Sichenzia Ross Ference LLP宣布推出新的Web域名
新闻稿 – 纽约州纽约市 – 2018年9月26日 – Sichenzia Ross Ference LLP今天宣布将其网址更改为www.srf.law，截止至今。在过渡到新地址期间，您可能会遇到短暂停机。给公司员工的电子邮件同样会改为[名称] @srf.law。之前的地址www.srff.com和www.srfkllp.com将继续保持活跃，以方便您使用。
Sichenzia Ross Ference LLP Represents AIT Therapeutics, Inc. in $20,000,000 Line of Credit
Press Release – New York, NY – September 5, 2018 – Sichenzia Ross Ference LLP announced today that it has represented AIT Therapeutics, Inc. (OTC: “AITB”) in a common stock purchase agreement with Lincoln Park Capital Fund, LLC a Chicago-based institutional investor. continue reading >>
Sichenzia Ross Ference Kesner LLP Represents New Age Beverages Corp. in $12 Million Credit Facility
Press Release – New York, NY – August 24, 2018 – Sichenzia Ross Ference Kesner LLP announced today that it has represented New Age Beverages Corporation (NASDAQ “NBEV”) in a loan and security agreement with Siena Lending Group LLC which provides for a $12 million aggregate principal amount revolving credit facility, which is subject to availability based on eligible accounts receivables and eligible inventory of the Company. The Sichenzia Ross Ference Kesner LLP team was led by Partners Gregory Sichenzia, Marcelle Balcombe, Counsel, Kimberly Boler and associate, Grant Levine.
Sichenzia Ross Ference Kesner LLP Represents New Age Beverages Corp. in $10.5 Million Underwritten Public Offering
Press Release – New York, NY – August 24, 2018 – Sichenzia Ross Ference Kesner LLP announced today that it has represented New Age Beverages Corporation (NASDAQ “NBEV”) in a public offering of 8.2 million shares of its common stock at a price of $1.28 per share for gross proceeds to NBEV of $10.5 million. Roth Capital Partners acted as sole book running manager and Northland Capital Markets acted as Lead Manager for the offering. The Sichenzia Ross Ference Kesner LLP team was led by Partners Gregory Sichenzia, Marcelle Balcombe, and Tara Guarneri-Ferrara.
创始合伙人Marc Ross在Benzinga Cannabis Capital Conference上发表讲话
新闻稿 - 纽约州纽约市 - 2018年8月14日 - Sichenzia Ross Ference Kesner LLP创始合伙人Marc Ross将在加拿大多伦多举行的Benzinga Cannabis Capital会议上发言
2018年8月17日，大麻相关公司和专业人士将聚集在一起讨论快速增长的大麻产业。请点击此处了解详情。
创始合伙人Gregory Sichenzia专注于商业内幕人士讨论Elon Musk的推文和证券合法性
新闻稿 – 纽约，纽约 – 2018年8月8日 – Sichenzia Ross Ference Kesner律师事务所创始合伙人Gregory Sichenzia在一篇商业内幕报道中引述了Elon Musk关于可能将特斯拉私有化的推文。 Sichenzia讨论了推文的潜在理由和动机，并强调公众公司高管在与公众沟通之前寻求法律建议的必要性。请阅读这里的完整文章。
Sichenzia Ross Ference Kesner LLP以4.75美元的债务交易代表New Age Beverages Corporation
Press Release – New York, NY – June 20, 2018 – Sichenzia Ross Ference Kesner LLP announced today that it represented New Age Beverages Corporation (“NASDAQ. NBEV”), a Colorado based organic and natural healthy beverage company in a $4.75 million senior secured convertible promissory note transaction. A portion of the proceeds were used to repay the Company’s line of credit with US Bank. The Company also converted debt held by Sunkist Growers, Inc. an agricultural marketing cooperative, into shares of its common stock.
The Sichenzia Ross Ference Kesner LLP team was led by Partners, Gregory Sichenzia and Marcelle Balcombe and Of Counsel, Kimberly Boler.
