交易

我们代表广泛的融资,并购和其他公司交易的国内外客户。下面是我们的某些最近代表性的交易墓碑上市。请点击墓碑的具体交易的说明。

SciSparc Ltd.

$10,000,000

Common Stock and Warrants
June 2022
The Singing Machine, Inc..

$4,000,000

Public Offering
May 2022
Cyngn Inc.

$20,000,000

Private Placement
May 2022
Sunshine Biopharma, Inc.

$19,500,000

Private Placement
April 2022
Relmada Therapeutics, Inc.

$100,000,000

At-the-Market Offering
April 2022
Biotricity, Inc.

$50,000,000

At-the-Market Offering
April 2022
AiAdvertising, Inc.

$10,000,000

Private Placement
March 2022
Sharps Technology

$16,000,000

Initial Public Offering
April 2022
Genius Group Limited

$22,500,000

Initial Public Offering
April 2022
Tantech Holdings Ltd

$10,000,000

Common Stock and Warrants
March 2022
Sunshine Biopharma Inc.

$8,000,000

Private Placement
March 2022
Splash Beverage Group, Inc.

$9,200,000

Common Stock
February 2022
Sunshine Biopharma Inc.

$8,000,000

Public Offering
February 2022
Murphy Canyon Acquisition Corp.

$132,250,000

Initial Public Offering
February 2022
Alset Capital Acquisitions Corp.

$86,250,000

Initial Public Offering
February 2022
ETAO International Group

$2,500,000,000

SPAC Merger
February 2022
ShiftPixy, Inc.

$5,900,000

Warrants
January 2022
Mainz Biomed N.V.

$25,875,000

Public Offering
January 2022
BiondVax Pharmaceuticals Ltd.

$9,800,000

American Depository Shares
December 2021
Zynex, Inc.

$31,000,000

Acquisition
December 2021
Cingulate Inc.

$25,500,000

Initial Public Offering
December 2021
Nisun International Enterprise Development Group Co., Ltd

$77,000,000

Class A Common Stock
Warrants
December 2021
Relmada Therapeutics, Inc.

$172,500,000

Common Stock
December 2021
Tantech Holdings Ltd.

$13,700,000

Common Stock
December 2021
EHome International Inc.

$30,000,000

Common Stock and Warrants
December 2021
mCloud Technologies Corp.

$9,500,000

Common Stock and Warrants
November 2021
Alpine 4 Holdings, Inc.

$24,000,000

Common Stock and Warrants
November 2021
Good Gaming, Inc.

$3,100,000

Private Placement
November 2021
MAINZ BIOMED B.V.

$11,500,000

Initial Public Offering
November 2021
The Glimpse Group, Inc.

$15,000,000

Private Placement
November 2021
Cyngn, Inc.

$26,300,000

Initial Public Offering
October 2021
Parsec Capital Acquisition Corp.

$86,300,000

Initial Public Offering
October 2021
American Battery Technology Corporation

$39,100,000

Common Stock and Warrants
October 2021
Borqs Technologies, Inc.

$27,000,000

Private Placement
September 2021
Molecular Data Inc.

$15,000,000

Common Stock and Warrants
September 2021
EZFill Holdings, Inc.

$28,750,000

Initial Public Offering
September 2021
Farmmi, Inc.

$81,000,000

Underwritten Public Offering
September 2021
Document Security Systems, Inc.

$40,000,000

Common Stock
September 2021
ShiftPixy, Inc.

$12,000,000

Common Stock and Warrants
September 2021
Document Security Systems, Inc.

$15,000,000

Common Stock
September 2021
HealthLynked, Corp.

$2,000,000

Common Stock and Warrants
September 2021
Biotricity, Inc.

$15,500,000

Common Stock
August 2021
Basanite, Inc.

$5,300,000

Common Stock and Warrants
August 2021
Ecoark Holdings,Inc.

$20,000,000

Registered Direct Offering
August 2021
Sonoma Pharmaceuticals, Inc.

