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Sichenzia Ross Ference代表Pareteum Corporation进行4000万美元的普通股和认股权证发行

The Sichenzia Ross Ference LLP team was led by partners Darrin M. Ocasio and Avital,  Perlman, Counsel Jeffrey Cahlon and associate Grant Levine.

新闻稿-纽约,纽约-2019年9月27日-全国公认的证券和公司律师事务所Sichenzia Ross Ference LLP今天宣布,其代表全球云软件通信平台公司Pareteum Corporation(Nasdaq:“ TEUM”)承销公开发行18,852,273股普通股,每个单位由TEUM普通股的一股,一份购买TEUM普通股的A系列的购买权证,以及购买TEUM普通股的一半的B系列购买权证,以及3,875,000个预基金单位,包括一份预购权证,用于购买TEUM普通股的一股;一份A系列购买权证,用于购买TEUM普通股的一股; B系列购买权证,用于购买TEUM的一半股本。普通股。

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Sichenzia Ross Ference LLP代表Aegis Capital以450万美元公开发售Avinger,Inc。普通股

avinger logo

新闻稿 – 纽约州纽约市 –  2019年8月26日 – Sichenzia Ross Ference LLP今天宣布,它已代表Aegis Capital Corp.作为公开发行股票的唯一账簿管理人,共同出售3,813,559股Avinger,Inc。(纳斯达克股票代码:AVGR)股票股票,每股1.18美元,总收益约为450万美元。 Avinger是外周动脉疾病创新治疗的领先开发商

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Sichenzia Ross Ference LLP代表Aegis Capital Corp.以230万美元公开发行Sigma Labs,Inc。的普通股

sigma labs logo

新闻稿 – 纽约,纽约 –  2019年8月2日 – Sichenzia Ross Ference LLP今天宣布,它已代表Aegis Capital Corp.作为Sigma Labs,Inc。的287.5万股普通股的承销公开发行的唯一账面管理经理。纳斯达克股票代码:SGLB)每股收益0.80美元,总收益为230万美元。 Sigma Labs是PrintRite3D品牌下的质量保证软件提供商。

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Sichenzia Ross Ference LLP代表ThinkEquity以135万美元的方式公开发行Immuron Limited的ADS

immuron logo

新闻稿 – 纽约,纽约 –  2019年7月23日 – Sichenzia Ross Ference LLP今天宣布,它代表福特汉姆财务管理部门ThinkEquity作为Immuron Limited(纳斯达克证券交易所股票代码制品公司)135万美元公开募股的唯一账簿管理人“IMRN”ASX。“IMC”)。此次发行包括339,130​​股ADS,每股ADS收费4.00美元,总收益为135万美元。 Immuron是一家专注于口服免疫球蛋白疗法的澳大利亚生物制药公司。 Sichenzia Ross Ference团队由Partners Gregory Sichenzia和Tara Guarneri-Ferrara领导。

Sichenzia Ross Ference LLP

Sichenzia Ross Ference LLP is a nationally recognized securities and corporate law firm that provides experienced representation in all matters involving the securities industry. Super Lawyers consistently recognizes our attorneys as among the highest rated securities lawyers in the nation. Our attorneys specialize in advising clients on private placements, initial (IPOs) and secondary public offerings, alternative public offerings, preparation of SEC filings and listings on major capital stock exchanges such as the NYSE (New York Stock Exchange), NASDAQ and OTC markets. In addition, our litigation and arbitration attorneys are highly skilled in representing clients from routine lawsuits to complex cases before the SEC, FINRA and other tribunals. We also represent clients in a range of residential and commercial real estate and trusts and estates matters.

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Sichenzia Ross Ference LLP

Sichenzia Ross Ference LLP代表RealWear,Inc。进行了8,000万美元的融资交易

realwear inc logo

新闻稿 –  2019年7月9日 – 纽约州纽约 –  Sichenzia Ross Ference LLP代表RealWear,Inc。,一家创新科技公司,其旗舰产品HMT-1®是第一款坚固耐用的头戴式,可穿戴式,Android级平板电脑,可以解雇工人手中的危险工作,融资交易筹集了8000万美元。 B轮融资由Teradyne,Inc。(TER)领导,Teradyne,Inc。是工业自动化领域的全球领导者,其中包括Qualcomm Ventures和Bose Ventures等其他行业领导者的参与。 JPMorgan Chase&Co。担任RealWear,Inc。与B系列融资的独家配售代理。

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Sichenzia Ross Ference LLP代表Vuzix Corporation以2000万美元注册直接发行

vuzix

新闻稿 – 纽约州纽约市 –  2019年7月8日 – Sichenzia Ross Ference LLP今天宣布,它代表Vuzix公司(纳斯达克“VUZI”)在注册直接公开发行股票,注册股票约548万股,价格为每股3.65美元和约548万股普通股购买认股权证,每股行使价4.10美元,对Vuzix的总收益约为2,000万美元。特别股权集团是Bradley Woods&Co。Ltd.的一个部门,是该发行的独家代理商。 Sichenzia Ross Ference LLP团队由Partners Gregory Sichenzia,Tara Guarneri-Ferrara和顾问Jeff Cahlon领导。

Sichenzia Ross Ference LLP以560万美元的普通股公开发行代理文件安全系统公司

Press Release – New York, NY – June 10, 2019 – Sichenzia Ross Ference LLP announced today that it has represented its client, Document Security Systems, Inc. (NYSE American: DSS), in a $5.6 million public offering of its common stock.  The offering consisted of 11.2 million shares of common stock at a price of $0.50 per share. Aegis Capital Corp. served as sole book running manager in connection with the offering. DSS is a leader in the anti-counterfeit, authentication and diversion protection technology space. The Sichenzia Ross Ference team was led by Partners Gregory Sichenzia, Darrin Ocasio, Tara Guarneri-Ferrara and Jeffrey D’Angelo.

Sichenzia Ross Ference LLP代表Medicine Man Technologies,Inc。提供高达1400万美元的私人配售

medicine man technologies

Press Release – New York, NY – June 10, 2019 – Sichenzia Ross Ference LLP announced today that it has represented Medicine Man Technologies, Inc. (OTC: MDCL) (“Medicine Man or the “Company”) in a securities purchase agreement with Dye Capital & Co. for the sale of up to $14 million of shares and common stock purchase warrants of the Company. The shares were sold at a price of $2.00 per share.

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Sichenzia Ross Ference LLP代表FINRA成员公司以300万美元注册直接提供General Cannabis Corp.的普通股和认股权证

Press Release­­ – New York, NY – June 4, 2019 – Sichenzia Ross Ference LLP (SRF) announced today that it has represented a FINRA member firm as financial advisor in the registered direct offering of 3.0 million shares of common stock and 3.0 million warrants of General Cannabis Corp. (OTCQX: CANN) at a price of $1.00 per share for gross proceeds of approximately $3.0 million.

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Sichenzia Ross Ference LLP以800万美元的私人配售代表AIT Therapeutics

AIT therapeutics

Press Release – New York, NY – June 4, 2019 – Sichenzia Ross Ference LLP announced today that it has represented AIT Therapeutics, Inc. (NASDAQ:AITB), a clinical-stage medical device and biopharmaceutical company focused on developing inhaled Nitric Oxide (NO) for the treatment of patients with respiratory conditions including serious lung infections and pulmonary hypertension, in a $8 million private placement of its common stock.

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Sichenzia Ross Ference LLP宣布以130万美元私募配售Medivist Diversited REIT,Inc。

medalist diversified logo

Press Release – New York, NY – May 31, 2019 –  Sichenzia Ross Ference LLP announced today that it has represented Aegis Capital Corp. as placement agent in a private offering of 270,833 shares of Common Stock of Medalist Diversified REIT, Inc. (NASDAQ: MDRR) at a purchase price of $4.80 per share for gross proceeds of approximately $1.3 million.