合伙人哈维凯斯纳发表关于美国监管机构解决联邦硬币，ICO和STO的斗争的文章
Press Release – New York, NY – June 22, 2018 – Sichenzia Ross Ference Kesner LLP name partner Harvey Kesner published an article titled “NASDAQ’s Blockchain Experiment Shows How Foreign Markets will Continue to Lead While US Regulators Catch Up” in Law360. Mr. Kesner noted that in his opinion the failure of US agencies such as the SEC and Nasdaq to develop clear guidelines for the new blockchain industry will allow foreign jurisdictions to attract issuers while development in the US will be stifled. Read the full article here: NASDAQ’s Blockchain Experiment Shows How Foreign Markets will Continue to Lead While US Regulators Catch Up
Sichenzia Ross Ference Kesner律师事务所代表ThinkEquity，福特汉姆财务管理部门作为独家账簿管理经理，以1800万美元公开发行Trovagene，Inc。的证券
Press Release – New York, NY – June 12, 2018 – Sichenzia Ross Ference Kesner LLP announced today that it has represented ThinkEquity, a division of Fordham Financial Management, Inc., as sole book-running manager on its first underwritten public offering since launching its new ThinkEquity division.
合伙人Marc J. Ross在大麻上发表网络研讨会，“消除大麻法中的混乱”
纽约，纽约 – 2018年6月7日 – 合作伙伴Marc Ross将于2018年6月7日星期四在Clear Law Institute举办网络研讨会，“消除大麻法中的困惑”。这个演讲是持续法律受过认可的教育（“CLE”）将讨论州和联邦法律之间的冲突及其对大麻行业的影响，特别是银行，税收以及日益增长的大麻行业所面临的各种其他问题。
有关网络研讨会的更多信息，请点击此处。
Sichenzia Ross Ference Kesner律师事务所律师Mendy Piekarski和Jay Kaplowitz成功解决Cryptocurrency诉讼
纽约州纽约-2015年5月21日电 – 国家认可的证券和公司律师事务所Sichenzia Ross Ference Kesner律师事务所（SRFK）最近代表一家加密货币投资者取得了成功的解决方案。
Sichenzia Ross Ference Kesner LLP代表Pareteum公司以6.1百万美元注册直接发售
纽约州纽约-2018年5月14日电 – 国家认可的证券和公司律师事务所，Sichenzia Ross Ference Kesner律师事务所今天宣布，它代表着移动网络软件和服务的领先国际供应商Pareteum Corporation（纽约证券交易所股票代码：TEUM）网络和物联网市场，注册直接发售2,440,000股普通股。每股收购价格为2.50美元。 Pareteum获得总收益610万美元。
合伙人Harvey Kesner在Law360上发表关于SEC和Cryptocurrency的文章
新闻稿 – 纽约州纽约市-2018年5月8日 – Sichenzia Ross Ference Kesner LLP合伙人Harvey Kesner在Law360发表题为“SEC需要更好地理解Cryptocurrency行业”的文章。凯斯纳先生指出，他认为美国证券交易委员会的监管体制尚未赶上不断发展的区块链业务。在这里阅读完整的文章。
Sichenzia Ross Ference Kesner LLP代表Acolyte Group将其LED照明业务出售给CapStreet Private Equity Group
May 2, 2018 — New York, NY. Sichenzia Ross Ference Kesner LLP (“SRFK”) represented The Acolyte Group, a New York based provider of fully integrated LED lighting systems in the sale of its entire business to General LED, a portfolio company of Houston Texas based private equity firm Cap Street Group.
The SRFK team was led by Partners Thomas Rose and Gregory Sichenzia and Counsel Jeff Cahlon with assistance from Counsel Todd Manister from the SRFK Real Estate Group.
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Sichenzia Ross Ference LLP
Sichenzia Ross Ference LLP is a nationally recognized securities and corporate law firm that provides experienced representation in all matters involving the securities industry. Super Lawyers consistently recognizes our attorneys as among the highest rated securities lawyers in the nation. Our attorneys specialize in advising clients on private placements, initial (IPOs) and secondary public offerings, alternative public offerings, preparation of SEC filings and listings on major capital stock exchanges such as the NYSE (New York Stock Exchange), NASDAQ and OTC markets. In addition, our litigation and arbitration attorneys are highly skilled in representing clients from routine lawsuits to complex cases before the SEC, FINRA and other tribunals. We also represent clients in a range of residential and commercial real estate and trusts and estates matters.
