Equity

Alset Capital Acquisitions Corp.

$86,250,000

Initial Public Offering
February 2022
Cyngn, Inc.

$26,300,000

Initial Public Offering
October 2021
American Battery Technology Corporation

$39,100,000

Common Stock and Warrants
October 2021
The Glimpse Group

$14,100,000

Common Stock
July 2021
Jiuzi Holdings Inc.

$26,000,000

Initial Public Offering
May 2021
Alset EHome International Inc.

$32,000,000

Common Stock and Warrants
May 2021
Farmmi, Inc.

$48,300,000

Underwritten Private Offering
May 2021
SeaChange International, Inc.

$19,100,000

Common Stock
April 2021
Vuzix Corporation

$97,500,000

Common Stock
April 2021
MySize, Inc.

$3,300,000

Common Stock
March 2021
ION Geophysical Corporation

$10,500,000

Registered Direct Offering
February 2021
Pulmatrix, Inc.

$40,000,000

Registered Direct Offering
February 2021
Document Security Systems, Inc.

$39,700,000

Common Stock
February 2021
Avinger, Inc.

$14,400,000

Common Stock
February 2021
Avinger, Inc.

$6,000,000

Common Stock
August 2020
1847 Goedeker Inc

$10,000,000

Initial Public Offering
August 2020
Document Security Systems, Inc.

$3,400,000

Common Stock
July 2020
Zynex, Inc.

$55,000,000

Common Stock Offering
July 2020
INmune Bio, Inc.

$21,740,000

Common Stock
July 2020
Digital Ally, Inc.

$5,400,000

Common Stock
June 2020
Safe-T Group Ltd.

$8,400,000

ADSs and Warrants
Public Offering
April 2020
Beyond Air, Inc.

$50,000,000

At-The-Market Offering
April 2020
Medalist Diversified REIT, Inc.

$4,600,000

Series A Preferred Stock
February 2020
Duos Technologies Group, Inc.

$8,100,000

Common Stock
February 2020
Avinger, Inc.

$4,500,000

Common Stock
February 2020
ActiveGraf Inc.

$900,000

Series A Preferred Stock
January 2020
Cellect Biotechnology Ltd

$3,000,000

ADSs Offering
January 2020
Beyond Air, Inc.

$11,500,000

Common Stock
December 2019
Relmada Therapeutics

$115,000,000

Common Stock
December 2019
Cocrystal Pharma, Inc.

$3,000,000

Common Stock
November 2019