Sichenzia Ross Ference LLP

Author Archives: Sichenzia Ross Ference LLP

Sichenzia Ross Ference LLP is a nationally recognized securities and corporate law firm that provides experienced representation in all matters involving the securities industry. Super Lawyers consistently recognizes our attorneys as among the highest rated securities lawyers in the nation. Our attorneys specialize in advising clients on private placements, initial (IPOs) and secondary public offerings, alternative public offerings, preparation of SEC filings and listings on major capital stock exchanges such as the NYSE (New York Stock Exchange), NASDAQ and OTC markets. In addition, our litigation and arbitration attorneys are highly skilled in representing clients from routine lawsuits to complex cases before the SEC, FINRA and other tribunals. We also represent clients in a range of residential and commercial real estate and trusts and estates matters. Visit SRF's LinkedIn page

创始合伙人Gregory Sichenzia被领先的法律贸易出版物引用

新闻稿 – 纽约市，纽约州– 2019年1月14日 – 领先的证券和公司律师事务所Sichenzia Ross Ference（“SRF”）今天表示，其创始合伙人Gregory Sichenzia出现在两个领先的法律出版物，Law.com和Law.360当中。

在Law.com的文章中，Greg与记者Christine Simmons分享了他对政府关闭会如何影响上市公司及其法律顾问的见解。

在Law360的文章（需要订阅）中，Greg与Tom Zanki进行了交谈，讨论了旧金山摩根大通医疗保健会议的内容。

Sichenzia Ross Ference LLP代表Boulder Botanicals＆Biosciences Laboratories, Inc. ，为其500万美元私募融资提供法律服务

boulder botanicals

新闻稿 – 纽约市，纽约州 – 2019年1月5日 – 领先的证券和公司律师事务所Sichenzia Ross Ference（“SRF”）很高兴宣布，本所代表Boulder Botanicals＆Biosciences Laboratories, Inc.（BBBL），一家控股并经营多家CBD生产，开采和分销行业的公司，以每股1.00美元的价格发行普通股，总收益约为5,000,000美元。

continue reading >>

Sichenzia Ross Ference LLP代表Boustead Securities, LLC，为China SXT Pharmaceuticals, Inc. 首次公开发行1020万美元股票提供法律服务

china sxt pharmaceuticals

新闻稿 – 纽约市，纽约州– 2019年1月4日 – Sichenzia Ross Ference LLP祝贺中国SXT制药公司（“公司”）（纳斯达克股票代码：SXTC），一家专注于研究，开发，制造，营销中药饮片（“TCMPs”）的专业制药公司，于2019年1月3日完成首次公开发行的最终交割。连同2018年12月31日的首次交割，公司以每股4.00美元的公开发行价发行2,546,275股普通股，扣除承销折扣，佣金及其他发行费用，公司募集了约1,020万美元的总收益。该股票计划于今天下午东部时间2:05左右在纳斯达克资本市场开始交易。股票代码为“SXTC”。

continue reading >>

Sichenzia Ross Ference LLP代表New Age Beverages Corporation，为其以8500万美元收购Morinda Holdings, Inc.提供法律服务

new age beverage corp. logo

纽约，2019年1月3日 – 行业领先的证券法和公司法律师事务所Sichenzia Ross Ference LLP今日宣布其并购团队代表New Age Beverages Corporation（纳斯达克股票代码：NBEV），收购Morinda Holdings, Inc.，一家总部位于犹他州、业务遍及全球60多个国家的倡导健康饮品和生活方式的公司。

此项收购价格为8500万美元，包括7500万美元现金，以及作价1000万美元的2,016,480股New Age的普通股，该作价以截至2018年12月20日该普通股40天成交量的加权平均价格为基础进行计算。该交易遵守1976年出台并在2018年12月21日修订的哈特 – 斯科特 – 罗迪诺反托拉斯改进法案的合并前通知要求。

continue reading >>

客户提醒：美国参议院和众议院批准2018年农业法案

人们期待已久的2018年农业改善法案的再次出现，通俗地称为2018年的农业法案，昨天变得更有希望，因为它最近的一次获得了压倒性的两党批准，因为它在周二以87-票决定通过了参议院。通过369票对47票的表决，很容易通过众议院。现在，2018年农业法案的现实等待着唐纳德特朗普总统的手，唐纳德特朗普预计将在月底前签署成为法律。

最值得注意的是，2018年农业法案将使大麻合法化，这种植物几乎与大麻相同，是大受欢迎的健康和保健成分大麻素（CBD）的主要来源。如果签署成为法律，这份803页的法案将是自1971年以来对“受控物质法”（“CSA”）的最重大改变，这说明联邦政府承认过时的联邦法规没有充分区分大麻，包括CBD来自大麻，CBD来自大麻。

与其前身相比，大量的2018年农业法案明确无误地规定，CSA下“大麻”的定义将被修改为排除“大麻”，而“大麻”又被定义为“植物大麻和大麻”。该植物的任何部分，包括其种子和所有衍生物，提取物，大麻素，异构体，酸，盐和异构体的盐，无论是否生长，干燥时δ-9四氢大麻酚浓度不超过0.3％ “简单地说，如果签署成为法律，2018年农业法案将是第一部明确规定含有四氢大麻酚（”THC“）的CBD的某些排列的联邦立法，这是引起大麻精神活性作用的有效成分，来自CSA。

在这种背景下，金融机构一直不愿与大麻相关的业务建立关系，因为在CSA的“大麻”定义中包含了“大麻”和2014年2月14日财政部金融犯罪执法部门的指导网络，现在可能会翻开新的一页，拥抱估计10亿美元的产业。

相关地，为了促进联邦政府对迅速增长的大麻市场扩散的进步倡议，2018年的农业法案也对各州阻止大麻跨州贸易运输的能力产生了深远的限制。具体而言，2018年农业法案在相关部分中指出，“只要这些大麻或大麻产品按照其他地方规定的不同指南生产，”禁止任何国家或印第安部落禁止运输或运输大麻或大麻产品。在2018年的农业法案中。尽管如此，大麻改革的这一巨大转变不应被误解为在州一级对大麻进行全面合法化。相反，2018年农业法案为州和印第安部落提供了一个路线图，通过提交“国家或印第安部落监督和管理”其境内大麻生产的计划，成为大麻生产的“主要监管者”。在这方面，有兴趣以任何身份参与大麻产业的人都应该审查适用的州法律，该法律可能比2018年农业法案以及任何其他相关的联邦当局具有更严格的限制。最后，值得注意的是，2018年“农业法案”中没有任何内容涉及大麻或来自大麻的生物多样性公约的现状，根据联邦法律，这两者都是非法的。尽管法律环境仍然有些朦胧，但2018年农业法案的两党协议标志着美国大麻产业向前迈出了一大步。

关于作者

S. Ashley Jaber

S. Ashley Jaber

Associate at Sichenzia Ross Ference LLP
S. Ashley Jaber is an associate in the firm’s Corporate and Securities practice group. Ms. Jaber represents both public and privately-held clients in a broad range of corporate and securities matters. She also assists clients in the filing of registration statements and in complying with their ongoing SEC reporting obligations.
S. Ashley Jaber

Latest posts by S. Ashley Jaber (see all)

    Robert Volynsky

    Robert Volynsky

    Associate at Sichenzia Ross Ference LLP
    Robert Volynsky is an associate in the firm’s Litigation Department. Mr. Volynsky engages in securities and general commercial litigation in both state and federal courts and before regulatory agencies, including the Securities and Exchange Commission and the Financial Industry Regulatory Authority.
    Robert Volynsky

    Latest posts by Robert Volynsky (see all)

