000,000

Common Stock and Warrants
May 2021
Farmmi, Inc.

$48,300,000

Underwritten Private Offering
May 2021
SeaChange International, Inc.

$19,100,000

Common Stock
April 2021
Vuzix Corporation

$97,500,000

Common Stock
April 2021
MySize, Inc.

$3,300,000

Common Stock
March 2021
ION Geophysical Corporation

$10,500,000

Registered Direct Offering
February 2021
Pulmatrix, Inc.

$40,000,000

Registered Direct Offering
February 2021
Document Security Systems, Inc.

$39,700,000

Common Stock
February 2021
Avinger, Inc.

$14,400,000

Common Stock
February 2021
Avinger, Inc.

$6,000,000

Common Stock
August 2020
1847 Goedeker Inc

$10,000,000

Initial Public Offering
August 2020
Document Security Systems, Inc.

$3,400,000

Common Stock
July 2020
Zynex, Inc.

$55,000,000

Common Stock Offering
July 2020
INmune Bio, Inc.

$21,740,000

Common Stock
July 2020
Digital Ally, Inc.

$5,400,000

Common Stock
June 2020