Visit SRF's LinkedIn page
Visit SRF's LinkedIn page
Latest posts by Sichenzia Ross Ference LLP (see all)
- 加州新商业融资披露立法 - September 28, 2018
- Sichenzia Ross Ference LLP宣布推出新的Web域名 - September 26, 2018
- Sichenzia Ross Ference LLP Represents AIT Therapeutics, Inc. in $20,000,000 Line of Credit - September 6, 2018
Sichenzia Ross Ference Kesner LLP代表A.G.P / Alliance Global Partners（通过Euro Pacific Capital）以600万美元公开发行Cocrystal Pharma，Inc.的普通股。
Press Release – New York, NY – May 3rd, 2018 – Sichenzia Ross Ference Kesner LLP announced today that it has represented A.G.P/ Alliance Global Partners (through Euro Pacific Capital) as sole book running manager in the underwritten public offering of shares of Common Stock of Cocrystal Pharma, Inc. (NASDAQ: COCP). Cocrystal sold an aggregate of 4,210,527 shares of Common Stock at a price of $1.90 per share. Cocrystal is a clinical stage biotechnology company seeking to discover and develop novel antiviral therapeutics as treatments for serious and/or chronic viral diseases. The Sichenzia Ross Ference Kesner LLP team was led by partners Marc Ross, Avital Perlman and Tom Rose.
Sichenzia Ross Ference LLP
Sichenzia Ross Ference LLP is a nationally recognized securities and corporate law firm that provides experienced representation in all matters involving the securities industry. Super Lawyers consistently recognizes our attorneys as among the highest rated securities lawyers in the nation. Our attorneys specialize in advising clients on private placements, initial (IPOs) and secondary public offerings, alternative public offerings, preparation of SEC filings and listings on major capital stock exchanges such as the NYSE (New York Stock Exchange), NASDAQ and OTC markets. In addition, our litigation and arbitration attorneys are highly skilled in representing clients from routine lawsuits to complex cases before the SEC, FINRA and other tribunals. We also represent clients in a range of residential and commercial real estate and trusts and estates matters.
Visit SRF's LinkedIn page
Visit SRF's LinkedIn page
Latest posts by Sichenzia Ross Ference LLP (see all)
- 加州新商业融资披露立法 - September 28, 2018
- Sichenzia Ross Ference LLP宣布推出新的Web域名 - September 26, 2018
- Sichenzia Ross Ference LLP Represents AIT Therapeutics, Inc. in $20,000,000 Line of Credit - September 6, 2018
Sichenzia Ross Ference Kesner LLP代表Sunworks，Inc.以375万美元的债务交易进行交易
Press Release – New York, NY – April 27, 2018 – Sichenzia Ross Ference Kesner LLP announced today that it represented Sunworks, Inc. (“NASDAQ. SUNW”), a premier provider of high performance solar power systems, in a $3.75 million two year term loan transaction. The lender is CrowdOut Capital LLC. Management, including the Chief Financial Officer, also participated in $750,000 of the loan amount.
The Sichenzia Ross Ference Kesner LLP team was led by Partners Gregory Sichenzia and Marcelle Balcombe.
Sichenzia Ross Ference LLP
Sichenzia Ross Ference LLP is a nationally recognized securities and corporate law firm that provides experienced representation in all matters involving the securities industry. Super Lawyers consistently recognizes our attorneys as among the highest rated securities lawyers in the nation. Our attorneys specialize in advising clients on private placements, initial (IPOs) and secondary public offerings, alternative public offerings, preparation of SEC filings and listings on major capital stock exchanges such as the NYSE (New York Stock Exchange), NASDAQ and OTC markets. In addition, our litigation and arbitration attorneys are highly skilled in representing clients from routine lawsuits to complex cases before the SEC, FINRA and other tribunals. We also represent clients in a range of residential and commercial real estate and trusts and estates matters.