      Sichenzia Ross Ference LLP代表A.G.P / Alliance Global Partners，为Creative Realities, Inc. 公开发行1000万美元股票提供法律服务

      creative realities logo

      新闻稿 – 纽约市，纽约州 – 2018年11月19日 – Sichenzia Ross Ference LLP今日宣布代表AGP / Alliance Global Partners（通过Euro Pacific Capital），为其在Creative Realities, Inc.（纳斯达克股票代码：CREX）普通股股票和认股权证的公开发行中作为独家账簿管理人，提供法律服务。

      continue reading >>

      Sichenzia Ross Ference LLP代表New Age Beverages Corp.，为其公开发行5200万美元股票提供法律服务

      new age beverage corp. logo

      新闻稿 – 纽约市，纽约州 – 2018年11月14日 – Sichenzia Ross Ference LLP今日宣布，已代表New Age Beverages Corporation（纳斯达克股票代码：NBEV），公开发行14,835,000股普通股，其中包括承销商全部同时行权的15％超额配售选择权，公开发行价为每股3.50美元，NBEV的总收益为51,922,500美元。 Roth Capital Partners和A.G.P / Alliance Global Partners担任此次发行的联合账簿管理人。

      continue reading >>

      Sichenzia Ross Ference LLP被美国新闻评为2019年“最佳律师名单”

      新闻稿 – 纽约，纽约 –  2018年11月13日–Sichenzia Ross Ference LLP很荣幸被列入2019年美国新闻与世界报道发布的“最佳律师事务所”排行榜。该公司被公认为公司法实践领域的大都会“最佳律师事务所”。基于严格的评估流程，“最佳律师事务所”是一个享有声望的名单，公司很荣幸能够获得认可。

      Sichenzia Ross Ference代表Pareteum Corporation，为其以最终协议收购iPass, Inc.提供法律服务

      pareteum logo

      新闻稿 – 纽约市，纽约州 – 2018年11月13日 – 美国知名证券法和公司法律师事务所Sichenzia Ross Ference LLP今日宣布代表Pareteum Corporation（纳斯达克股票代码：TEUM），一家云软件平台，与iPass, Inc.（纳斯达克股票代码：IPAS），一家全球移动电话链接供应商，签订了最终协议以收购iPass, Inc.。 Pareteum预计每年可实现超过1500万美元的成本协同效应；预计第一年将实现超过1200万美元的此类协同效应。

      continue reading >>

      Sichenzia Ross Ference LLP代表Wize Pharma, Inc.， 为其445万美元的私募融资提供法律服务

      wize pharma

      纽约市，纽约州 – 2018年10月24日 – Sichenzia Ross Ference LLP今日宣布已代表Wize Pharma, Inc.（OTCQB代码：WIZP），一家专注于治疗眼科疾病、处于临床阶段的以色列在美上市公司，以私募股权方式，通过机构和合格投资者，募集了每股1.00美元的3,100,000股普通股和1,350股新发行的可以每股1.00美元作价转换的可转换Series A优先股。

      continue reading >>

      Sichenzia Ross Ference LLP Represents Rodman & Renshaw a Unit of H.C Wainwright in a $15 Million Upsized Public Offering of Medical Transcript Billing, Corp.

      mtbc.com logo

      Press Release – New York, NY – October 15,  2018 – Sichenzia Ross Ference LLP announced today that it has represented Rodman & Renshaw, a unit of H.C. Wainwright, as Exclusive Placement Agent and Boenning & Scattergood, Inc. as co-placement agent in a public offering of Series A Preferred stock for Medical Transcript Billing, Corp. (MTBC.NASDAQ).

      continue reading >>

      十位Sichenzia Ross Ference律师事务所律师被授予2018年超级律师资格

      新闻稿 – 纽约州纽约市 –  2018年10月9日 – 领先的公司和证券律师事务所Sichenzia Ross Ference LLP今天宣布，其10位律师在2018年获得超级律师杂志的认可：

      • 合伙人Tara Guarneri-Ferrara，合伙人A.R. John Hitchings，助理Ashley Jaber，助理Will Rao，合伙人James Turner和合伙人Jay Yamamoto都被命名为纽约地铁新星2018年
      • 创始合伙人Michael Ference和合伙人Sameer Rastogi因其在证券诉讼类别中的工作而获得认可
      • 创始合伙人Gregory Sichenzia因其在证券和企业融资类别的工作而获得认可
      • Associate Owen Kloter因其在商业诉讼类别中的工作而获得认可
      2018年的超级律师名单可以在这里找到。

      Sichenzia Ross Ference LLP Represents ThinkEquity, a division of Fordham Financial Management as Sole Book-Running Manager on $10 Million Public Offering of Securities of  FlexShopper, Inc.

      flexshopper

      Press Release – New York, NY – October 1, 2018 – Sichenzia Ross Ference LLP announced today that it has represented ThinkEquity, a division of Fordham Financial Management, Inc. as sole book-running manager in an underwritten public offering of $10 Million of Units of FlexShopper, Inc. (Nasdaq FPAY).

      continue reading >>

      加州新商业融资披露立法

      介绍

      2018年8月31日，加利福尼亚州参议院通过了新的立法，参议院1235号法案，该法案要求对某些商业融资进行新的披露，例如贷款，保理交易，以及可能的商业现金预付款（MCAs）。加利福尼亚州州长杰里·布朗将在9月30日之前签署这项立法，看来他很可能会这样做

      参议院1235号法案代表了一项重大发展，将对加利福尼亚州中小型企业的商业融资产生重大影响。这是该国第一个此类立法，可能会鼓励其他州的类似立法。

      虽然消费贷款的披露义务早已存在，包括联邦贷款法案和法规Z，参议院1235号法案将是第一个要求商业融资的类似披露义务。

      立法

      立法的关键要求是“商业融资”的“提供者”在将商业融资提议扩展到融资“接收者”时披露以下信息：

      1. 提供的资金总额;
      2. 融资的总美元成本;
      3. 期限或估计期限;
      4. 支付方式，频率和金额;
      5. 预付款政策的说明;和
      6. 融资总成本以年化率表示（类似于“年度百分率”或APR）。这个特殊要求将于2024年1月1日落日。

      在结束融资之前，提供商还需要获得融资接收方对这些披露的签名。

      这些披露要求适用于位于加利福尼亚州的受援公司，无论融资提供商的位置如何。

      该立法将“商业融资”定义为商业贷款和应收账款购买交易（即保理），包括商业现金预付款。

      该立法包括若干豁免：（1）存款机构，（2）超过500,000美元的融资，（3）本金额低于5,000美元的封闭式贷款，以及（4）房地产担保的交易。

      该法案要求加利福尼亚州商业监督局（DBO）制定法规，以澄清某些披露细节，例如计算方法，以及披露的时间，方式和格式。在DBO颁布法规之前，供应商不需要遵守法规，这预计要到2019年.DBO可能会指定一个生效日期，允许供应商有足够的时间来遵守法规。

      立法留下了几个问题。首先，对于MCA提供商而言，它是一种替代方法，它允许披露年度化利率，而不是实际的年化利率，披露“在一般协议下可能发生的交易的例子。”这个“例子”期权可能是为了解决在交易结束之前无法计算商家现金垫款的披露金额。然而，MCA公司可能不会被允许使用替代“示例”披露，因为正如书面所述，立法使这一选择仅适用于“保理或基于资产的贷款”的提供者，但未提及MCAs（定义为“立法中的应收账款购买交易”。

      此外，虽然立法规定其要求受DBO审查和执行，但未能解决商业资金的私人接受者是否拥有起诉以执行立法的私人权利。

      结论

      如果立法通过，它将对加利福尼亚州的商业融资产生重大影响，强制要求对商业交易进行消费者型披露，包括应收账款购买。提供商业融资的公司必须在遵守法律，在法庭上质疑法律或限制他们在加利福尼亚提供的融资方案之间做出选择。相反，接受商业融资的公司确实会看到更好的披露，但如果提供商停止在加利福尼亚州提供受监管的融资方案，他们也可能会找到更少的融资方案。