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Sichenzia Ross Ference LLP代表Genetic Technologies Limited(ASX:GTG;纳斯达克股票代码:GENE)发行120万美元美国存托股票

genetic technologies logo

Press Release – New York, NY – May 23, 2019 –  Sichenzia Ross Ference LLP announced today that it represented Genetic Technologies Limited (ASX: GTG; Nasdaq: GENE), a diversified molecular diagnostics company, in a registered direct offering of American Depositary Shares (“ADSs”) and warrants to purchase ADSs.  The Company received gross proceeds of approximately $1,200,000.

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Sichenzia Ross Ference LLP以800万美元公开发行Medalist Diversited REIT,Inc。的普通股代表Aegis Capital Corp.

medalist diversified logo

Press Release – New York, NY – May 14, 2019 –  Sichenzia Ross Ference LLP (SRF) announced today that it has represented Aegis Capital Corp. as sole book-running manager in the underwritten public offering of 1.66 million shares Common Stock of Medalist Diversified REIT, Inc.(NASDAQ: MDRR) at a price of $4.80 per share for gross proceeds of $8.0 million.

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Sichenzia Ross Ference LLP代表Quest Solutions,Inc。进行500万美元私募

quest solution

新闻稿 – 纽约州纽约市 – 2019年4月9日 – Sichenzia Ross Ference LLP今天宣布,已代表Quest Solution,Inc。(OTCQB:QUES)以购买价格私募配售其普通股的16,666,667股未注册股份每股$ .30,总收益约5,000,000美元。投资者还获得了以每股0.35美元的行使价购买16,666,667股普通股的认股权证。

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Sichenzia Ross Ference LLP代表New Age Beverages Corp.与东西岸的2500万美元信贷工具

new age beverage corp. logo

新闻稿 – 纽约,纽约 –  2019年4月2日 – Sichenzia Ross Ference LLP今天宣布,它已代表New Age Beverages Corporation(纳斯达克“NBEV”)与East West Bank达成贷款和担保协议,该协议提供高达2500万美元的资金总本金额循环信贷额度,包括1500万美元的定期贷款和一项特征,如果公司选择使用它并提供1000万美元的循环信贷额度,则可提供额外的1000万美元

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Sichenzia Ross Ference LLP代表LiveWell Canada Inc.以 1500万美元的私人配售来扩展其CBD业务

live well

新闻稿 – 纽约,纽约 – 2019年3月28日 – 领先的证券和公司法律师事务所Sichenzia Ross
Ference LLP今天宣布,它已代表LiveWell Canada Inc.(“LiveWell”)公司,一家在加拿大证券交易所上市的、正在进入美国市场的加拿大CBD公司,在私人配售中向机构投资 者提供高级担保可换股票据,总收益总额为1500万美元,其中包括LiveWell之前达成的 300万美元过桥融资。

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Sichenzia Ross Ference LLP代表Aegis Capital Corp.以 540万美元公开发行Opgen, Inc.普通股。

opgen logo

新闻稿 – 纽约,纽约 – 2019年3月28日 – Sichenzia Ross Ference LLP今天宣布,它
已代表Aegis Capital Corp.,使其作为唯一的账面管理经理,承销公开发行900万股的
Opgen,Inc.普通股(纳斯达克股票代码:OPGN),以每股0.60美元的价格,总收益为540
万美元。 Opgen是一家精准医药公司,利用分子诊断的力量来对抗传染病。 Sichenzia
Ross Ference LLP团队由合伙人Tom Rose,合伙人Gregory Sichenzia和合伙人Jay
Yamamoto领导。

Sichenzia Ross Ference LLP

Sichenzia Ross Ference LLP是一家全国知名的证券和公司律师事务所,在涉及证券业的所有事务中提供经验丰富的法律服务。《超级律师》一直认为我们的律师是全国评级最高的证券律师之一。我们的律师专注于为客户提供私募,首次(IPO)和二次公开发行,替代公开发行,准备SEC备案以及在纽约证券交易所(纽约证券交易所),纳斯达克和场外交易市场等主要资本证券交易所上市的建议。此外,我们的诉讼和仲裁律师可以非常熟练的代表客户处理在美国证券交易委员会,美国金融业监管局和其他法庭方面,从常规诉讼到复杂案件的事宜。我们还代表客户处理各种住宅和商业房地产以及信托和遗产事宜。

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    Sichenzia Ross Ference代表Pareteum Corporation与Post Road Group共同进行5000万美元的信贷投资

    The Sichenzia Ross Ference LLP team was led by partners Darrin M. Ocasio and Avital,  Perlman, Counsel Jeffrey Cahlon and associate Grant Levine.

    新闻稿 – 纽约州纽约市 – 2019年3月20日 – 全美知名的证券和公司法律师事务所
    Sichenzia Ross Ference LLP今天宣布,它已代表全球云软件通信平台公司Pareteum
    Corporation(纳斯达克股票代码:TEUM),与Post Road Group达成50,000,000美元的
    高级担保信贷额度。根据信贷额度,Post Road于2019年2月26日向Pareteum提供了
    25,000,000美元的初始贷款,并在Pareteum在初始资助日18周年之前提出额外贷款,增
    量为5,000,000美元。

    Sichenzia Ross Ference LLP团队由合伙人Darrin Ocasio、合伙人Avital Perlman,及其
    同事Grant Levine律师和Huan Lou律师领导。

    Sichenzia Ross Ference LLP

    Sichenzia Ross Ference LLP是一家全国知名的证券和公司律师事务所,在涉及证券业的所有事务中提供经验丰富的法律服务。《超级律师》一直认为我们的律师是全国评级最高的证券律师之一。我们的律师专注于为客户提供私募,首次(IPO)和二次公开发行,替代公开发行,准备SEC备案以及在纽约证券交易所(纽约证券交易所),纳斯达克和场外交易市场等主要资本证券交易所上市的建议。此外,我们的诉讼和仲裁律师可以非常熟练的代表客户处理在美国证券交易委员会,美国金融业监管局和其他法庭方面,从常规诉讼到复杂案件的事宜。我们还代表客户处理各种住宅和商业房地产以及信托和遗产事宜。

    访问SRF的LinkedIn页面
    Sichenzia Ross Ference LLP

    Latest posts by Sichenzia Ross Ference LLP (see all)

      Sichenzia Ross Ference代表Pareteum Corporation收购iPass, Inc.的股份并完成收购

      The Sichenzia Ross Ference LLP team was led by partners Darrin M. Ocasio and Avital,  Perlman, Counsel Jeffrey Cahlon and associate Grant Levine.

      新闻稿 – 纽约州纽约市 – 2019年2月14日 – 全美认可的证券和公司法律公司Sichenzia Ross
      Ference LLP今天宣布,它代表Pareteum公司(纳斯达克股票代码:TEUM),一个云软件平台
      ,接受了iPass, Inc.的交换股份(纳斯达克股票代码:IPAS),iPass, Inc.是全球移动连接提供商

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      Sichenzia Ross Ference LLP代表A.G.P / Alliance Global Partners为Cellect Biotechnology Ltd.提供650万美元的公开募股

      cellect logo

      新闻稿 – 纽约州纽约市 – 2019年2月12日 – Sichenzia Ross Ference LLP今天宣布,它代表AGP
      / Alliance Global Partners担任美国存托股份(ADS)和Cellect Biotechnology Ltd认股权证的公
      开发行的唯一账簿管理经理。以色列生物技术公司(纳斯达克股票代码:APOP)。国家证券公
      司和道森詹姆斯证券公司担任此次发行的联合经理。

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      Sichenzia Ross Ference LLP代表INmune Bio Inc.在纳斯达克资本市场首次公开发行800万美元股票

      inmune logo

      新闻稿 – 纽约,纽约 –  2019年2月5日 业内领先的证券和公司律师事务所Sichenzia Ross Ference(“SRF”)很高兴宣布该律所代表INmune Bio Inc.(INMB),一家致力于开发利用患者先天免疫系统对抗疾病疗法的免疫治疗公司,在首次公开发行中以每股8.00美元的价格 获得总收益约为8,000,000美元,并在纳斯达克资本市场上市,股票代码为INMB。

       

