Aytu BioScience, Inc.
Private Placement of Equity Securities
Series A Preferred Stock
Represented Joseph Gunnar and Co. as Lead Placement Agent
MRI Interventions, Inc
Public Offering of Common Stock and Warrants
Joseph Gunnar & Co. and Brookline Capital Markets
Private Placement of Warrants
Convertible Senior Secured Notes
Represented Oppenheimer & Co.
Midwest Energy Emissions Corp.
Private Placement of Common Stock
Oppenheimer & Co.
ABT Holdings, Inc.
Senior Secured Convertible Debentures