$6,000,000

At-The-Market (ATM) Offering
August 2021
Alset EHome International Inc..

$32,000,000

Common Stock and Warrants
August 2021
International Land Alliance, Inc.

$2,000,000

Private Placement
July 2021
Jupiter Wellness, Inc.

$32,500,000

Common Stock and Warrants
July 2021
Twin Vee PowerCats Co.

$18,000,000

Common Stock and Warrants
July 2021
Inspira Technologies.

$16,000,000

Common Stock and Warrants
July 2021
Inmune Bio, Inc.

$40,000,000

Common Stock
July 2021
OMNIQ Corp.

$14,990,000

Common Stock
July 2021
The Glimpse Group

$14,100,000

Common Stock
July 2021
Document Security Systems, Inc.

$50,025,000

Common Stock
June 2021
Splash Beverage Group, Inc.

$15,000,000

Common Stock and Warrants
June 2021
Red Light Holland Corp.

$3,200,000

Acquisition
June 2021
BriaCell Therapeutics Corp.

$27,200,000

Common Stock and Warrants
June 2021
ENGlobal Corporation

$20,000,000

Registered Direct Offering
June 2021
KULR Technology Group, Inc.

$6,000,000

Preferred Stock and Warrants
May 2021
Jiuzi Holdings Inc.

$26,000,000

Initial Public Offering
May 2021
ShiftPixy, Inc.

$12,000,000

Common Stock and Warrants
May 2021
Alset EHome International Inc.

$32,000,000

Common Stock and Warrants
May 2021
High Tide Inc.

$20,640,000

Acquisition
May 2021
Farmmi, Inc.

$48,300,000

Underwritten Private Offering
May 2021
American Battery Metals Corporation

$15,000,000

Registered Direct Offering
April 2021
Document Security Systems, Inc.

$30,000,000

Private Investment
April 2021
Amplitech Group, Inc.

$23,000,000

Registered Direct Offering
April 2021
BioSolar, Inc.

$5,000,000

Registered Direct Offering
April 2021
SeaChange International, Inc.

$19,100,000

Common Stock
April 2021
Vuzix Corporation

$97,500,000

Common Stock
April 2021
MySize, Inc.

$3,300,000

Common Stock
March 2021
Farmmi, Inc.

$7,400,000

Public Offering
March 2021
NuZee, Inc. 

$12,500,000

Public Offering
March 2021
Kaspien Holdings Inc.

$13,500,000

Common Stock Offering
March 2021
Innovative Payment Solutions, Inc.

$4,550,000

Private Placement
March 2021
BTCS Inc.

$9,500,000

Common Stock and Warrants
March 2021
The Coretec Group, Inc.

$6,000,000

Private Placement
March 2021
SciSparc Ltd.

$8,150,000

Private Placement
March 2021
Splash Beverage Group, Inc.

$4,000,000

Private Placement
March 2021
Borqs Technologies, Inc.

$20,000,000

Private Placement
March 2021
Medigus Ltd.

$8,500,000

American Depository Shares (ADS)
March 2021
SunHydrogen, Inc.

$10,000,000

Registered Direct Offering
March 2021
BriaCell Therapeutics Corp.

$25,000,000

Common Stock and Warrants
February 2021
AmpliTech Group, Inc.

$11,000,000

Common Stock and Warrants
February 2021
CloudCommerce, Inc.

$10,000,000

Common Stock and Warrants
February 2021
ION Geophysical Corporation

$10,500,000

Registered Direct Offering
February 2021
Pulmatrix, Inc.

$40,000,000

Registered Direct Offering
February 2021
Staffing 360 Solutions, Inc.

$19,700,000

Common Stock
February 2021
Document Security Systems, Inc.

$39,700,000

Common Stock
February 2021
SunHydrogen, Inc.

$25,000,000

Common Stock
February 2021
Equillium, Inc.

$30,000,000

Common Stock and Warrants
February 2021
Splash Beverage Group
Acquisition
January 2021
BiondVax Pharmaceuticals Ltd.