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      Sichenzia Ross Ference LLP代表Boulder Botanicals&Biosciences Laboratories, Inc. ,为其500万美元私募融资提供法律服务

      boulder botanicals

      新闻稿 – 纽约,纽约 – 2019年1月5日 – 领先的证券和公司律师事务所Sichenzia Ross Ference(“SRF”)很高兴宣布代表Boulder Botanicals&Biosciences Laboratories, Inc.BBBL)一家控股并经营多家CBD生产,开采和分销行业的公司,以每股1.00美元的价格发行普通股,总收益约为5,000,000美元

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      Sichenzia Ross Ference LLP代表Boustead Securities, LLC,为China SXT Pharmaceuticals, Inc. 首次公开发行1020万美元股票提供法律服务

      china sxt pharmaceuticals

      新闻稿 – 纽约纽约– 2019年1月4日 – Sichenzia Ross Ference LLP祝贺中国SXT制药公司(“公司”)(纳斯达克股票代码:SXTC),一家专注于研究,开发,制造,营销中药饮片(“TCMPs”)的专业制药公司,于2019年1月3日完成首次公开发行的最终交割。连同2018年12月31日的首次交割,公司以每股4.00美元的公开发价发行2,546,275股普通股扣除承销折扣,佣金及其他发费用,公司募集了约1,020万美元的总收益。该股票计划于今天下午东部时间2:05左右在纳斯达克资本市场开始交易。股票代码为“SXTC”。

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      Sichenzia Ross Ference LLP代表New Age Beverages Corporation,为其以8500万美元收购Morinda Holdings, Inc.提供法律服务

      new age beverage corp. logo

      纽约,2019年1月3日 行业领先的证券和公司律师事务所Sichenzia Ross Ference LLP今宣布其并购团队代表New Age Beverages Corporation(纳斯达克股票代码:NBEV)收购Morinda Holdings, Inc.,一家总部位于犹他州业务遍及全球60多个国家倡导健康饮品和生活方式公司

      此项收购价格为8500万美元,包括7500万美元现金,以及作价1000万美元2,016,480股New Age的普通股作价以截至2018年12月20该普通股40天成交量加权平均价格为基础进行计算该交易遵守1976年出台并在2018年12月21日修订哈特 – 斯科特 – 罗迪诺反托拉斯改进法案的合并前通知要求

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      Sichenzia Ross Ference LLP代表A.G.P / Alliance Global Partners,为Creative Realities, Inc. 公开发行1000万美元股票提供法律服务

      creative realities logo

      新闻稿 – 纽约,纽约 – 2018年11月19日 – Sichenzia Ross Ference LLP今宣布代表AGP / Alliance Global Partners(通过Euro Pacific Capital为其Creative Realities, Inc.(纳斯达克股票代码:CREX普通股股票和认股权证的公开发行作为独家账簿管理人,提供法律服务

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      Sichenzia Ross Ference LLP代表New Age Beverages Corp.,为其公开发行5200万美元股票提供法律服务

      new age beverage corp. logo

      新闻稿 – 纽约市,纽约 – 2018年11月14日 – Sichenzia Ross Ference LLP今宣布,已代表New Age Beverages Corporation(纳斯达克股票代码:NBEV)公开发行14,835,000股普通股,其中包括承销商全部同时行权的15%超额配选择,公开发价为每股3.50美元,NBEV的总收益为51,922,500美元。 Roth Capital Partners和A.G.P / Alliance Global Partners担任此次发行的联合账簿管理人

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      Sichenzia Ross Ference代表Pareteum Corporation,为其以最终协议收购iPass, Inc.提供法律服务

      The Sichenzia Ross Ference LLP team was led by partners Darrin M. Ocasio and Avital,  Perlman, Counsel Jeffrey Cahlon and associate Grant Levine.

      新闻稿 – 纽约,纽约 – 2018年11月13日 美国知名证券和公司法律师事务所Sichenzia Ross Ference LLP今宣布代表Pareteum Corporation(纳斯达克股票代码:TEUM),一云软件平台,iPass, Inc.纳斯达克股票代码:IPAS),一全球移动电话链接供应商,签订了最终协议以收购iPass, Inc.Pareteum预计每年可实现超过1500万美元的成本协同效应预计第一年将实现超过1200万美元的此类协同效应。

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      Sichenzia Ross Ference LLP代表Wize Pharma, Inc., 为其445万美元的私募融资提供法律服务

      wize pharma

      纽约,纽约 – 2018年10月24日 – Sichenzia Ross Ference LLP今宣布代表Wize Pharma, Inc.(OTCQB代码:WIZP),一家专注于治疗眼科疾病、处于临床阶段以色列美上市公司,以私募股权方式,通过机构和合格投资者募集了每股1.00美元的3,100,000股普通股和1,350股新发行可以每股1.00美元作价转换的可转换Series A优先股。

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      Sichenzia Ross Ference LLP Represents Rodman & Renshaw a Unit of H.C Wainwright in a $15 Million Upsized Public Offering of Medical Transcript Billing, Corp.

      mtbc.com logo

      Press Release – New York, NY – October 15,  2018 – Sichenzia Ross Ference LLP announced today that it has represented Rodman & Renshaw, a unit of H.C. Wainwright, as Exclusive Placement Agent and Boenning & Scattergood, Inc. as co-placement agent in a public offering of Series A Preferred stock for Medical Transcript Billing, Corp. (MTBC.NASDAQ).

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      Sichenzia Ross Ference LLP Represents ThinkEquity, a division of Fordham Financial Management as Sole Book-Running Manager on $10 Million Public Offering of Securities of  FlexShopper, Inc.

      flexshopper

      Press Release – New York, NY – October 1, 2018 – Sichenzia Ross Ference LLP announced today that it has represented ThinkEquity, a division of Fordham Financial Management, Inc. as sole book-running manager in an underwritten public offering of $10 Million of Units of FlexShopper, Inc. (Nasdaq FPAY).

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      Sichenzia Ross Ference Kesner LLP Represents New Age Beverages Corp. in $12 Million Credit Facility

      new age beverage corp. logo

      Press Release – New York, NY – August 24, 2018 – Sichenzia Ross Ference Kesner LLP announced today that it has represented New Age Beverages Corporation (NASDAQ “NBEV”) in a loan and security agreement with Siena Lending Group LLC which provides for a $12 million aggregate principal amount revolving credit facility, which is subject to availability based on eligible accounts receivables and eligible inventory of the Company.  The Sichenzia Ross Ference Kesner LLP team was led by Partners Gregory Sichenzia, Marcelle Balcombe, Counsel, Kimberly Boler and associate, Grant Levine.

      Sichenzia Ross Ference Kesner LLP Represents New Age Beverages Corp. in $10.5 Million Underwritten Public Offering

      new age beverage corp. logo

      Press Release – New York, NY – August 24, 2018 – Sichenzia Ross Ference Kesner LLP announced today that it has represented New Age Beverages Corporation (NASDAQ “NBEV”) in a public offering of 8.2 million shares of its common stock at a price of $1.28 per share for gross proceeds to NBEV of $10.5 million. Roth Capital Partners acted as sole book running manager and Northland Capital Markets acted as Lead Manager for the offering.  The Sichenzia Ross Ference Kesner LLP team was led by Partners Gregory Sichenzia, Marcelle Balcombe, and Tara Guarneri-Ferrara.

      Sichenzia Ross Ference Kesner LLP以4.75美元的债务交易代表New Age Beverages Corporation

      new age beverage corp. logo

      Press Release – New York, NY – June 20, 2018 – Sichenzia Ross Ference Kesner LLP announced today that it represented New Age Beverages Corporation (“NASDAQ. NBEV”), a Colorado based organic and natural healthy beverage company in a $4.75 million senior secured convertible promissory note transaction. A portion of the proceeds were used to repay the Company’s line of credit with US Bank. The Company also converted debt held by Sunkist Growers, Inc. an agricultural marketing cooperative, into shares of its common stock.

      The Sichenzia Ross Ference Kesner LLP team was led by Partners, Gregory Sichenzia and Marcelle Balcombe and Of Counsel, Kimberly Boler.