      关于作者

      Mendy Piekarski

      Mendy Piekarski

      Partner at Sichenzia Ross Ference LLP
      Mr. Piekarski’s practice focuses on securities and complex commercial litigation in state and federal courts as well as in various arbitration tribunals. He also represents corporations and individuals before the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), and other U.S. regulatory agencies.
      Mendy Piekarski

      Latest posts by Mendy Piekarski (see all)

        Sichenzia Ross Ference LLP担任Fatfish Internet Group Ltd在OTCQX上市的首席律师联络员

        新闻稿 – 纽约州纽约市 –  2018年9月14日 – Sichenzia Ross Ference LLP今天宣布赞助Fatfish Internet Group Ltd（OTCQX：“FFTTF”），这是一家澳大利亚风险投资公司，专门从事种子，早期和成长阶段投资在移动，电子商务和金融科技领域，为OTCQX。 Sichenzia Ross Ference是一家合格的公司，负责提供有关OTCQX要求的指导和推荐会员资格。 Sichenzia Ross Ference团队由合作伙伴Darrin Ocasio领导。

        Sichenzia Ross Ference LLP担任Deep Yellow Ltd在OTCQX上市的首席律师联络员

        新闻稿 – 纽约州纽约市 –  2018年9月14日 – Sichenzia Ross Ference LLP今天宣布，它已经为OTCQX赞助了Deep Yellow Ltd（OTCQX：“DYLLF”），这是一家在纳米比亚主要业务的澳大利亚专业铀矿开采公司。 Sichenzia Ross是一家合格的公司，负责提供有关OTCQX要求的指导和推荐会员资格。 Sichenzia Ross Ference团队由合作伙伴Darrin Ocasio领导。

        Sichenzia Ross Ference Kesner LLP Represents New Age Beverages Corp. in $12 Million Credit Facility

        new age beverage corp. logo

        Press Release – New York, NY – August 24, 2018 – Sichenzia Ross Ference Kesner LLP announced today that it has represented New Age Beverages Corporation (NASDAQ “NBEV”) in a loan and security agreement with Siena Lending Group LLC which provides for a $12 million aggregate principal amount revolving credit facility, which is subject to availability based on eligible accounts receivables and eligible inventory of the Company.  The Sichenzia Ross Ference Kesner LLP team was led by Partners Gregory Sichenzia, Marcelle Balcombe, Counsel, Kimberly Boler and associate, Grant Levine.

        Sichenzia Ross Ference Kesner LLP Represents New Age Beverages Corp. in $10.5 Million Underwritten Public Offering

        new age beverage corp. logo

        Press Release – New York, NY – August 24, 2018 – Sichenzia Ross Ference Kesner LLP announced today that it has represented New Age Beverages Corporation (NASDAQ “NBEV”) in a public offering of 8.2 million shares of its common stock at a price of $1.28 per share for gross proceeds to NBEV of $10.5 million. Roth Capital Partners acted as sole book running manager and Northland Capital Markets acted as Lead Manager for the offering.  The Sichenzia Ross Ference Kesner LLP team was led by Partners Gregory Sichenzia, Marcelle Balcombe, and Tara Guarneri-Ferrara.

        创始合伙人Gregory Sichenzia专注于商业内幕人士讨论Elon Musk的推文和证券合法性

        新闻稿 – 纽约，纽约 –  2018年8月8日 – Sichenzia Ross Ference Kesner律师事务所创始合伙人Gregory Sichenzia在一篇商业内幕报道中引述了Elon Musk关于可能将特斯拉私有化的推文。 Sichenzia讨论了推文的潜在理由和动机，并强调公众公司高管在与公众沟通之前寻求法律建议的必要性。请阅读这里的完整文章。

        Anthony Ciaccio

        anthony ciaccio

        律师

        介绍

        Anthony C. Ciaccio于2018年6月加入Sichenzia Ross Ference LLP，担任该公司证券与商业诉讼和仲裁部的助理。

        经验

        Ciaccio先生在创业和知识产权临床实习期间为初创公司提供实体组建，商标和专利申请以及初步审批方面的建议。

        在加入公司之前，Ciaccio先生花了十年时间作为企业主，专门从事商业和住宅建筑和房地产业务。他之前曾领导一家初创电子商务公司的销售团队，并曾在华尔街从事金融业务。

        Ciaccio先生是拿骚县律师协会，纽约市律师协会，纽约州律师协会和哥伦比亚律师协会的成员。他是New Hyde Park的Notre Dame School的董事会成员。


        anthony ciaccio

        教育背景


         Ciaccio先生在Hofstra大学的Maurice A. Deane法学院获得了J.D.，他是一名优秀学者，美国信托和房地产法律顾问学院的工作人员执行编辑，以及房地产法律协会主席。 Ciaccio先生获得了他的B.B.A.在霍夫斯特拉大学的银行和金融。




        律师资格

        Ciaccio先生获准在纽约州执业。

        业务领域

        證券和商業訴訟及仲裁

        证券法团队联系地址

        办公室：纽约

        电话：(212)-930-9700

        传真：(212)-930-9725

        电子邮件：aciaccio@srf.law

        Download vCard

        Sichenzia Ross Ference Kesner LLP以4.75美元的债务交易代表New Age Beverages Corporation

        new age beverage corp. logo

        Press Release – New York, NY – June 20, 2018 – Sichenzia Ross Ference Kesner LLP announced today that it represented New Age Beverages Corporation (“NASDAQ. NBEV”), a Colorado based organic and natural healthy beverage company in a $4.75 million senior secured convertible promissory note transaction. A portion of the proceeds were used to repay the Company’s line of credit with US Bank. The Company also converted debt held by Sunkist Growers, Inc. an agricultural marketing cooperative, into shares of its common stock.

        The Sichenzia Ross Ference Kesner LLP team was led by Partners, Gregory Sichenzia and Marcelle Balcombe and Of Counsel, Kimberly Boler.

        合伙人哈维凯斯纳发表关于美国监管机构解决联邦硬币，ICO和STO的斗争的文章

        Press Release – New York, NY – June 22, 2018 – Sichenzia Ross Ference Kesner LLP name partner Harvey Kesner published an article titled “NASDAQ’s Blockchain Experiment Shows How Foreign Markets will Continue to Lead While US Regulators Catch Up” in Law360.  Mr. Kesner noted that in his opinion the failure of US agencies such as the SEC and Nasdaq to develop clear guidelines for the new blockchain industry will allow foreign jurisdictions to attract issuers while development in the US will be stifled.  Read the full article here: NASDAQ’s Blockchain Experiment Shows How Foreign Markets will Continue to Lead While US Regulators Catch Up

        Sichenzia Ross Ference Kesner律师事务所代表ThinkEquity，福特汉姆财务管理部门作为独家账簿管理经理，以1800万美元公开发行Trovagene，Inc。的证券

        trovagene logo

        Press Release – New York, NY – June 12, 2018 – Sichenzia Ross Ference Kesner LLP announced today that it has represented ThinkEquity, a division of Fordham Financial Management, Inc., as sole book-running manager on its first underwritten public offering since launching its new ThinkEquity division.

        continue reading >>

        合伙人Marc J. Ross在大麻上发表网络研讨会，“消除大麻法中的混乱”

        纽约，纽约 –  2018年6月7日 – 合作伙伴Marc Ross将于2018年6月7日星期四在Clear Law Institute举办网络研讨会，“消除大麻法中的困惑”。这个演讲是持续法律受过认可的教育（“CLE”）将讨论州和联邦法律之间的冲突及其对大麻行业的影响，特别是银行，税收以及日益增长的大麻行业所面临的各种其他问题。