$12,100,000

American Depository Shares
February 2021
Avinger, Inc.

$14,400,000

Common Stock
February 2021
Electrokinetics Corp.

$21,500,000

Common Stock
January 2021
BioSolar, Inc.

$5,000,000

Common Stock and Warrants
January 2021
High Tide Inc.

$8,000,000

Acquisition
January 2021
Genetic Technologies Limited

$6,500,000

American Depositary Shares
January 2021
Document Security Systems, Inc.

$24,000,000

Common Stock Offering
January 2021
Lexaria Bioscience Corp.

$11,000,000

Common Stock and Warrants
January 2021
KULR Technology Group, Inc.

$8,000,000

Common Stock and Warrants
January 2021
SunHydrogen, Inc.

$9,000,000

Common Stock and Warrants
December 2020
Staffing 360 Solutions, Inc.

$2,900,000

Common Stock Offering
December 2020
Greenwich LifeSciences

$26,400,000

Public Offering of Common Stock
December 2020
ENDRA Life Sciences

$5,500,000

Public Offering of Common Stock
December 2020
Wunong Net Technology Company Limited

$30,000,000

Initial Public Offering
December 2020
SunHydrogen, Inc.

$9,000,000

Registered Direct Offering
December 2020
HF Enterprises Inc.

$15,100,000

Initial Public Offering
November 2020
Arcimoto, Inc.

$15,000,000

Common Stock Offering
November 2020
Bullfrog Gold

C$22,000,000

Acquisition of Assets
November 2020
Jupiter Wellness, Inc.

$7,000,000

Initial Public Offering
November 2020
Ring Energy

$20,000,000

Common Stock and Warrants
October 2020
Ekso Bionics Holdings, Inc.

$7,500,000

At-The-Market (ATM) Offering
September 2020
Amesite Inc.

$15,000,000

Initial Public Offering
September 2020
Greenwich LifeSciences, Inc

$7,250,000

Common Stock
September 2020
Vuzix Corporation

$15,000,000

Common Stock
September 2020
Avinger, Inc.

$5,200,000

Common Stock
August 2020
Centrus Energy Corp.

$23,500,000

Public Offering
August 2020
Avinger, Inc.

$6,000,000

Common Stock
August 2020
1847 Goedeker Inc

$10,000,000

Initial Public Offering
August 2020
Document Security Systems, Inc.

$3,400,000

Common Stock
July 2020
Immuron Limited

$20,000,000

ADSs
July 2020
Safe-T Group Ltd.

$5,900,000

ADSs and Warrants
July 2020
KULR Technology Group, Inc.

$2,500,000

Promissory Note
July 2020
Genetic Technologies Limited

$5,100,000

American Depository Shares
July 2020
Zynex, Inc.

$55,000,000

Common Stock Offering
July 2020
INmune Bio, Inc.

$21,740,000

Common Stock
July 2020
Equillium, Inc.

$150,000,000

At-The-Market Offering (“ATM”)
July 2020
BioPath Holdings Inc.

$7,000,000

At-The-Market Offering (“ATM”)
July 2020
Document Security Systems, Inc.

$6,400,000

Common Stock
July 2020
Avinger, Inc.

$5,400,000

Common Stock
June 2020
Hudson Capital Inc..

$3,700,000

Registered Direct Offering
June 2020
Document Security Systems, Inc.

$6,000,000

Common Stock
June 2020
Digital Ally, Inc.

$5,400,000

Common Stock
June 2020
Digital Ally, Inc.

$5,100,000

Common Stock
June 2020
Genetic Technologies Limited

$8,000,000

American Depository Shares
May 2020
Relmada Therapeutics

$75,000,000

At-The-Market Offering
May 2020
Medigus Ltd.

$5,000,000

ADSs and Warrants
May 2020
Vuzix Corporation

$11,250,000

Direct Offering of Common Stock
May 2020
Lexaria Bioscience Corp.