      Sichenzia Ross Ference Kesner律师事务所代表ThinkEquity,福特汉姆财务管理部门作为独家账簿管理经理,以1800万美元公开发行Trovagene,Inc。的证券

      trovagene logo

      Press Release – New York, NY – June 12, 2018 – Sichenzia Ross Ference Kesner LLP announced today that it has represented ThinkEquity, a division of Fordham Financial Management, Inc., as sole book-running manager on its first underwritten public offering since launching its new ThinkEquity division.

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      Sichenzia Ross Ference Kesner LLP代表Pareteum公司以6.1百万美元注册直接发售

      The Sichenzia Ross Ference LLP team was led by partners Darrin M. Ocasio and Avital,  Perlman, Counsel Jeffrey Cahlon and associate Grant Levine.

      纽约州纽约-2018年5月14日电 – 国家认可的证券和公司律师事务所,Sichenzia Ross Ference Kesner律师事务所今天宣布,它代表着移动网络软件和服务的领先国际供应商Pareteum Corporation(纽约证券交易所股票代码:TEUM)网络和物联网市场,注册直接发售2,440,000股普通股。每股收购价格为2.50美元。 Pareteum获得总收益610万美元。

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      Sichenzia Ross Ference Kesner LLP代表Acolyte Group将其LED照明业务出售给CapStreet Private Equity Group

      acolyte group

      May 2, 2018 — New York, NY.  Sichenzia Ross Ference Kesner LLP (“SRFK”) represented The Acolyte Group, a New York based provider of fully integrated LED lighting systems in the sale of its entire business to General LED, a portfolio company of Houston Texas based private equity firm Cap Street Group.

      The SRFK team was led by Partners Thomas Rose and Gregory Sichenzia and Counsel Jeff Cahlon with assistance from Counsel Todd Manister from the SRFK Real Estate Group.

      Sichenzia Ross Ference LLP

      Sichenzia Ross Ference LLP is a nationally recognized securities and corporate law firm that provides experienced representation in all matters involving the securities industry. Super Lawyers consistently recognizes our attorneys as among the highest rated securities lawyers in the nation. Our attorneys specialize in advising clients on private placements, initial (IPOs) and secondary public offerings, alternative public offerings, preparation of SEC filings and listings on major capital stock exchanges such as the NYSE (New York Stock Exchange), NASDAQ and OTC markets. In addition, our litigation and arbitration attorneys are highly skilled in representing clients from routine lawsuits to complex cases before the SEC, FINRA and other tribunals. We also represent clients in a range of residential and commercial real estate and trusts and estates matters.

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      Sichenzia Ross Ference Kesner LLP代表A.G.P / Alliance Global Partners(通过Euro Pacific Capital)以600万美元公开发行Cocrystal Pharma,Inc.的普通股。

      cocrystal pharma

      Press Release – New York, NY – May 3rd, 2018 –  Sichenzia Ross Ference Kesner LLP announced today that it has represented A.G.P/ Alliance Global Partners  (through Euro Pacific Capital) as sole book running manager in the underwritten public offering of shares of Common Stock of Cocrystal Pharma, Inc. (NASDAQ: COCP). Cocrystal sold an aggregate of 4,210,527 shares of Common Stock at a price of $1.90 per share.   Cocrystal is a clinical stage biotechnology company seeking to discover and develop novel antiviral therapeutics as treatments for serious and/or chronic viral diseases. The Sichenzia Ross Ference Kesner LLP team was led by partners Marc Ross, Avital Perlman and Tom Rose.

      Sichenzia Ross Ference LLP

      Sichenzia Ross Ference LLP is a nationally recognized securities and corporate law firm that provides experienced representation in all matters involving the securities industry. Super Lawyers consistently recognizes our attorneys as among the highest rated securities lawyers in the nation. Our attorneys specialize in advising clients on private placements, initial (IPOs) and secondary public offerings, alternative public offerings, preparation of SEC filings and listings on major capital stock exchanges such as the NYSE (New York Stock Exchange), NASDAQ and OTC markets. In addition, our litigation and arbitration attorneys are highly skilled in representing clients from routine lawsuits to complex cases before the SEC, FINRA and other tribunals. We also represent clients in a range of residential and commercial real estate and trusts and estates matters.

      Visit SRF's LinkedIn page
      Sichenzia Ross Ference LLP

      Sichenzia Ross Ference Kesner LLP代表Sunworks,Inc.以375万美元的债务交易进行交易

      sunworks solar power

      Press Release – New York, NY – April 27, 2018 – Sichenzia Ross Ference Kesner LLP announced today that it represented Sunworks, Inc. (“NASDAQ. SUNW”), a premier provider of high performance solar power systems, in a $3.75 million two year term loan transaction. The lender is CrowdOut Capital LLC. Management, including the Chief Financial Officer, also participated in $750,000 of the loan amount.

      The Sichenzia Ross Ference Kesner LLP team was led by Partners Gregory Sichenzia and Marcelle Balcombe.

      Sichenzia Ross Ference LLP

      Sichenzia Ross Ference LLP is a nationally recognized securities and corporate law firm that provides experienced representation in all matters involving the securities industry. Super Lawyers consistently recognizes our attorneys as among the highest rated securities lawyers in the nation. Our attorneys specialize in advising clients on private placements, initial (IPOs) and secondary public offerings, alternative public offerings, preparation of SEC filings and listings on major capital stock exchanges such as the NYSE (New York Stock Exchange), NASDAQ and OTC markets. In addition, our litigation and arbitration attorneys are highly skilled in representing clients from routine lawsuits to complex cases before the SEC, FINRA and other tribunals. We also represent clients in a range of residential and commercial real estate and trusts and estates matters.

      Visit SRF's LinkedIn page
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      Sichenzia Ross Ference Kesner LLP代表New Age Beverages Corp.以400万美元承销公开发售

      new age beverage corp. logo

      Press Release – New York, NY – April 12, 2018 – Sichenzia Ross Ference Kesner LLP announced today that it has represented New Age Beverages Corp.  (NASDAQ “NBEV”) in a public offering of 2,285,715 million shares of its common stock at a price of $1.75 per share for gross proceeds to NBEV of $4,000,000.A.G.P/ Alliance Global Partners  (Euro Pacific Capital) and Maxim Group L.L.C. acted as the Joint Book Running Managers for the offering.  The Sichenzia Ross Ference Kesner LLP team was led by Partners Gregory Sichenzia, Marcelle Balcombe, and Counsel Jeff Cahlon.

      Sichenzia Ross Ference LLP

      Sichenzia Ross Ference LLP is a nationally recognized securities and corporate law firm that provides experienced representation in all matters involving the securities industry. Super Lawyers consistently recognizes our attorneys as among the highest rated securities lawyers in the nation. Our attorneys specialize in advising clients on private placements, initial (IPOs) and secondary public offerings, alternative public offerings, preparation of SEC filings and listings on major capital stock exchanges such as the NYSE (New York Stock Exchange), NASDAQ and OTC markets. In addition, our litigation and arbitration attorneys are highly skilled in representing clients from routine lawsuits to complex cases before the SEC, FINRA and other tribunals. We also represent clients in a range of residential and commercial real estate and trusts and estates matters.

      Visit SRF's LinkedIn page
      Sichenzia Ross Ference LLP

      Sichenzia Ross Ference Kesner LLP代表Rodman&Renshaw代表Rodman&Renshaw成为H.C Wainwright的一个部门,该公司以105万美元医疗记录账单公开发行

      mtbc.com logo

      Press Release – New York, NY – April 11, 2018 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Rodman & Renshaw, a unit of H.C. Wainwright, as Exclusive Placement Agent and Boenning & Scattergood, Inc. as co-placement agent in a public offering of Series A Preferred stock for Medical Transcript Billing, Corp. (MTBC.NASDAQ).

