Aridis Pharmaceuticals, Inc.
Private Placement of Common Stock and Warrants
EyeGate Pharmaceuticals, Inc.
Registered Direct Offering of Common Stock and Preferred Stock
Private Placement of Warrants
Represented Rodman & Renshaw, a unit of H.C. Wainwright& Co., LLC, as Exclusive Placement Agent
Registered Direct Offering of Common Stock
Tonix Pharmaceuticals Holding Corp.
Intellicheck Mobilisa, Inc.
Common Stock and Warrants
Represented Joseph Gunnar & Co. LLC as Sole Book-Running Manager