$2,000,000

Common Stock and Warrants
May 2020
Avinger, Inc.

$3,150,000

Common Stock
April 2020
Safe-T Group Ltd.

$8,400,000

ADSs and Warrants
Public Offering
April 2020
Beyond Air, Inc.

$50,000,000

At-The-Market Offering
April 2020
Genetic Technologies Limited

$1,450,000

American Depository Shares
April 2020
Genetic Technologies Limited

$1,800,000

American Depository Shares
April 2020
Cel-Sci Corporation

$7,700,000

Common Stock Offering
March 2020
Pareteum Corporation

$3,750,000

Series C Redeemable Preferred Stock
March 2020
Digital Ally, Inc.

$2,900,000

Public Stock
March 2020
Aptorum Group Limited

$10,000,000

Class A Shares
February 2020
Document Security Systems, Inc.

$4,600,000

Common Stock
February 2020
Medalist Diversified REIT, Inc.

$4,600,000

Series A Preferred Stock
February 2020
Duos Technologies Group, Inc.

$8,100,000

Common Stock
February 2020
Avinger, Inc.

$4,500,000

Common Stock
February 2020
Cocrystal Pharma, Inc.

$2,200,000

Common Stock
January 2020
ActiveGraf Inc.

$900,000

Series A Preferred Stock
January 2020
Cellect Biotechnology Ltd

$3,000,000

ADSs Offering
January 2020
CEL-SCI Corporation

$5,500,000

Common Stock
December 2019
Biotricity Inc.

$6,000,000

Preferred Series A Stock
December 2019
Beyond Air, Inc.

$11,500,000

Common Stock
December 2019
Relmada Therapeutics

$115,000,000

Common Stock
December 2019
H-Cyte, Inc.

$6,000,000

Private Placement
November 2019
Safe-T Group Ltd.

$3,500,000

American Depository Shares (ADSs) and Warrants
November 2019
Document Security Systems, Inc.

$1,800,000

Common Stock
November 2019
Cocrystal Pharma, Inc.

$3,000,000

Common Stock
November 2019
SciSparc Ltd.

$10,000,000

Common Stock and Warrants
June 2022
The Singing Machine, Inc..

$4,000,000

Public Offering
May 2022
Cyngn Inc.

$20,000,000

Private Placement
May 2022
Sunshine Biopharma, Inc.

$19,500,000

Private Placement
April 2022
Relmada Therapeutics, Inc.

$100,000,000

At-the-Market Offering
April 2022
Biotricity, Inc.

$50,000,000

At-the-Market Offering
April 2022
AiAdvertising, Inc.

$10,000,000

Private Placement
March 2022
Sharps Technology

$16,000,000

Initial Public Offering
April 2022
Genius Group Limited

$22,500,000

Initial Public Offering
April 2022
Tantech Holdings Ltd

$10,000,000

Common Stock and Warrants
March 2022
Sunshine Biopharma Inc.

$8,000,000

Private Placement
March 2022
Splash Beverage Group, Inc.

$9,200,000

Common Stock
February 2022
Sunshine Biopharma Inc.

$8,000,000

Public Offering
February 2022
Murphy Canyon Acquisition Corp.

$132,250,000

Initial Public Offering
February 2022
Alset Capital Acquisitions Corp.

$86,250,000

Initial Public Offering
February 2022
ETAO International Group

$2,500,000,000

SPAC Merger
February 2022
ShiftPixy, Inc.

$5,900,000

Warrants
January 2022
Mainz Biomed N.V.

$25,875,000

Public Offering
January 2022
BiondVax Pharmaceuticals Ltd.

$9,800,000

American Depository Shares
December 2021
Zynex, Inc.

$31,000,000

Acquisition
December 2021
Cingulate Inc.

$25,500,000

Initial Public Offering
December 2021
Nisun International Enterprise Development Group Co., Ltd

$77,000,000

Class A Common Stock
Warrants
December 2021
Relmada Therapeutics, Inc.