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      Sichenzia Ross Ference Kesner LLP代表AYTU Bioscience,Inc.以1200万美元公开募股

      aytu bioscience

      新闻稿 – 纽约州纽约市-2018年3月6日-Schhenzia Ross Ference Kesner LLP今天宣布,该公司已代表AYTU Bioscience,Inc.(“纳斯达克股票代码:AYTU”)以1,200万美元公开发售A类股,其中包括普通股以及包括B系列优先股和权证的权证和B类单位。以每件$ 0.45的价格出售总共19,520,000个A类单元,以每件$ 1,000的价格出售3,216个B类单元。认股权证可以每股0.54美元的价格行使,期限为5年。 Joseph Gunnar&Co.担任独家管理主承销商,福特汉姆财务管理有限公司担任主管主承销商。

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      Sichenzia Ross Ference Kesner LLP代表MoneyOnMobile,Inc.以500万美元的私人配售

      moneyonmobile-logo

      新闻稿 – 纽约州纽约市 –  2018年2月12日–Schhenzia Ross Ference Kesner LLP今天宣布,它代表全球移动支付技术和加工公司MoneyOnMobile,Inc.(简称“MOMT”)以私人配售方式与经认证的投资者其中MOMT收到4,998,000美元,用于发行1,666股H系列优先股,以及五年期权证以每股0.50美元的行权价购买3,332,000股普通股。

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      Sichenzia Ross Ference Kesner LLP代表Roth Capital Partners和布鲁克莱恩证券(Brookline Securities)共同出资550万美元在QBIO Med。

      QBioMed

      新闻稿 – 纽约州纽约市-2018年2月1日–Schhenzia Ross Ference Kesner律师事务所今天宣布,它已代表罗斯资本合伙人有限责任公司(Roth Capital Partners LLC)担任首席定位代理人和CIM /布鲁克莱恩证券公司(Brookline Securities) QBIO Med,Inc.(OTC.QBIO)的股票和权证系列。 QBIO是一家生物技术加速和开发公司,专注于获取和授权生命科学治疗产品。

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      Sichenzia Ross Ference Kesner LLP代表Vuzix Corporation以3000万美元以上的市场注册直接销售

      vuzix view the future logo

      新闻稿 – 纽约州纽约市 –  2016年1月26日 –  Sichenzia Ross Ference Kesner律师事务所今天宣布,该公司代表Vuzix Corporation(纳斯达克股票代码:VUZI)代表其注册股票以3,000美元注册普通股股票每股10.00美元,以及1,200,000股一年期普通股购买权证,每股行使价10.00美元,所得款项总额为Vuzix 30,000,000美元。 Chardan Capital Markets LLC担任此次发行的独家配售代理。 Sichenzia Ross Ference Kesner LLP团队由Partners Gregory Sichenzia,Thomas Rose和律师Jeff Cahlon领导。

      Sichenzia Ross Ference LLP

      Sichenzia Ross Ference LLP is a nationally recognized securities and corporate law firm that provides experienced representation in all matters involving the securities industry. Super Lawyers consistently recognizes our attorneys as among the highest rated securities lawyers in the nation. Our attorneys specialize in advising clients on private placements, initial (IPOs) and secondary public offerings, alternative public offerings, preparation of SEC filings and listings on major capital stock exchanges such as the NYSE (New York Stock Exchange), NASDAQ and OTC markets. In addition, our litigation and arbitration attorneys are highly skilled in representing clients from routine lawsuits to complex cases before the SEC, FINRA and other tribunals. We also represent clients in a range of residential and commercial real estate and trusts and estates matters.

      Visit SRF's LinkedIn page
      Sichenzia Ross Ference LLP

       

      Sichenzia Ross Ference Kesner LLP Represents Biotricity Inc. in $2.5 Million Registered Direct Offering

      biotricity logo

      Press Release – New York, NY – December 22, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Biotricity Inc. (OTCQB:BTCY”) in a Registered Direct public offering of 450,164 registered shares of its common stock at a price of $5.50 per share for aggregate proceeds of approximately $2.5 million.

      The Sichenzia Ross Ference Kesner LLP team was led by Partners Gregory Sichenzia and David Manno.

      Sichenzia Ross Ference LLP

      Sichenzia Ross Ference LLP is a nationally recognized securities and corporate law firm that provides experienced representation in all matters involving the securities industry. Super Lawyers consistently recognizes our attorneys as among the highest rated securities lawyers in the nation. Our attorneys specialize in advising clients on private placements, initial (IPOs) and secondary public offerings, alternative public offerings, preparation of SEC filings and listings on major capital stock exchanges such as the NYSE (New York Stock Exchange), NASDAQ and OTC markets. In addition, our litigation and arbitration attorneys are highly skilled in representing clients from routine lawsuits to complex cases before the SEC, FINRA and other tribunals. We also represent clients in a range of residential and commercial real estate and trusts and estates matters.

      Visit SRF's LinkedIn page
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      Sichenzia Ross Ference Kesner LLP Represents Vuzix Corporation in $12.5 Million Registered Direct Offering

      vuzix

      Press Release – New York, NY – December 18, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Vuzix Corporation (NASDAQ “VUZI”) in a Registered Direct public offering of 2,066,116 million registered shares of its common stock at a price of $6.05 per share and 1,033,058 3-year common stock purchase warrants with an exercise price of $7.00 per share  for gross proceeds to Vuzix of $12,500,000.

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      Sichenzia Ross Ference Kesner LLP Represents Rodman & Renshaw, a unit of H.C Wainwright, in a $3.9 Million Public Offering of Medical Transcript Billing, Corp.

      mtbc.com logo

      Press Release – New York, NY – December 11, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Rodman & Renshaw, a unit of H.C. Wainwright, as Exclusive Placement Agent and Boenning & Scattergood, Inc. as co-placement agent in a public offering of Series A Preferred stock for Medical Transcript Billing, Corp. (MTBC.NASDAQ).

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      Sichenzia Ross Ference Kesner LLP Represents Pareteum Corporation in $6.58 Million Registered Direct Offering and Concurrent Private Placement

      The Sichenzia Ross Ference LLP team was led by partners Darrin M. Ocasio and Avital,  Perlman, Counsel Jeffrey Cahlon and associate Grant Levine.

      Press Release – New York, NY – December 6, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it represented Pareteum Corporation (NYSE American: “TEUM”), a leading international provider of mobile networking software and services to the Mobile Network and Internet of Things markets, in a registered direct offering and private placement offering of 7,151,146 shares of common stock and restricted five-year warrants to purchase up to 7,151,146 shares of common stock exercisable at $1.09 per warrant.

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      Sichenzia Ross Ference Kesner LLP Represents Pareteum Corporation in $12.0 Million Firm Commitment Public Offering

      The Sichenzia Ross Ference LLP team was led by partners Darrin M. Ocasio and Avital,  Perlman, Counsel Jeffrey Cahlon and associate Grant Levine.

      Press Release – New York, NY – November 9, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it represented Pareteum Corporation (NYSE American: “TEUM”), a leading international provider of mobile networking software and services to the Mobile Network and Internet of Things markets, in a firm commitment underwritten offering of 9,009,478 shares of common stock, 4,034 shares of preferred stock (each of which shares is an equivalent of 920 shares of common stock), and five-year warrants to purchase up to 7,478,228 shares of common stock exercisable at $1.05 per warrant.

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      Sichenzia Ross Ference Kesner LLP Represents Joseph Gunnar and Fordham Financial Management in $6.75 Million Registered Direct Offering of Common Stock of Ampio Pharmaceuticals, Inc.

      ampio pharmaceuticals

      Press Release – New York, NY – October 18, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Joseph Gunnar & Co.  as Lead Placement Agent and Fordham Financial Management Co-Placement Agent  in a $6.75 million Registered Direct Public Offering of Common Stock of Ampio Pharmaceuticals, Inc. (“NYSE.AMPE”).

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      Sichenzia Ross Ference Kesner LLP Represents Pareteum Corporation in $1.56 Million Shelf Take Down

      The Sichenzia Ross Ference LLP team was led by partners Darrin M. Ocasio and Avital,  Perlman, Counsel Jeffrey Cahlon and associate Grant Levine.

      Press Release – New York, NY – October 12, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Pareteum Corporation (“Pareteum”), a rapidly growing mobile Cloud Communications Platform company, in connection with its shelf take down of 1,495,000 shares of its common stock. Gross proceeds to Pareteum from this offering are $1,569,750 before deducting placement agent’s commissions and other expenses.  Dawson James Securities acted as placement agent for the offering.