        有关网络研讨会的更多信息，请点击此处。

        Sichenzia Ross Ference Kesner LLP代表Pareteum公司以6.1百万美元注册直接发售

        pareteum logo

        纽约州纽约-2018年5月14日电 – 国家认可的证券和公司律师事务所，Sichenzia Ross Ference Kesner律师事务所今天宣布，它代表着移动网络软件和服务的领先国际供应商Pareteum Corporation（纽约证券交易所股票代码：TEUM）网络和物联网市场，注册直接发售2,440,000股普通股。每股收购价格为2.50美元。 Pareteum获得总收益610万美元。

        continue reading >>

        Sichenzia Ross Ference Kesner LLP代表Acolyte Group将其LED照明业务出售给CapStreet Private Equity Group

        acolyte group

        May 2, 2018 — New York, NY.  Sichenzia Ross Ference Kesner LLP (“SRFK”) represented The Acolyte Group, a New York based provider of fully integrated LED lighting systems in the sale of its entire business to General LED, a portfolio company of Houston Texas based private equity firm Cap Street Group.

        The SRFK team was led by Partners Thomas Rose and Gregory Sichenzia and Counsel Jeff Cahlon with assistance from Counsel Todd Manister from the SRFK Real Estate Group.

        Sichenzia Ross Ference LLP

        Sichenzia Ross Ference LLP

        Sichenzia Ross Ference LLP is a nationally recognized securities and corporate law firm that provides experienced representation in all matters involving the securities industry. Super Lawyers consistently recognizes our attorneys as among the highest rated securities lawyers in the nation. Our attorneys specialize in advising clients on private placements, initial (IPOs) and secondary public offerings, alternative public offerings, preparation of SEC filings and listings on major capital stock exchanges such as the NYSE (New York Stock Exchange), NASDAQ and OTC markets. In addition, our litigation and arbitration attorneys are highly skilled in representing clients from routine lawsuits to complex cases before the SEC, FINRA and other tribunals. We also represent clients in a range of residential and commercial real estate and trusts and estates matters.

        Visit SRF's LinkedIn page
        Sichenzia Ross Ference LLP

        Latest posts by Sichenzia Ross Ference LLP (see all)

        Sichenzia Ross Ference Kesner LLP代表A.G.P / Alliance Global Partners（通过Euro Pacific Capital）以600万美元公开发行Cocrystal Pharma，Inc.的普通股。

        cocrystal pharma

        Press Release – New York, NY – May 3rd, 2018 –  Sichenzia Ross Ference Kesner LLP announced today that it has represented A.G.P/ Alliance Global Partners  (through Euro Pacific Capital) as sole book running manager in the underwritten public offering of shares of Common Stock of Cocrystal Pharma, Inc. (NASDAQ: COCP). Cocrystal sold an aggregate of 4,210,527 shares of Common Stock at a price of $1.90 per share.   Cocrystal is a clinical stage biotechnology company seeking to discover and develop novel antiviral therapeutics as treatments for serious and/or chronic viral diseases. The Sichenzia Ross Ference Kesner LLP team was led by partners Marc Ross, Avital Perlman and Tom Rose.

        Sichenzia Ross Ference LLP

        Sichenzia Ross Ference LLP

        Sichenzia Ross Ference LLP is a nationally recognized securities and corporate law firm that provides experienced representation in all matters involving the securities industry. Super Lawyers consistently recognizes our attorneys as among the highest rated securities lawyers in the nation. Our attorneys specialize in advising clients on private placements, initial (IPOs) and secondary public offerings, alternative public offerings, preparation of SEC filings and listings on major capital stock exchanges such as the NYSE (New York Stock Exchange), NASDAQ and OTC markets. In addition, our litigation and arbitration attorneys are highly skilled in representing clients from routine lawsuits to complex cases before the SEC, FINRA and other tribunals. We also represent clients in a range of residential and commercial real estate and trusts and estates matters.

        Visit SRF's LinkedIn page
        Sichenzia Ross Ference LLP

        Latest posts by Sichenzia Ross Ference LLP (see all)

        Sichenzia Ross Ference Kesner LLP代表Sunworks，Inc.以375万美元的债务交易进行交易

        sunworks solar power

        Press Release – New York, NY – April 27, 2018 – Sichenzia Ross Ference Kesner LLP announced today that it represented Sunworks, Inc. (“NASDAQ. SUNW”), a premier provider of high performance solar power systems, in a $3.75 million two year term loan transaction. The lender is CrowdOut Capital LLC. Management, including the Chief Financial Officer, also participated in $750,000 of the loan amount.

        The Sichenzia Ross Ference Kesner LLP team was led by Partners Gregory Sichenzia and Marcelle Balcombe.

        Sichenzia Ross Ference LLP

        Sichenzia Ross Ference LLP

        Sichenzia Ross Ference LLP is a nationally recognized securities and corporate law firm that provides experienced representation in all matters involving the securities industry. Super Lawyers consistently recognizes our attorneys as among the highest rated securities lawyers in the nation. Our attorneys specialize in advising clients on private placements, initial (IPOs) and secondary public offerings, alternative public offerings, preparation of SEC filings and listings on major capital stock exchanges such as the NYSE (New York Stock Exchange), NASDAQ and OTC markets. In addition, our litigation and arbitration attorneys are highly skilled in representing clients from routine lawsuits to complex cases before the SEC, FINRA and other tribunals. We also represent clients in a range of residential and commercial real estate and trusts and estates matters.

        Visit SRF's LinkedIn page
        Sichenzia Ross Ference LLP

        Latest posts by Sichenzia Ross Ference LLP (see all)

        Sichenzia Ross Ference Kesner LLP代表New Age Beverages Corp.以400万美元承销公开发售

        new age beverage corp. logo

        Press Release – New York, NY – April 12, 2018 – Sichenzia Ross Ference Kesner LLP announced today that it has represented New Age Beverages Corp.  (NASDAQ “NBEV”) in a public offering of 2,285,715 million shares of its common stock at a price of $1.75 per share for gross proceeds to NBEV of $4,000,000.A.G.P/ Alliance Global Partners  (Euro Pacific Capital) and Maxim Group L.L.C. acted as the Joint Book Running Managers for the offering.  The Sichenzia Ross Ference Kesner LLP team was led by Partners Gregory Sichenzia, Marcelle Balcombe, and Counsel Jeff Cahlon.

        Sichenzia Ross Ference LLP

        Sichenzia Ross Ference LLP

        Sichenzia Ross Ference LLP is a nationally recognized securities and corporate law firm that provides experienced representation in all matters involving the securities industry. Super Lawyers consistently recognizes our attorneys as among the highest rated securities lawyers in the nation. Our attorneys specialize in advising clients on private placements, initial (IPOs) and secondary public offerings, alternative public offerings, preparation of SEC filings and listings on major capital stock exchanges such as the NYSE (New York Stock Exchange), NASDAQ and OTC markets. In addition, our litigation and arbitration attorneys are highly skilled in representing clients from routine lawsuits to complex cases before the SEC, FINRA and other tribunals. We also represent clients in a range of residential and commercial real estate and trusts and estates matters.