$172,500,000

Common Stock
December 2021
Tantech Holdings Ltd.

$13,700,000

Common Stock
December 2021
EHome International Inc.

$30,000,000

Common Stock and Warrants
December 2021
mCloud Technologies Corp.

$9,500,000

Common Stock and Warrants
November 2021
Alpine 4 Holdings, Inc.

$24,000,000

Common Stock and Warrants
November 2021
Good Gaming, Inc.

$3,100,000

Private Placement
November 2021
MAINZ BIOMED B.V.

$11,500,000

Initial Public Offering
November 2021
The Glimpse Group, Inc.

$15,000,000

Private Placement
November 2021
Cyngn, Inc.

$26,300,000

Initial Public Offering
October 2021
Parsec Capital Acquisition Corp.

$86,300,000

Initial Public Offering
October 2021
American Battery Technology Corporation

$39,100,000

Common Stock and Warrants
October 2021
Borqs Technologies, Inc.

$27,000,000

Private Placement
September 2021
Molecular Data Inc.

$15,000,000

Common Stock and Warrants
September 2021
EZFill Holdings, Inc.

$28,750,000

Initial Public Offering
September 2021
Farmmi, Inc.

$81,000,000

Underwritten Public Offering
September 2021
Document Security Systems, Inc.

$40,000,000

Common Stock
September 2021
ShiftPixy, Inc.

$12,000,000

Common Stock and Warrants
September 2021
Document Security Systems, Inc.

$15,000,000

Common Stock
September 2021
HealthLynked, Corp.

$2,000,000

Common Stock and Warrants
September 2021
Biotricity, Inc.

$15,500,000

Common Stock
August 2021
Basanite, Inc.

$5,300,000

Common Stock and Warrants
August 2021
Ecoark Holdings,Inc.

$20,000,000

Registered Direct Offering
August 2021
Sonoma Pharmaceuticals, Inc.

$6,000,000

At-The-Market (ATM) Offering
August 2021
Alset EHome International Inc..

$32,000,000

Common Stock and Warrants
August 2021
International Land Alliance, Inc.

$2,000,000

Private Placement
July 2021
Jupiter Wellness, Inc.

$32,500,000

Common Stock and Warrants
July 2021
Twin Vee PowerCats Co.

$18,000,000

Common Stock and Warrants
July 2021
Inspira Technologies.

$16,000,000

Common Stock and Warrants
July 2021
Inmune Bio, Inc.

$40,000,000

Common Stock
July 2021
OMNIQ Corp.

$14,990,000

Common Stock
July 2021
The Glimpse Group

$14,100,000

Common Stock
July 2021
Document Security Systems, Inc.

$50,025,000

Common Stock
June 2021
Splash Beverage Group, Inc.

$15,000,000

Common Stock and Warrants
June 2021
Red Light Holland Corp.

$3,200,000

Acquisition
June 2021
BriaCell Therapeutics Corp.

$27,200,000

Common Stock and Warrants
June 2021
ENGlobal Corporation

$20,000,000

Registered Direct Offering
June 2021
KULR Technology Group, Inc.

$6,000,000

Preferred Stock and Warrants
May 2021
Jiuzi Holdings Inc.

$26,000,000

Initial Public Offering
May 2021
ShiftPixy, Inc.

$12,000,000

Common Stock and Warrants
May 2021
Alset EHome International Inc.

$32,000,000

Common Stock and Warrants
May 2021
High Tide Inc.

$20,640,000

Acquisition
May 2021
Farmmi, Inc.

$48,300,000

Underwritten Private Offering
May 2021
American Battery Metals Corporation

$15,000,000

Registered Direct Offering
April 2021
Document Security Systems, Inc.

$30,000,000

Private Investment
April 2021
Amplitech Group, Inc.

$23,000,000

Registered Direct Offering
April 2021
BioSolar, Inc.

$5,000,000

Registered Direct Offering
April 2021
SeaChange International, Inc.