      The Sichenzia Ross Ference Kesner LLP team was led by Partner Darrin M. Ocasio, Counselors Jeffrey Cahlon, and Cheryll J. Calaguio and Associate Evan Berger.

      Sichenzia Ross Ference LLP

      Sichenzia Ross Ference LLP is a nationally recognized securities and corporate law firm that provides experienced representation in all matters involving the securities industry. Super Lawyers consistently recognizes our attorneys as among the highest rated securities lawyers in the nation. Our attorneys specialize in advising clients on private placements, initial (IPOs) and secondary public offerings, alternative public offerings, preparation of SEC filings and listings on major capital stock exchanges such as the NYSE (New York Stock Exchange), NASDAQ and OTC markets. In addition, our litigation and arbitration attorneys are highly skilled in representing clients from routine lawsuits to complex cases before the SEC, FINRA and other tribunals. We also represent clients in a range of residential and commercial real estate and trusts and estates matters.

      Visit SRF's LinkedIn page
      Sichenzia Ross Ference LLP

      Sichenzia Ross Ference Kesner LLP Represents Rodman & Renshaw a unit of H.C Wainwright in a $6.0 Million Public Offering of Medical Transcript Billing, Corp.

      mtbc.com logo

      Press Release – New York, NY – September 28, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Rodman & Renshaw, a unit of H.C. Wainwright, as Exclusive Placement Agent and Boenning & Scattergood, Inc. as co-placement agent in a public offering of Series A Preferred stock for Medical Transcript Billing, Corp. (MTBC.NASDAQ).

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      Sichenzia Ross Ference Kesner LLP Real Estate Group Represents One Wall Partners in a $63 Million, 16-Building, Portfolio Acquisition

      one wall partners

      Press Release – New York, NY – September 20, 2017 – The real estate practice group of SRFK announced today that it recently closed on a $63 million, 16 building, multi-family, portfolio acquisition for One Wall Partners.  One Wall Partners is a vertically integrated real estate investment firm that specializes in the acquisition, development and management of transit-oriented workforce housing.  The Sichenzia Ross Ference Kesner LLP team was led by partner Anthony Ficara, counsel Michael Wickersham and associate Laura Kim.

      Sichenzia Ross Ference Kesner LLP Represents Joseph Gunnar & Co., LLC in $10 Million Public Offering of American Depository Shares of BiondVax Pharmaceuticals Ltd. (Israel)

      biondvax pharmaceuticals

      Press Release – New York, NY – September 19, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Joseph Gunnar & Co., LLC. as sole book running manager in the underwritten public offering of American Depository Shares (ADS’s) of BiondVax Pharmaceuticals, Ltd. (NASDAQ: BVXV, TASE BVXV), a clinical stage biopharmaceutical company focused on developing a universal flu vaccine. The public offering consisted of 1,500,000 ADS’s and the full overallotment of 166,667 additional ADS’s at a public offering price of $6.00 per ADS for gross proceeds of $10 million.  The Sichenzia Ross Ference Kesner LLP team was led by partners Gregory Sichenzia and Avital Perlman, Counsel Jeffrey Cahlon and Associate Evan Berger.

      Sichenzia Ross Ference Kesner LLP Represents Aegis Capital Corp. in $6 Million Public Offering of Units of Precipio, Inc.

      precipio diagnostics

      Press Release – New York, NY – August 23rd, 2017 –  Sichenzia Ross Ference Kesner LLP announced today that it has represented Aegis Capital Corp. as sole book running manager in the underwritten public offering of Units of Precipio, Inc. (NASDAQ: PRPO). Each Unit is comprised of 1 share of Series B Preferred Stock which is convertible into 400 shares of common stock at a price of $2.50 per share and one warrant to purchase 400 shares of common stock at $3.00 per share.   Precipio provides diagnostic information to physicians and there patients worldwide.  The Sichenzia Ross Ference Kesner LLP team was led by partner Tom Rose and counsel Jeff Cahlon.

      Sichenzia Ross Ference Kesner LLP Represents Joseph Gunnar and Fordham Financial Management in $11.8 PIPE financing of Aytu Bioscience, Inc.

      aytu bioscience

      Press Release – New York, NY – November 2, 2016 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Joseph Gunnar & Co.  as lead placement agent and Fordham Financial Management, Inc. co-placement agent  in a private placement offering of equity securities of Aytu BioScience, Inc.  (OTC Market “AYTU”).

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      Sichenzia Ross Ference Kesner LLP Represents Vuzix Corporation in $8.6 Million Registered Direct Offering

      vuzix view the future logo

      Press Release – New York, NY – August 14, 2016 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Vuzix Corporation (NASDAQ “VUZI”) in a Registered Direct public offering of 1.5 million registered shares of its common stock at a price of $5.75 per share  for gross proceeds to Vuzix of $8,625,000.Chardan Capital Markets LLC acted as the exclusive Placement Agent for the offering.  The Sichenzia Ross Ference Kesner LLP team was led by Partners Gregory Sichenzia, Thomas Rose, and Counsel Jeff Cahlon.

      Sichenzia Ross Ference Kesner LLP Represents JetSmarter Inc. in Institutional Investment from Clearlake Capital Group and Leucadia National Corporation

      jetsmarter_logo

      Press Release — August 10, 2017 — New York, NY — Sichenzia Ross Ference Kesner LLP represented JetSmarter Inc., an innovative technology company and market leader in the premium private-flight-sharing economy, in an institutional capital raise.  The investment was anchored by lead sponsor, Clearlake Capital Group, L.P. and included participation from Leucadia National Corporation and existing investors.  Jefferies LLC acted as the exclusive placement agent to JetSmarter Inc. in connection with the financing.

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      Sichenzia Ross Ference Kesner LLP Represents CloudCommerce, Inc., in Acquisition of Parscale Creative, Inc.

      cloudcommerce inc

      Press Release – New York, NY – August 2, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented CloudCommerce, Inc., a global provider of cloud-driven e-commerce and mobile commerce solutions, in its acquisition of Parscale Creative, Inc., a company engaged in the digital marketing business, through a forward triangular merger with Parscale Digital, Inc., a newly formed wholly owned subsidiary of CloudCommerce, Inc.

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      思成律师事务所成功代理2000万美元证券公开发行

      china internet nationwide financial services

      新闻稿纽约市,纽约州 – 2017731 在全国享誉盛名的证券法与公司法律师事务所,Sichenzia Ross Ference Kesner LLP(思成律师事务所),今日宣布其成功代理China Internet Nationwide Financial Services Inc.NASDAQCIFS)进行首次公开发行China Internet Nationwide Financial Services Inc.是一家向需要金融支持的广大中国中小企业提供金融咨询服务的公司。本次发行共计2,023,146股普通股,每股股价10.00美元共募集20,231,460美元 公司股票预计将于201788日在纳斯达克全球市场开始交易,交易代码为CIFS

      本次发行由思成律师事务所合伙人Benjamin Tan 以及Will Rao律师领导发行。

      Sichenzia Ross Ference LLP

      Sichenzia Ross Ference LLP is a nationally recognized securities and corporate law firm that provides experienced representation in all matters involving the securities industry. Super Lawyers consistently recognizes our attorneys as among the highest rated securities lawyers in the nation. Our attorneys specialize in advising clients on private placements, initial (IPOs) and secondary public offerings, alternative public offerings, preparation of SEC filings and listings on major capital stock exchanges such as the NYSE (New York Stock Exchange), NASDAQ and OTC markets. In addition, our litigation and arbitration attorneys are highly skilled in representing clients from routine lawsuits to complex cases before the SEC, FINRA and other tribunals. We also represent clients in a range of residential and commercial real estate and trusts and estates matters.