        Visit SRF's LinkedIn page
        Sichenzia Ross Ference LLP

        Latest posts by Sichenzia Ross Ference LLP (see all)

        Sichenzia Ross Ference Kesner LLP代表Rodman＆Renshaw代表Rodman＆Renshaw成为H.C Wainwright的一个部门，该公司以105万美元医疗记录账单公开发行

        mtbc.com logo

        Press Release – New York, NY – April 11, 2018 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Rodman & Renshaw, a unit of H.C. Wainwright, as Exclusive Placement Agent and Boenning & Scattergood, Inc. as co-placement agent in a public offering of Series A Preferred stock for Medical Transcript Billing, Corp. (MTBC.NASDAQ).

        continue reading >>

        Sichenzia Ross Ference Kesner LLP代表AYTU Bioscience，Inc.以1200万美元公开募股

        aytu bioscience

        新闻稿 – 纽约州纽约市-2018年3月6日-Schhenzia Ross Ference Kesner LLP今天宣布，该公司已代表AYTU Bioscience，Inc.（“纳斯达克股票代码：AYTU”）以1,200万美元公开发售A类股，其中包括普通股以及包括B系列优先股和权证的权证和B类单位。以每件$ 0.45的价格出售总共19,520,000个A类单元，以每件$ 1,000的价格出售3,216个B类单元。认股权证可以每股0.54美元的价格行使，期限为5年。 Joseph Gunnar＆Co.担任独家管理主承销商，福特汉姆财务管理有限公司担任主管主承销商。

        continue reading >>

        Sichenzia Ross Ference Kesner LLP代表MoneyOnMobile，Inc.以500万美元的私人配售

        moneyonmobile-logo

        新闻稿 – 纽约州纽约市 –  2018年2月12日–Schhenzia Ross Ference Kesner LLP今天宣布，它代表全球移动支付技术和加工公司MoneyOnMobile，Inc.（简称“MOMT”）以私人配售方式与经认证的投资者其中MOMT收到4,998,000美元，用于发行1,666股H系列优先股，以及五年期权证以每股0.50美元的行权价购买3,332,000股普通股。

        continue reading >>

        Sichenzia Ross Ference Kesner LLP代表Roth Capital Partners和布鲁克莱恩证券（Brookline Securities）共同出资550万美元在QBIO Med。

        QBioMed

        新闻稿 – 纽约州纽约市-2018年2月1日–Schhenzia Ross Ference Kesner律师事务所今天宣布，它已代表罗斯资本合伙人有限责任公司（Roth Capital Partners LLC）担任首席定位代理人和CIM /布鲁克莱恩证券公司（Brookline Securities） QBIO Med，Inc.（OTC.QBIO）的股票和权证系列。 QBIO是一家生物技术加速和开发公司，专注于获取和授权生命科学治疗产品。

        continue reading >>

        Sichenzia Ross Ference Kesner LLP代表Vuzix Corporation以3000万美元以上的市场注册直接销售

        vuzix view the future logo

        新闻稿 – 纽约州纽约市 –  2016年1月26日 –  Sichenzia Ross Ference Kesner律师事务所今天宣布，该公司代表Vuzix Corporation（纳斯达克股票代码：VUZI）代表其注册股票以3,000美元注册普通股股票每股10.00美元，以及1,200,000股一年期普通股购买权证，每股行使价10.00美元，所得款项总额为Vuzix 30,000,000美元。 Chardan Capital Markets LLC担任此次发行的独家配售代理。 Sichenzia Ross Ference Kesner LLP团队由Partners Gregory Sichenzia，Thomas Rose和律师Jeff Cahlon领导。

        Sichenzia Ross Ference LLP

        Sichenzia Ross Ference LLP

        Sichenzia Ross Ference LLP is a nationally recognized securities and corporate law firm that provides experienced representation in all matters involving the securities industry. Super Lawyers consistently recognizes our attorneys as among the highest rated securities lawyers in the nation. Our attorneys specialize in advising clients on private placements, initial (IPOs) and secondary public offerings, alternative public offerings, preparation of SEC filings and listings on major capital stock exchanges such as the NYSE (New York Stock Exchange), NASDAQ and OTC markets. In addition, our litigation and arbitration attorneys are highly skilled in representing clients from routine lawsuits to complex cases before the SEC, FINRA and other tribunals. We also represent clients in a range of residential and commercial real estate and trusts and estates matters.

        Visit SRF's LinkedIn page
        Sichenzia Ross Ference LLP

        Latest posts by Sichenzia Ross Ference LLP (see all)

         

        Sichenzia Ross Ference Kesner LLP代表Teamtronics公司收购高科技解决方案公司的汽车模式识别业务

        新闻稿 – 纽约州纽约市 –  2018年1月25日 – 证券和公司法律事务所Sichenzia Ross Ference Kesner律师事务所欣然宣布，该公司代表了Teamtronics公司，该公司是工业和现场自动化便携式耐用计算机设备制造商在收购高科技解决方案的汽车模式识别（“HTS-APR”）业务。收购包括所有适用资产，包括知识产权和客户群。购买价格约为400万美元。

        continue reading >>

        Sichenzia Ross Ference Kesner LLP祝贺纳斯达克上市公司Novume Solutions，Inc.

        novume solutions inc.

        新闻发布 – 纽约州纽约市-2018年1月12日–Schhenzia Ross Ference Kesner律师事务所今天宣布，该公司代表公司代表Novume Solutions，Inc.（纳斯达克股票代码：NVMM），领先的政府承包市场支持服务提供商，在纳斯达克资本市场上市。 Sichenzia Ross Ference Kesner LLP团队由Partners Tom Rose和Marcelle Balcombe领导。 2018年1月10日上市交易有效，而Novume的普通股将在现有股票代码“NVMM”下交易。

        continue reading >>

        新的合格企业扣除：类固醇的gobbledygook

        我们在一段时间内看到了一些最糟糕的gobbledygook *，从2017年开始，国会在2017年的税收改革法案中为一些企业主提供了税收减免，其形式是扣除相当于您企业的一部分利润，有限制。你可以要求扣除你是否扣减项目。这是一个10000英尺的立法观点，目的主要是让你确定你是否需要处理这只小狗。

        continue reading >>

        根据新的税法，外国合伙人对美国合伙权益的销售再次征税。

        在2017年8月的一个帖子中，我们报告说，美国税务法庭认为，尽管美国国税局的税收裁定相反，外国合伙人出售其在美国合伙公司的权益并不是对他的应税交易（假设他不是否则就是美国纳税人），正如在美国公司出售股票不是对外国股东的应税交易一样。 （“税务法庭：外国投资者不对销售/清算征收美国合伙权益的应纳税。”）

        continue reading >>

        Sichenzia Ross Ference Kesner LLP Represents Biotricity Inc. in $2.5 Million Registered Direct Offering

        biotricity logo

        Press Release – New York, NY – December 22, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Biotricity Inc. (OTCQB:BTCY”) in a Registered Direct public offering of 450,164 registered shares of its common stock at a price of $5.50 per share for aggregate proceeds of approximately $2.5 million.

        The Sichenzia Ross Ference Kesner LLP team was led by Partners Gregory Sichenzia and David Manno.

        Sichenzia Ross Ference LLP

        Sichenzia Ross Ference LLP

        Sichenzia Ross Ference LLP is a nationally recognized securities and corporate law firm that provides experienced representation in all matters involving the securities industry. Super Lawyers consistently recognizes our attorneys as among the highest rated securities lawyers in the nation. Our attorneys specialize in advising clients on private placements, initial (IPOs) and secondary public offerings, alternative public offerings, preparation of SEC filings and listings on major capital stock exchanges such as the NYSE (New York Stock Exchange), NASDAQ and OTC markets. In addition, our litigation and arbitration attorneys are highly skilled in representing clients from routine lawsuits to complex cases before the SEC, FINRA and other tribunals. We also represent clients in a range of residential and commercial real estate and trusts and estates matters.