$19,100,000

Common Stock
April 2021
Vuzix Corporation

$97,500,000

Common Stock
April 2021
MySize, Inc.

$3,300,000

Common Stock
March 2021
Farmmi, Inc.

$7,400,000

Public Offering
March 2021
NuZee, Inc. 

$12,500,000

Public Offering
March 2021
Kaspien Holdings Inc.

$13,500,000

Common Stock Offering
March 2021
Innovative Payment Solutions, Inc.

$4,550,000

Private Placement
March 2021
BTCS Inc.

$9,500,000

Common Stock and Warrants
March 2021
The Coretec Group, Inc.

$6,000,000

Private Placement
March 2021
SciSparc Ltd.

$8,150,000

Private Placement
March 2021
Splash Beverage Group, Inc.

$4,000,000

Private Placement
March 2021
Borqs Technologies, Inc.

$20,000,000

Private Placement
March 2021
Medigus Ltd.

$8,500,000

American Depository Shares (ADS)
March 2021
SunHydrogen, Inc.

$10,000,000

Registered Direct Offering
March 2021
BriaCell Therapeutics Corp.

$25,000,000

Common Stock and Warrants
February 2021
AmpliTech Group, Inc.

$11,000,000

Common Stock and Warrants
February 2021
CloudCommerce, Inc.

$10,000,000

Common Stock and Warrants
February 2021
ION Geophysical Corporation

$10,500,000

Registered Direct Offering
February 2021
Pulmatrix, Inc.

$40,000,000

Registered Direct Offering
February 2021
Staffing 360 Solutions, Inc.

$19,700,000

Common Stock
February 2021
Document Security Systems, Inc.

$39,700,000

Common Stock
February 2021
SunHydrogen, Inc.

$25,000,000

Common Stock
February 2021
Equillium, Inc.

$30,000,000

Common Stock and Warrants
February 2021
Splash Beverage Group
Acquisition
January 2021
BiondVax Pharmaceuticals Ltd.

$12,100,000

American Depository Shares
February 2021
Avinger, Inc.

$14,400,000

Common Stock
February 2021
Electrokinetics Corp.

$21,500,000

Common Stock
January 2021
BioSolar, Inc.

$5,000,000

Common Stock and Warrants
January 2021
High Tide Inc.

$8,000,000

Acquisition
January 2021
Genetic Technologies Limited

$6,500,000

American Depositary Shares
January 2021
Document Security Systems, Inc.

$24,000,000

Common Stock Offering
January 2021
Lexaria Bioscience Corp.

$11,000,000

Common Stock and Warrants
January 2021
KULR Technology Group, Inc.

$8,000,000

Common Stock and Warrants
January 2021
SunHydrogen, Inc.

$9,000,000

Common Stock and Warrants
December 2020
Staffing 360 Solutions, Inc.

$2,900,000

Common Stock Offering
December 2020
Greenwich LifeSciences

$26,400,000

Public Offering of Common Stock
December 2020
ENDRA Life Sciences

$5,500,000

Public Offering of Common Stock
December 2020
Wunong Net Technology Company Limited

$30,000,000

Initial Public Offering
December 2020
SunHydrogen, Inc.

$9,000,000

Registered Direct Offering
December 2020
HF Enterprises Inc.

$15,100,000

Initial Public Offering
November 2020
Arcimoto, Inc.

$15,000,000

Common Stock Offering
November 2020
Bullfrog Gold

C$22,000,000

Acquisition of Assets
November 2020
Jupiter Wellness, Inc.

$7,000,000

Initial Public Offering
November 2020
Ring Energy

$20,000,000

Common Stock and Warrants
October 2020
Ekso Bionics Holdings, Inc.

$7,500,000

At-The-Market (ATM) Offering
September 2020
Amesite Inc.

$15,000,000

Initial Public Offering
September 2020
Greenwich LifeSciences, Inc

$7,250,000

Common Stock
September 2020
Vuzix Corporation

$15,000,000

Common Stock
September 2020
Avinger, Inc.