Visit SRF's LinkedIn page
Visit SRF's LinkedIn page
Latest posts by Sichenzia Ross Ference LLP (see all)
- 加州新商业融资披露立法 - September 28, 2018
- Sichenzia Ross Ference LLP宣布推出新的Web域名 - September 26, 2018
- Sichenzia Ross Ference LLP Represents AIT Therapeutics, Inc. in $20,000,000 Line of Credit - September 6, 2018
Sichenzia Ross Ference Kesner LLP代表PolarityTE，Inc.以3740万美元公开发售
Press Release – New York, NY – April 16, 2018 – Sichenzia Ross Ference Kesner LLP announced today that it has represented PolarityTE, Inc. (“NASDAQ. COOL”) in a $37.4 million public offering of common stock. A total of 2,335,937 shares of common stock were sold at a price of $16.00 per share, which includes shares sold upon exercise of the underwriters’ over-allotment option. Cantor Fitzgerald & Co. acted as the sole book-running manager for the offering. continue reading >>
Sichenzia Ross Ference Kesner LLP代表New Age Beverages Corp.以400万美元承销公开发售
Press Release – New York, NY – April 12, 2018 – Sichenzia Ross Ference Kesner LLP announced today that it has represented New Age Beverages Corp. (NASDAQ “NBEV”) in a public offering of 2,285,715 million shares of its common stock at a price of $1.75 per share for gross proceeds to NBEV of $4,000,000.A.G.P/ Alliance Global Partners (Euro Pacific Capital) and Maxim Group L.L.C. acted as the Joint Book Running Managers for the offering. The Sichenzia Ross Ference Kesner LLP team was led by Partners Gregory Sichenzia, Marcelle Balcombe, and Counsel Jeff Cahlon.
Sichenzia Ross Ference LLP
Sichenzia Ross Ference LLP is a nationally recognized securities and corporate law firm that provides experienced representation in all matters involving the securities industry. Super Lawyers consistently recognizes our attorneys as among the highest rated securities lawyers in the nation. Our attorneys specialize in advising clients on private placements, initial (IPOs) and secondary public offerings, alternative public offerings, preparation of SEC filings and listings on major capital stock exchanges such as the NYSE (New York Stock Exchange), NASDAQ and OTC markets. In addition, our litigation and arbitration attorneys are highly skilled in representing clients from routine lawsuits to complex cases before the SEC, FINRA and other tribunals. We also represent clients in a range of residential and commercial real estate and trusts and estates matters.
Visit SRF's LinkedIn page
Visit SRF's LinkedIn page
Latest posts by Sichenzia Ross Ference LLP (see all)
- 加州新商业融资披露立法 - September 28, 2018
- Sichenzia Ross Ference LLP宣布推出新的Web域名 - September 26, 2018
- Sichenzia Ross Ference LLP Represents AIT Therapeutics, Inc. in $20,000,000 Line of Credit - September 6, 2018
Sichenzia Ross Ference Kesner LLP代表Rodman＆Renshaw代表Rodman＆Renshaw成为H.C Wainwright的一个部门，该公司以105万美元医疗记录账单公开发行
Press Release – New York, NY – April 11, 2018 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Rodman & Renshaw, a unit of H.C. Wainwright, as Exclusive Placement Agent and Boenning & Scattergood, Inc. as co-placement agent in a public offering of Series A Preferred stock for Medical Transcript Billing, Corp. (MTBC.NASDAQ).
Sichenzia Ross Ference Kesner LLP代表AYTU Bioscience，Inc.以1200万美元公开募股
新闻稿 – 纽约州纽约市-2018年3月6日-Schhenzia Ross Ference Kesner LLP今天宣布，该公司已代表AYTU Bioscience，Inc.（“纳斯达克股票代码：AYTU”）以1,200万美元公开发售A类股，其中包括普通股以及包括B系列优先股和权证的权证和B类单位。以每件$ 0.45的价格出售总共19,520,000个A类单元，以每件$ 1,000的价格出售3,216个B类单元。认股权证可以每股0.54美元的价格行使，期限为5年。 Joseph Gunnar＆Co.担任独家管理主承销商，福特汉姆财务管理有限公司担任主管主承销商。