      Visit SRF's LinkedIn page
      Sichenzia Ross Ference LLP

      Sichenzia Ross Ference Kesner LLP Represents Rodman & Renshaw a unit of H.C Wainwright in a $7.4 Million Public Offering of Medical Transcript Billing, Corp.

      mtbc - medical transcription billing corp. logo

      Press Release – New York, NY – June 23, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Rodman & Renshaw, a unit of H.C. Wainwright, as Exclusive Placement Agent and Boenning & Scattergood, Inc. as co-placement agent in a public offering of Series A Preferred stock for Medical Transcription Billing, Corp. (MTBC.NASDAQ). MTBC is a principal provider of proprietary, cloud-based electronic health records, practice management, and mHealth solutions.

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      Sichenzia Ross Ference Kesner LLP Represents Immuron Limited on $6.1M IPO and NASDAQ listing

      immuron

      Press Release — New York, NY — June 14, 2017 — Sichenzia Ross Ference Kesner LLP (“SRFK”) announced today the Firm has represented Immuron Limited (NASDAQ: IMRN) (ASX : IMC), a clinical-stage biopharmaceutical company focused on NASH and OTC products, on the company’s U.S. underwritten public offering of American Depository Shares (ADSs) and warrants to purchase the company’s ADSs at a combined offering price of $10.00.

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      Sichenzia Ross Ference Kesner LLP Represents Joseph Gunnar, and Fordham Financial Management in $6.6 Registered Direct offering of Ampio Pharmaceuticals, Inc.

      ampio pharmaceuticals

      Press Release – New York, NY – June 8, 2017 – Nationally recognized securities and corporate law firm, Sichenzia Ross Ference Kesner LLP, announced today that it has represented Joseph Gunnar & Co. as Lead Placement agent and Fordham Financial Management as Co-Placement Agent  in a $6.6 million Registered Direct public offering of equity securities of Ampio Pharmaceuticals, Inc.(“NYSE MKT.AMPE”).

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      Sichenzia Ross Ference Kesner LLP Represents Joseph Gunnar & Co. and Brookline Capital Markets in a $13.25 PIPE for MRI Interventions, Inc.

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      Press Release – New York, NY – May 26, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Joseph Gunnar & Co., LLC, as lead Placement Agent and Brookline Capital Markets, a division of CIM Securities, LLC, as co-Placement Agent in a $13.25 Million PIPE transaction for MRI Interventions, Inc. (OTCQB: MRIC) a medical device company that is creating innovative platforms for performing the next generation of minimally invasive surgical procedures in the brain.

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      Sichenzia Ross Ference Kesner LLP Represents Tonix Pharmaceuticals Holding Corp. in $8 Million Shelf Take Down

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      Press Release – New York, NY – April 8, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Tonix Pharmaceuticals Holding Corp. (“Tonix”), a company that is developing innovative pharmaceutical products to address public health challenges, in connection with its underwritten public offering of 1,800,000 shares of its common stock at an offering price of $4.45 per share of common stock.

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      Sichenzia Ross Ference Kesner LLP Represents XTL Biopharmaceuticals Ltd., in a $2.8 Million Private Placement of ADSs.

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      Press Release – New York, NY – March 22, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented XTL Biopharmaceuticals Ltd.  (“XTLB. NASDAQ”), an Israeli biopharmaceutical company engaged in the acquisition and development of pharmaceutical drugs for the treatment of lupus and other autoimmune diseases, in a private placement offering with existing investors where XTLB issued 1,400,000 American Depository Shares (ADSs) at a purchase price of $2.00 per ADS.

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      Sichenzia Ross Ference Kesner LLP Represents Rodman & Renshaw a unit of H.C Wainwright in $3.85 Million Public Offering of Innovus Pharmaceuticals, Inc.

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      Press Release – New York, NY – March 21, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Rodman & Renshaw a unit of H.C. Wainwright as Exclusive Placement Agent in the public offering of common stock and Warrants of Innovus Pharmaceuticals, Inc. (“INNV.OTC).

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      Sichenzia Ross Ference Kesner LLP Represents Pareteum Corporation in $3.5 Million Public Offering

      The Sichenzia Ross Ference LLP team was led by partners Darrin M. Ocasio and Avital,  Perlman, Counsel Jeffrey Cahlon and associate Grant Levine.

      Press Release – New York, NY – March 20, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it represented Pareteum Corporation (NYSEMKT: “TEUM”), a leading international provider of mobile networking software and services to the Mobile Network and Internet of Things markets, in an underwritten public offering of 2,333,334 shares of common stock at a public offering price of $1.50 per share together with the issuance of 1,166,667 five year warrants to purchase common stock with an exercise price of $1.87.

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      Sichenzia Ross Ference Kesner LLP Represents Cannabinoid Based Therapeutics Company in $12.3 Million Private Placement Led by Tuatara Capital Fund I, Ltd.

      Press Release – New York, NY – March 2, 2017 – Securities and corporate law firm Sichenzia Ross Ference Kesner LLP is pleased to announce that the firm has represented a cannabinoid based life sciences corporation whose technology is designed to synthetically produce medically beneficial cannabinoids without utilizing the actual cannabis plant for the customized treatment of disease. continue reading >>

      Sichenzia Ross Ference Kesner LLP Represents Aegis Capital Corp. and Laidlaw & Company (UK) Ltd. in $4.8 Million Public Offering

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      Press Release – New York, NY – February 28, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Aegis Capital Corp. and Laidlaw & Company (UK) Ltd. as joint book-running managers in the underwritten public offering of common stock of Function(x) Inc. (NASDAQ: FNCX).  Function(x) operates Wetpaint.com and Rant.

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      Sichenzia Ross Ference Kesner LLP Represents Joseph Gunnar and Fordham Financial Management as Warrant Agent in $2.3 Million Warrant Exchange and Exercise for AYTU BioScience, Inc.

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      Press Release – New York, NY – February 28, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Joseph Gunnar & Co., LLC and Fordham Financial Management, Inc. as warrant solicitation agents in a $2.3 warrant exchange and exercise for Aytu Bioscience, Inc. (OTCQB “AYTU”).

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      Sichenzia Ross Ference Kesner LLP Represents XTL Biopharmaceuticals Ltd. in $2.5 Million Registered Direct Offering

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      Press Release – New York, NY – February 27, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented XTL Biopharmaceuticals, Ltd. (NASDAQ: XTLB) (TASE: XTL.TA), an Israeli clinical-stage biopharmaceutical company developing treatments for autoimmune diseases, in a registered direct offering of 1,000,000 American Depository Shares (“ADSs”) at a price of $2.50 per share and unregistered warrants to purchase 1,000,000 ADSs at an exercise price of $4.10 per ADS for gross proceeds of $2,500,000. continue reading >>

      Sichenzia Ross Ference Kesner LLP Represents Vycor Medical Inc. in an Internet Portal-based Private Placement

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      Press Release – New York, NY – January 13, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Vycor Medical Inc. (OTCQB:VYCO) in a private placement with the Company’s existing accredited investor shareholders that was conducted  through an internet portal through which the Company provided potential investors with the offering  documents and accepted subscriptions.  The Sichenzia Ross Ference Kesner LLP team was led by Partners Gregory Sichenzia and David Manno.

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      Sichenzia Ross Ference Kesner LLP Represents Oppenheimer & Co. in $3.6 Million PIPE for Ener-Core, Inc.

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      Press Release – New York, NY – December 5, 2016 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Oppenheimer & Co., as Sole Placement Agent in private placement of $3.6 Million principal amount of convertible senior secured notes and warrants of Ener-Core, Inc.  (OTCQB. “ENCR”).

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      Sichenzia Ross Ference Kesner LLP Represents Vuzix Corporation in $14.5 Million Registered Direct Offering.

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      Press Release – New York, NY – December 2, 2016 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Vuzix Corporation (NASDAQ “VUZI”) in a Registered Direct public offering of 2 million registered shares of its common stock at a price of $7.25 per share for gross proceeds to Vuzix of $14,500,000. Chardan Capital Markets LLC acted as the exclusive Placement Agent for the offering. The Sichenzia Ross Ference Kesner LLP team was led by Partners Gregory Sichenzia, Thomas Rose, Marcelle Balcombe and Counsel Jeff Cahlon.

      Sichenzia Ross Ference Kesner LLP Represents Oppenheimer & Co. and Feltl and Company in $13.5 Million PIPE for Midwest Energy Emissions Corp.