        Visit SRF's LinkedIn page
        Sichenzia Ross Ference LLP

        Latest posts by Sichenzia Ross Ference LLP (see all)

        Sichenzia Ross Ference Kesner LLP Represents Vuzix Corporation in $12.5 Million Registered Direct Offering

        vuzix

        Press Release – New York, NY – December 18, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Vuzix Corporation (NASDAQ “VUZI”) in a Registered Direct public offering of 2,066,116 million registered shares of its common stock at a price of $6.05 per share and 1,033,058 3-year common stock purchase warrants with an exercise price of $7.00 per share  for gross proceeds to Vuzix of $12,500,000.

        continue reading >>

        Sichenzia Ross Ference Kesner LLP Represents Rodman & Renshaw, a unit of H.C Wainwright, in a $3.9 Million Public Offering of Medical Transcript Billing, Corp.

        mtbc.com logo

        Press Release – New York, NY – December 11, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Rodman & Renshaw, a unit of H.C. Wainwright, as Exclusive Placement Agent and Boenning & Scattergood, Inc. as co-placement agent in a public offering of Series A Preferred stock for Medical Transcript Billing, Corp. (MTBC.NASDAQ).

        continue reading >>

        Sichenzia Ross Ference Kesner LLP Represents Pareteum Corporation in $6.58 Million Registered Direct Offering and Concurrent Private Placement

        pareteum logo

        Press Release – New York, NY – December 6, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it represented Pareteum Corporation (NYSE American: “TEUM”), a leading international provider of mobile networking software and services to the Mobile Network and Internet of Things markets, in a registered direct offering and private placement offering of 7,151,146 shares of common stock and restricted five-year warrants to purchase up to 7,151,146 shares of common stock exercisable at $1.09 per warrant.

        continue reading >>

        Sichenzia Ross Ference Kesner LLP Represents CloudCommerce, Inc., in Acquisition of WebTegrity, LLC

        Press Release – New York, NY – November 17, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented CloudCommerce, Inc., a global provider of cloud-driven e-commerce and mobile commerce solutions, in its acquisition of WebTegrity, LLC (“WebTegrity”), a provider of enterprise digital marketing services based in San Antonio, Texas, through a merger with and into Parscale Digital, Inc., a wholly owned subsidiary of CloudCommerce, Inc.

        continue reading >>

        Sichenzia Ross Ference Kesner LLP Represents Pareteum Corporation in $12.0 Million Firm Commitment Public Offering

        pareteum logo

        Press Release – New York, NY – November 9, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it represented Pareteum Corporation (NYSE American: “TEUM”), a leading international provider of mobile networking software and services to the Mobile Network and Internet of Things markets, in a firm commitment underwritten offering of 9,009,478 shares of common stock, 4,034 shares of preferred stock (each of which shares is an equivalent of 920 shares of common stock), and five-year warrants to purchase up to 7,478,228 shares of common stock exercisable at $1.05 per warrant.

        continue reading >>

        Sichenzia Ross Ference Kesner律师事务所祝贺AYTU Biosciences，Inc.在纳斯达克上市

        aytu bioscience

        新闻稿 – 纽约纽约 –  2017年10月19日 –  Sichenzia Ross Ference Kesner律师事务所今天宣布，该公司代表AYTU Biosciences，Inc.（纳斯达克股票代码：AYTU）在本公司上市纳斯达克资本市场。 Sichenzia Ross Ference Kesner LLP团队由创始合伙人Gregory Sichenzia和合伙人Marcelle Balcombe领导。上市于2017年10月20日交易有效，而AYTU的普通股将以现有股票代码“AYTU”进行交易。

        continue reading >>

        Sichenzia Ross Ference Kesner LLP Represents Joseph Gunnar and Fordham Financial Management in $6.75 Million Registered Direct Offering of Common Stock of Ampio Pharmaceuticals, Inc.

        ampio pharmaceuticals

        Press Release – New York, NY – October 18, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Joseph Gunnar & Co.  as Lead Placement Agent and Fordham Financial Management Co-Placement Agent  in a $6.75 million Registered Direct Public Offering of Common Stock of Ampio Pharmaceuticals, Inc. (“NYSE.AMPE”).

        continue reading >>

        Sichenzia Ross Ference Kesner LLP Represents Pareteum Corporation in $1.56 Million Shelf Take Down

        pareteum logo

        Press Release – New York, NY – October 12, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Pareteum Corporation (“Pareteum”), a rapidly growing mobile Cloud Communications Platform company, in connection with its shelf take down of 1,495,000 shares of its common stock. Gross proceeds to Pareteum from this offering are $1,569,750 before deducting placement agent’s commissions and other expenses.  Dawson James Securities acted as placement agent for the offering.

        The Sichenzia Ross Ference Kesner LLP team was led by Partner Darrin M. Ocasio, Counselors Jeffrey Cahlon, and Cheryll J. Calaguio and Associate Evan Berger.

        Sichenzia Ross Ference LLP

        Sichenzia Ross Ference LLP

        Sichenzia Ross Ference LLP is a nationally recognized securities and corporate law firm that provides experienced representation in all matters involving the securities industry. Super Lawyers consistently recognizes our attorneys as among the highest rated securities lawyers in the nation. Our attorneys specialize in advising clients on private placements, initial (IPOs) and secondary public offerings, alternative public offerings, preparation of SEC filings and listings on major capital stock exchanges such as the NYSE (New York Stock Exchange), NASDAQ and OTC markets. In addition, our litigation and arbitration attorneys are highly skilled in representing clients from routine lawsuits to complex cases before the SEC, FINRA and other tribunals. We also represent clients in a range of residential and commercial real estate and trusts and estates matters.

        Visit SRF's LinkedIn page
        Sichenzia Ross Ference LLP

        Latest posts by Sichenzia Ross Ference LLP (see all)

        Sichenzia Ross Ference Kesner律师事务所被授予第二季度PIPE发行人排名法律顾问

        新闻稿 –  2017年10月3日 – 纽约州纽约州立大学 – 西康西亚罗斯Ference Kesner律师事务所最近被引用为排名第一的发行人法律顾问，根据交易，在2017年第三季度建议八个PIPE安置。该交易的独家联赛表排名追踪了在2017年1月1日至9月15日之间筹集至少100万美元的PIPE。要阅读新闻稿，请点击此处。

        Sichenzia Ross Ference Kesner LLP Represents Rodman & Renshaw a unit of H.C Wainwright in a $6.0 Million Public Offering of Medical Transcript Billing, Corp.

        mtbc.com logo

        Press Release – New York, NY – September 28, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Rodman & Renshaw, a unit of H.C. Wainwright, as Exclusive Placement Agent and Boenning & Scattergood, Inc. as co-placement agent in a public offering of Series A Preferred stock for Medical Transcript Billing, Corp. (MTBC.NASDAQ).

        continue reading >>

        Sichenzia Ross Ference Kesner LLP Real Estate Group Represents One Wall Partners in a $63 Million, 16-Building, Portfolio Acquisition

        one wall partners

        Press Release – New York, NY – September 20, 2017 – The real estate practice group of SRFK announced today that it recently closed on a $63 million, 16 building, multi-family, portfolio acquisition for One Wall Partners.  One Wall Partners is a vertically integrated real estate investment firm that specializes in the acquisition, development and management of transit-oriented workforce housing.  The Sichenzia Ross Ference Kesner LLP team was led by partner Anthony Ficara, counsel Michael Wickersham and associate Laura Kim.