$5,200,000

Common Stock
August 2020
Centrus Energy Corp.

$23,500,000

Public Offering
August 2020
Avinger, Inc.

$6,000,000

Common Stock
August 2020
1847 Goedeker Inc

$10,000,000

Initial Public Offering
August 2020
Document Security Systems, Inc.

$3,400,000

Common Stock
July 2020
Immuron Limited

$20,000,000

ADSs
July 2020
Safe-T Group Ltd.

$5,900,000

ADSs and Warrants
July 2020
KULR Technology Group, Inc.

$2,500,000

Promissory Note
July 2020
Genetic Technologies Limited

$5,100,000

American Depository Shares
July 2020
Zynex, Inc.

$55,000,000

Common Stock Offering
July 2020
INmune Bio, Inc.

$21,740,000

Common Stock
July 2020
Equillium, Inc.

$150,000,000

At-The-Market Offering (“ATM”)
July 2020
BioPath Holdings Inc.

$7,000,000

At-The-Market Offering (“ATM”)
July 2020
Document Security Systems, Inc.

$6,400,000

Common Stock
July 2020
Avinger, Inc.

$5,400,000

Common Stock
June 2020
Hudson Capital Inc..

$3,700,000

Registered Direct Offering
June 2020
Document Security Systems, Inc.

$6,000,000

Common Stock
June 2020
Digital Ally, Inc.

$5,400,000

Common Stock
June 2020
Digital Ally, Inc.

$5,100,000

Common Stock
June 2020
Genetic Technologies Limited

$8,000,000

American Depository Shares
May 2020
Relmada Therapeutics

$75,000,000

At-The-Market Offering
May 2020
Medigus Ltd.

$5,000,000

ADSs and Warrants
May 2020
Vuzix Corporation

$11,250,000

Direct Offering of Common Stock
May 2020
Lexaria Bioscience Corp.

$2,000,000

Common Stock and Warrants
May 2020
Avinger, Inc.

$3,150,000

Common Stock
April 2020
Safe-T Group Ltd.

$8,400,000

ADSs and Warrants
Public Offering
April 2020
Beyond Air, Inc.

$50,000,000

At-The-Market Offering
April 2020
Genetic Technologies Limited

$1,450,000

American Depository Shares
April 2020
Genetic Technologies Limited

$1,800,000

American Depository Shares
April 2020
Cel-Sci Corporation

$7,700,000

Common Stock Offering
March 2020
Pareteum Corporation

$3,750,000

Series C Redeemable Preferred Stock
March 2020
Digital Ally, Inc.

$2,900,000

Public Stock
March 2020
Aptorum Group Limited

$10,000,000

Class A Shares
February 2020
Document Security Systems, Inc.

$4,600,000

Common Stock
February 2020
Medalist Diversified REIT, Inc.

$4,600,000

Series A Preferred Stock
February 2020
Duos Technologies Group, Inc.

$8,100,000

Common Stock
February 2020
Avinger, Inc.

$4,500,000

Common Stock
February 2020
Cocrystal Pharma, Inc.

$2,200,000

Common Stock
January 2020
ActiveGraf Inc.

$900,000

Series A Preferred Stock
January 2020
Cellect Biotechnology Ltd

$3,000,000

ADSs Offering
January 2020
CEL-SCI Corporation

$5,500,000

Common Stock
December 2019
Biotricity Inc.

$6,000,000

Preferred Series A Stock
December 2019
Beyond Air, Inc.

$11,500,000

Common Stock
December 2019
Relmada Therapeutics

$115,000,000

Common Stock
December 2019
H-Cyte, Inc.

$6,000,000

Private Placement
November 2019
Safe-T Group Ltd.

$3,500,000

American Depository Shares (ADSs) and Warrants
November 2019
Document Security Systems, Inc.

$1,800,000

Common Stock
November 2019
Cocrystal Pharma, Inc.

$3,000,000

Common Stock
November 2019