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      Press Release – New York, NY – November 18, 2016 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Oppenheimer & Co., as lead Placement Agent and Feltl and Company as Co-Placement Agent in a private placement offering of Common Stock of Midwest Energy Emissions Corp. ME2C (OTCQB. “MEEC”). continue reading >>

      Sichenzia Ross Ference Kesner LLP Represents Joseph Gunnar, Feltl and Company and Fordham Financial Management in $8.6 Million Public Offering of Aytu Bioscience, Inc.

      aytu bioscience

      Press Release – New York, NY – November 2, 2016 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Joseph Gunnar & Co. and Feltl and Company as Joint Book -Running Managers and Fordham Financial Management, Inc. as Lead Manager in a firm commitment underwritten public offering of equity securities of Aytu BioScience, Inc.

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      Sichenzia Ross Ference Kesner LLP Represents ToughBuilt Industries, Inc. in $6.1 Million Private Offering

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      Press Release – New York, NY – October 18, 2016 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented ToughBuilt Industries, Inc. (“ToughBuilt”) in a private placement of equity as well as debt securities.  ToughBuilt is a private company that markets and distributes various home improvement and construction product lines for both do-it-yourself and professional markets under the TOUGHBUILT® brand name within the global multi-billion dollar per year tool market industry.

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      Sichenzia Ross Ference Kesner LLP Represents ABT Holdings, Inc. in $5 Million Private Offering of Senior Secured Convertible Debentures

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      October 17, 2016 — New York, NY — Sichenzia Ross Ference Kesner LLP has represented ABT Holdings, Inc. (OTC.PK: ABOT), a diversified holding company engaged in investing, acquiring, developing, and growing various businesses, in a private offering of $5 Million of Senior Secured Convertible Debentures. continue reading >>

      Sichenzia Ross Ference Kesner LLP Represents Laidlaw & Company (UK) Ltd. as Placement Agent for a $3 Million Private Placement

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      Press Release – New York, NY – October 17, 2016 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Laidlaw & Company (UK) Ltd. as the exclusive placement agent in a private placement of equity securities of FTE Networks, Inc. (OTCQX: FTNW), continue reading >>

      Sichenzia Ross Friedman Ference LLP Represents Network 1 Securities in $7.7 Million IPO and NASDAQ listing of ShineCo, Inc.

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      Press Release – New York, NY – September 30, 2016 – Sichenzia Ross Friedman Ference LLP announced today that it represented Network 1Financial Securities, Inc. as underwriter in a $7.7 million best efforts Initial Public Offering of 1,713,190 shares of common stock of ShineCo, Inc. (Nasdaq TYHT) at a public offering price of $4.50 per share. Monarch Bay Securities participated as a selected dealer. Shineco is a producer and distributor of Chinese herbal medicines, organic agricultural produce and other health based plant products in China. The Sichenzia Ross Friedman Ference LLP team was led by Partners Marc Ross and Henry Nisser.

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      Sichenzia Ross Friedman Ference LLP Represents BioPharmX Corporation in $930,000 Registered Direct Offering

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      Press Release – New York, NY – September 29, 2016 – Sichenzia Ross Friedman Ference LLP announced today that it has represented BioPharmX Corporation (NYSE. MKT “ BPMX) in a Registered Direct public offering of 1,550,000 registered shares of its common stock at a price of $.60 per share and 1,240,000 unregistered warrants to purchase common stock at an exercise price of $.75 per share for gross proceeds to BPMX of $930,000. Rodman & Renshaw a Unit of H.C. Wainwright & Co., LLC acted as the exclusive Placement Agent for the offering.  The Sichenzia Ross Friedman Ference LLP team was led by Partners Gregory Sichenzia, Marcelle Balcombe and Counsel Jeff Cahlon.

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      Sichenzia Ross Friedman Ference LLP Represents General Cannabis Corp. in $2.6 million Private Offering of Senior Secured Notes and Warrants

      general cannabis

      September 22, 2016 — New York, NY –  Sichenzia Ross Friedman Ference LLP (“SRFF”)  has represented General Cannabis Corp. (OTCQB: CANN), a leading cannabis industry company, focused on being the all-in-one resource for quality service providers in the regulated cannabis industry, in a private offering of $2.6 million of Senior Secured Promissory Notes and Common Stock Purchase Warrants.

      The Sichenzia Ross Friedman Ference LLP team was led by Partners Arthur Marcus and Gregory Sichenzia.

      Sichenzia Ross Ference LLP

      Sichenzia Ross Ference LLP is a nationally recognized securities and corporate law firm that provides experienced representation in all matters involving the securities industry. Super Lawyers consistently recognizes our attorneys as among the highest rated securities lawyers in the nation. Our attorneys specialize in advising clients on private placements, initial (IPOs) and secondary public offerings, alternative public offerings, preparation of SEC filings and listings on major capital stock exchanges such as the NYSE (New York Stock Exchange), NASDAQ and OTC markets. In addition, our litigation and arbitration attorneys are highly skilled in representing clients from routine lawsuits to complex cases before the SEC, FINRA and other tribunals. We also represent clients in a range of residential and commercial real estate and trusts and estates matters.

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      Sichenzia Ross Friedman Ference LLP Represents SITO MOBILE, Ltd. in $11.5 Million Public Offering

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      Press Release – New York, NY – September 21, 2016 – Sichenzia Ross Friedman Ference LLP announced today that it has represented SITO Mobile, Ltd. (NASDAQ “SITO”) in a firm commitment underwritten public offering of 3,066,667 shares of its common stock, including exercise of the underwriter’s overallotment option, at a public offering price of $3.75 per share, for gross proceeds to SITO of $11,500,000. Cowen & Co. Inc. acted as the sole book running managing underwriter for the offering. The offering was led by several institutional investors.  The Sichenzia Ross Friedman Ference LLP team was led by Partners Gregory Sichenzia, Marcelle Balcombe, Counsel Jeff Cahlon and Associate Ashley Jaber.

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      Sichenzia Ross Friedman Ference LLP Represents Rodman & Renshaw as Exclusive Placement Agent for a $5 Million Registered Direct Offering

      cel sci

      Press Release – New York, NY – August 26, 2016 – Nationally recognized securities and corporate law firm Sichenzia Ross Friedman Ference LLP announced today that it has represented Rodman & Renshaw, a unit of H.C. Wainwright& Co., LLC, as the exclusive placement agent for a registered direct offering of CEL-SCI Corporation (NYSE MKT: CVM), a pharmaceutical company that is focused on finding the best way to activate a patient’s immune response to fight cancer and infectious diseases (“CEL-SCI”).

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      Sichenzia Ross Friedman Ference LLP Represents Aridis Pharmaceuticals in $15 Million Private Placement

      aridis

      PRESS RELEASE – New York, NY – August 25, 2016 – Securities and corporate law firm Sichenzia Ross Friedman Ference LLP is pleased to announce that the firm has represented Aridis Pharmaceuticals, Inc., a biopharmaceutical company applying proprietary technologies to produce novel therapies for infectious diseases, in a private placement of preferred stock and warrants resulting in total gross proceeds of $15,216,241.  Maxim Merchant Capital, a division of Maxim Group LLC, acted as the exclusive placement agent for the offering.  The Sichenzia Ross Friedman Ference LLP team was led by Partner Jeff Fessler, Avital Even-Shoshan, Evan Berger and Nazia Khan.

      Sichenzia Ross Friedman Ference LLP Represents Rodman & Renshaw as Exclusive Placement Agent for a $3.77 Registered Direct Offering

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      Press Release – New York, NY – July 11, 2016 – Nationally recognized securities and corporate law firm Sichenzia Ross Friedman Ference LLP announced today that it has represented Rodman & Renshaw, a unit of H.C. Wainwright& Co., LLC, as the exclusive placement agent for a registered direct offering of EyeGate Pharmaceuticals, Inc. (NASDAQ: EYEG), a clinical-stage specialty pharmaceutical company that is focused on developing and commercializing therapeutics and drug delivery systems for treating diseases of the eye (“EyeGate”).

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