        Sichenzia Ross Ference Kesner LLP Represents Joseph Gunnar & Co., LLC in $10 Million Public Offering of American Depository Shares of BiondVax Pharmaceuticals Ltd. (Israel)

        biondvax pharmaceuticals

        Press Release – New York, NY – September 19, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Joseph Gunnar & Co., LLC. as sole book running manager in the underwritten public offering of American Depository Shares (ADS’s) of BiondVax Pharmaceuticals, Ltd. (NASDAQ: BVXV, TASE BVXV), a clinical stage biopharmaceutical company focused on developing a universal flu vaccine. The public offering consisted of 1,500,000 ADS’s and the full overallotment of 166,667 additional ADS’s at a public offering price of $6.00 per ADS for gross proceeds of $10 million.  The Sichenzia Ross Ference Kesner LLP team was led by partners Gregory Sichenzia and Avital Perlman, Counsel Jeffrey Cahlon and Associate Evan Berger.

        Sichenzia Ross Ference Kesner LLP Represents Aegis Capital Corp. in $6 Million Public Offering of Units of Precipio, Inc.

        precipio diagnostics

        Press Release – New York, NY – August 23rd, 2017 –  Sichenzia Ross Ference Kesner LLP announced today that it has represented Aegis Capital Corp. as sole book running manager in the underwritten public offering of Units of Precipio, Inc. (NASDAQ: PRPO). Each Unit is comprised of 1 share of Series B Preferred Stock which is convertible into 400 shares of common stock at a price of $2.50 per share and one warrant to purchase 400 shares of common stock at $3.00 per share.   Precipio provides diagnostic information to physicians and there patients worldwide.  The Sichenzia Ross Ference Kesner LLP team was led by partner Tom Rose and counsel Jeff Cahlon.

        2017年9月10日至12日，纽约州纽约市的Rodman＆Renshaw会议

        Sichenzia Ross Ference Kesner律师事务所是9月10日至9月12日在纽约市乐天纽约皇宫酒店举行的第十九届罗德曼与仁诚全球投资大会的银赞助商。预计将有超过300个令人难忘和令人兴奋的会议公共和私人公司向大约2,000名与会者的观众展示他们的业务。

        2017年9月10日至12日
        纽约市
        乐天纽约皇宫酒店
        第45街麦迪逊大街455号
        纽约，NY 10022

        访问这里了解更多

        公司公告：Sichenzia Ross Ference Kesner LLP搬迁纽约市总部

        Sichenzia Ross Ference Kesner律师事务所很高兴地宣布，截至2017年8月25日，我们已经搬到位于美国纽约州纽约市的纽约州的纽约州的纽约州的纽约州的纽约州的纽约州的纽约州的纽约市，

        当我们作为领先的企业，证券和诉讼律师事务所进入第二十年，并扩大我们的实践领域，包括房地产和信托和遗产，我们搬到这个充满活力的纽约市中心城市将有助于我们更好地服务于我们在纽约和世界各地的多元化客户群。

        这个新的位置为我们的许多同事和客户提供便利的旅行和出出城市。我们会尽快分享新办公空间的照片。如有任何问题请随时联系marketing@srf.law  – 我们希望能在新家快结束！

        合伙人Benjamin Tan参加圣盈信集团在纳斯达克市场闭幕敲钟仪式。

        新闻稿 – 纽约，纽约州 – 2017年8月16日 – 思成律师事务所的合伙人Benjamin Tan， 于2017年8月15日参加了圣盈信集团（NASDAQ：CIFS），一家为中国中小微企业提供综合资本咨询顾问的服务商，在时代广场纳斯达克市场的闭幕敲钟仪式，敲响了闭门钟。最近，CIFS于2017年7月31日，以每股10.00美元的价格首次公开发行2,023,146股普通股，共计20,231,460美元，其股份目前在纳斯达克全球市场上交易。

        continue reading >>

        Sichenzia Ross Ference Kesner LLP Represents Joseph Gunnar and Fordham Financial Management in $11.8 PIPE financing of Aytu Bioscience, Inc.

        aytu bioscience

        Press Release – New York, NY – November 2, 2016 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Joseph Gunnar & Co.  as lead placement agent and Fordham Financial Management, Inc. co-placement agent  in a private placement offering of equity securities of Aytu BioScience, Inc.  (OTC Market “AYTU”).

        continue reading >>

        Sichenzia Ross Ference Kesner LLP Represents Vuzix Corporation in $8.6 Million Registered Direct Offering

        vuzix view the future logo

        Press Release – New York, NY – August 14, 2016 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Vuzix Corporation (NASDAQ “VUZI”) in a Registered Direct public offering of 1.5 million registered shares of its common stock at a price of $5.75 per share  for gross proceeds to Vuzix of $8,625,000.Chardan Capital Markets LLC acted as the exclusive Placement Agent for the offering.  The Sichenzia Ross Ference Kesner LLP team was led by Partners Gregory Sichenzia, Thomas Rose, and Counsel Jeff Cahlon.

        Sichenzia Ross Ference Kesner LLP Represents JetSmarter Inc. in Institutional Investment from Clearlake Capital Group and Leucadia National Corporation

        jetsmarter_logo

        Press Release — August 10, 2017 — New York, NY — Sichenzia Ross Ference Kesner LLP represented JetSmarter Inc., an innovative technology company and market leader in the premium private-flight-sharing economy, in an institutional capital raise.  The investment was anchored by lead sponsor, Clearlake Capital Group, L.P. and included participation from Leucadia National Corporation and existing investors.  Jefferies LLC acted as the exclusive placement agent to JetSmarter Inc. in connection with the financing.

        continue reading >>

        税务法庭：对于销售/清算，美国合伙权益不征税的外国投资者

        美国税务法院裁定，美国（非房地产）合伙企业的外国投资者从清算合伙企业中获得的收益不应纳税。法院裁定，交易与美国公司的股票出售基本相同（当股东不是美国人时，也不征税）。 Grecian Magnesite Mining，Industrial＆Shipping Co.，SA诉Com’r，149 T.C.第3号，2017年7月13日。该决定不影响房地产合伙企业的利益清算，这些合伙企业通常在FIRPTA下征税。

        continue reading >>

        Sichenzia Ross Ference Kesner LLP Represents CloudCommerce, Inc., in Acquisition of Parscale Creative, Inc.

        cloudcommerce inc

        Press Release – New York, NY – August 2, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented CloudCommerce, Inc., a global provider of cloud-driven e-commerce and mobile commerce solutions, in its acquisition of Parscale Creative, Inc., a company engaged in the digital marketing business, through a forward triangular merger with Parscale Digital, Inc., a newly formed wholly owned subsidiary of CloudCommerce, Inc.

        continue reading >>

        思成律师事务所成功代理2000万美元证券公开发行

        china internet nationwide financial services

        新闻稿 – 纽约市，纽约州 – 2017年7月31日 – 在全国享誉盛名的证券法与公司法律师事务所，Sichenzia Ross Ference Kesner LLP（思成律师事务所），今日宣布其成功代理China Internet Nationwide Financial Services Inc.（NASDAQ：CIFS）进行首次公开发行。China Internet Nationwide Financial Services Inc.是一家向需要金融支持的广大中国中小企业提供金融咨询服务的公司。本次发行共计2,023,146股普通股，每股股价10.00美元，共募集20,231,460美元。 公司股票预计将于2017年8月8日在纳斯达克全球市场开始交易，交易代码为“CIFS”。

        本次发行由思成律师事务所合伙人Benjamin Tan 以及Will Rao律师领导发行。

        Sichenzia Ross Ference LLP

        Sichenzia Ross Ference LLP

        Sichenzia Ross Ference LLP is a nationally recognized securities and corporate law firm that provides experienced representation in all matters involving the securities industry. Super Lawyers consistently recognizes our attorneys as among the highest rated securities lawyers in the nation. Our attorneys specialize in advising clients on private placements, initial (IPOs) and secondary public offerings, alternative public offerings, preparation of SEC filings and listings on major capital stock exchanges such as the NYSE (New York Stock Exchange), NASDAQ and OTC markets. In addition, our litigation and arbitration attorneys are highly skilled in representing clients from routine lawsuits to complex cases before the SEC, FINRA and other tribunals. We also represent clients in a range of residential and commercial real estate and trusts and estates matters.

