Public Offerings

Precipio, Inc.

$6,000,000

Common Stock and Warrants

Represented Aegis Capital Corp. as Lead Underwriter

August 2017

China Internet Nationwide Financial Services Inc..

$20,000,000

Public Offering

Ordinary Shares

July 2017

Medical Transcription Billing, Corp.

$7,400,000

Public Offering

Preferred Stock

Represented Rodman & Renshaw as Lead Placement Agent

June 2017

Innovus Pharmaceuticals, Inc.

$3,850,000

Public Offering of Common Stock and Warrants

March 2017

Function(x) Inc.

$4,800,000

Public Offering of Common Stock

Represented Aegis Capital Corp. and Laidlaw & Company (UK) Ltd.

February 2017

Vuzix Corporation

$14,500,000

Registered Direct Offering of Common Stock

December 2016

Aytu BioScience, Inc.

$8,600,000

Public Offering of Common Stock and Warrants

November 2016

Tonix Pharmaceuticals Holding Corp.

$5,200,000

Public Offering of Common Stock and Warrants

November 2016

Network 1 Securities

$7,700,000

Public Offering of Common Stock

September 2016

BioPharmX Corporation

$930,000

Registered Direct Offering of Common Stock

Private Placement of Warrants

September 2016

SITO Mobile, Ltd.

$11,500,000

Public Offering

September 2016

CEL-SCI Corporation

$5,000,000

Registered Direct Offering of Common Stock

Private Placement of Warrants

Represented Rodman & Renshaw, a unit of H.C. Wainwright& Co., LLC, as Exclusive Placement Agent

August 2016