        Visit SRF's LinkedIn page
        Sichenzia Ross Ference LLP

        Latest posts by Sichenzia Ross Ference LLP (see all)

        Sichenzia Ross Ference Kesner的Jodi Zimmerman在“关于创造最后遗嘱和遗产的知识”中进行问答

        Press Release – New York, NY – July 26, 2017 – Jodi B. Zimmerman, Esq. of Sichenzia Ross Ference Kesner LLP participated in a Q&A blog post hosted by eSignatureGuarantee Group, to share “What You Should Know About Creating A Last Will & Testament.” The Q&A outlines the reasons for planning ahead, what to be aware of, and most importantly — the impact on your family and community.

        Read the entire post here.

        Partner Harvey Kesner Rings Nasdaq Opening Bell with Laidlaw & Company (UK) Ltd. and Therapix Biosciences Ltd.

        Press Release – New York, NY – June 28, 2017 – Sichenzia Ross Ference Kesner LLP partner Harvey Kesner joined representatives of Laidlaw & Company (UK) Ltd. and Therapix Biosciences Ltd., at the Nasdaq MarketSite in Times Square to ring the June 28, 2017 opening bell.

        Therapix Biosciences Ltd. is a specialty clinical-stage pharmaceutical company specializing in the development of cannabinoid-based drugs. The company’s American Depository Shares (ADSs) have traded on The Nasdaq Capital Market under the symbol “TRPX” since March 22, 2017.

        Sichenzia Ross Ference Kesner LLP Represents Rodman & Renshaw a unit of H.C Wainwright in a $7.4 Million Public Offering of Medical Transcript Billing, Corp.

        mtbc - medical transcription billing corp. logo

        Press Release – New York, NY – June 23, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Rodman & Renshaw, a unit of H.C. Wainwright, as Exclusive Placement Agent and Boenning & Scattergood, Inc. as co-placement agent in a public offering of Series A Preferred stock for Medical Transcription Billing, Corp. (MTBC.NASDAQ). MTBC is a principal provider of proprietary, cloud-based electronic health records, practice management, and mHealth solutions.

        continue reading >>

        Sichenzia Ross Ference Kesner LLP Represents Immuron Limited on $6.1M IPO and NASDAQ listing

        immuron

        Press Release — New York, NY — June 14, 2017 — Sichenzia Ross Ference Kesner LLP (“SRFK”) announced today the Firm has represented Immuron Limited (NASDAQ: IMRN) (ASX : IMC), a clinical-stage biopharmaceutical company focused on NASH and OTC products, on the company’s U.S. underwritten public offering of American Depository Shares (ADSs) and warrants to purchase the company’s ADSs at a combined offering price of $10.00.

        continue reading >>

        Sichenzia Ross Ference Kesner LLP Represents Joseph Gunnar, and Fordham Financial Management in $6.6 Registered Direct offering of Ampio Pharmaceuticals, Inc.

        ampio pharmaceuticals

        Press Release – New York, NY – June 8, 2017 – Nationally recognized securities and corporate law firm, Sichenzia Ross Ference Kesner LLP, announced today that it has represented Joseph Gunnar & Co. as Lead Placement agent and Fordham Financial Management as Co-Placement Agent  in a $6.6 million Registered Direct public offering of equity securities of Ampio Pharmaceuticals, Inc.(“NYSE MKT.AMPE”).

        continue reading >>

        Sichenzia Ross Ference Kesner LLP Announces the Addition of an Established Commercial Real Estate Practice Group and Trust & Estates Practice Area

        Press Release – New York, NY – June 7, 2017 – Sichenzia Ross Ference Kesner LLP (SRFK), a leading corporate securities and full service law firm, is pleased to announce the addition of a Commercial Real Estate group and Trusts & Estates practice to its growing number of practice areas.

        continue reading >>

        Sichenzia Ross Ference Kesner LLP Advises Dataram Corporation on the Acquisition of U.S. Gold Corp.

        Press Release – New York, NY – May 31, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced that it has represented Dataram Corporation (NASDAQ: DRAM), a manufacturer of memory products and provider of performance solutions, in its acquisition of U.S. Gold Corp., an exploration stage mining company. The Sichenzia Ross Ference Kesner LLP team was led by Partners Harvey Kesner and Tara Guarneri-Ferrara and associate Nazia Khan.

        Sichenzia Ross Ference Kesner LLP Represents Joseph Gunnar & Co. and Brookline Capital Markets in a $13.25 PIPE for MRI Interventions, Inc.

        mri interventions

        Press Release – New York, NY – May 26, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Joseph Gunnar & Co., LLC, as lead Placement Agent and Brookline Capital Markets, a division of CIM Securities, LLC, as co-Placement Agent in a $13.25 Million PIPE transaction for MRI Interventions, Inc. (OTCQB: MRIC) a medical device company that is creating innovative platforms for performing the next generation of minimally invasive surgical procedures in the brain.

        continue reading >>

        Sichenzia Ross Ference Kesner LLP Attorneys Marc Ross and Mendy Piekarski Achieve Complete Dismissal of Shareholder Derivative Lawsuit

        Press Release – New York, NY – May 24, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP recently achieved a complete dismissal of a shareholder derivative lawsuit. The shareholder plaintiff filed the derivative lawsuit in Arizona state court, asserting claims against former and current directors and officers of a company that had issued a restatement of its financial statements.

        continue reading >>

        Sichenzia Ross Ference Kesner Associate Cass Sanford Quoted in Business Insider Article on Topics Surrounding Reg A+

        Press Release – New York, NY – May 12, 2017 – Sichenzia Ross Ference Kesner LLP associate Cass Sanford was recently quoted in a Business Insider article, sharing her insight surrounding Regulation A+ investment offerings, and why the JOBS Act mechanism for raising capital should still be considered in its infancy.

        continue reading >>

        Sichenzia Ross Ference Kesner LLP Advises PolarityTE, Inc. on Acquisition of Intellectual Property Related to Regenerative Medicine

        Press Release – New York, NY – May 8, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced that it has represented PolarityTE, Inc. (NASDAQ: COOL), a company which has developed and distributed software through online platforms and is also engaged in regenerative medicine, in its acquisition of intellectual property related to a novel regenerative medicine and tissue engineering platform developed by Dr. Denver Lough, the Company’s current Chief Executive Officer. The Sichenzia Ross Ference Kesner LLP team was led by Partners Harvey Kesner and Tara Guarneri-Ferrara and associate Nazia Khan. continue reading >>

        Sichenzia Ross Ference Kesner LLP Represents Tonix Pharmaceuticals Holding Corp. in $8 Million Shelf Take Down

        tonix pharmaceuticals

        Press Release – New York, NY – April 8, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Tonix Pharmaceuticals Holding Corp. (“Tonix”), a company that is developing innovative pharmaceutical products to address public health challenges, in connection with its underwritten public offering of 1,800,000 shares of its common stock at an offering price of $4.45 per share of common stock.

        continue reading >>

        Sichenzia Ross Ference Kesner LLP Represents Investor in a Private Placement of up to $5,000,000 in Series B Preferred Stock of Digital Power Corporation

        Press Release – New York, NY – March 29, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Philou Ventures, LLC (“Philou”) in connection with its entry into a Preferred Stock Purchase Agreement (the “Purchase Agreement”) with Digital Power Corporation, a California corporation (the “Company”), a solution-driven organization that designs, develops, manufactures and sells high-grade customized and flexible power system solutions for applications in the medical, military, telecom and industrial markets.  The Purchase Agreement was executed on March 9, 2017.

        continue reading >>

        1 2 3 4