Sichenzia Ross Ference Kesner LLP代表MoneyOnMobile，Inc.以500万美元的私人配售
新闻稿 – 纽约州纽约市 – 2018年2月12日–Schhenzia Ross Ference Kesner LLP今天宣布，它代表全球移动支付技术和加工公司MoneyOnMobile，Inc.（简称“MOMT”）以私人配售方式与经认证的投资者其中MOMT收到4,998,000美元，用于发行1,666股H系列优先股，以及五年期权证以每股0.50美元的行权价购买3,332,000股普通股。
Sichenzia Ross Ference Kesner LLP代表MoneyOnMobile，Inc.以7.6百万美元的私人配售
新闻稿 – 纽约州纽约市-2018年2月8日电–Schhenzia Ross Ference Kesner律师事务所今天宣布，它代表全球移动支付技术和加工公司MoneyOnMobile，Inc.（“MOMT”）以私人配售方式与经认证的投资者MOMT共卖出5,567股F系列优先股。
Sichenzia Ross Ference Kesner LLP代表Roth Capital Partners和布鲁克莱恩证券（Brookline Securities）共同出资550万美元在QBIO Med。
新闻稿 – 纽约州纽约市-2018年2月1日–Schhenzia Ross Ference Kesner律师事务所今天宣布，它已代表罗斯资本合伙人有限责任公司（Roth Capital Partners LLC）担任首席定位代理人和CIM /布鲁克莱恩证券公司（Brookline Securities） QBIO Med，Inc.（OTC.QBIO）的股票和权证系列。 QBIO是一家生物技术加速和开发公司，专注于获取和授权生命科学治疗产品。
Sichenzia Ross Ference Kesner LLP代表Vuzix Corporation以3000万美元以上的市场注册直接销售
新闻稿 – 纽约州纽约市 – 2016年1月26日 – Sichenzia Ross Ference Kesner律师事务所今天宣布，该公司代表Vuzix Corporation（纳斯达克股票代码：VUZI）代表其注册股票以3,000美元注册普通股股票每股10.00美元，以及1,200,000股一年期普通股购买权证，每股行使价10.00美元，所得款项总额为Vuzix 30,000,000美元。 Chardan Capital Markets LLC担任此次发行的独家配售代理。 Sichenzia Ross Ference Kesner LLP团队由Partners Gregory Sichenzia，Thomas Rose和律师Jeff Cahlon领导。
Sichenzia Ross Ference LLP
Sichenzia Ross Ference LLP is a nationally recognized securities and corporate law firm that provides experienced representation in all matters involving the securities industry. Super Lawyers consistently recognizes our attorneys as among the highest rated securities lawyers in the nation. Our attorneys specialize in advising clients on private placements, initial (IPOs) and secondary public offerings, alternative public offerings, preparation of SEC filings and listings on major capital stock exchanges such as the NYSE (New York Stock Exchange), NASDAQ and OTC markets. In addition, our litigation and arbitration attorneys are highly skilled in representing clients from routine lawsuits to complex cases before the SEC, FINRA and other tribunals. We also represent clients in a range of residential and commercial real estate and trusts and estates matters.
Visit SRF's LinkedIn page
Visit SRF's LinkedIn page
Latest posts by Sichenzia Ross Ference LLP (see all)
- 加州新商业融资披露立法 - September 28, 2018
- Sichenzia Ross Ference LLP宣布推出新的Web域名 - September 26, 2018
- Sichenzia Ross Ference LLP Represents AIT Therapeutics, Inc. in $20,000,000 Line of Credit - September 6, 2018
Sichenzia Ross Ference Kesner LLP代表Teamtronics公司收购高科技解决方案公司的汽车模式识别业务
新闻稿 – 纽约州纽约市 – 2018年1月25日 – 证券和公司法律事务所Sichenzia Ross Ference Kesner律师事务所欣然宣布，该公司代表了Teamtronics公司，该公司是工业和现场自动化便携式耐用计算机设备制造商在收购高科技解决方案的汽车模式识别（“HTS-APR”）业务。收购包括所有适用资产，包括知识产权和客户群。购买价格约为400万美元。
Sichenzia Ross Ference Kesner LLP通过交易次数排名最活跃的发行人律师
新闻稿 – 纽约州纽约市 – 2017年1月23日 – Informa PLC商业智能部门的PlacementTracker将2017年美国PIPE和私募市场上最活跃的发行商律师排名第一按交易次数计算。
Sichenzia Ross Ference Kesner LLP祝贺纳斯达克上市公司Novume Solutions，Inc.
新闻发布 – 纽约州纽约市-2018年1月12日–Schhenzia Ross Ference Kesner律师事务所今天宣布，该公司代表公司代表Novume Solutions，Inc.（纳斯达克股票代码：NVMM），领先的政府承包市场支持服务提供商，在纳斯达克资本市场上市。 Sichenzia Ross Ference Kesner LLP团队由Partners Tom Rose和Marcelle Balcombe领导。 2018年1月10日上市交易有效，而Novume的普通股将在现有股票代码“NVMM”下交易。
Sichenzia Ross Ference Kesner LLP增加了着名的信托和房地产业务组
新闻稿 – 纽约州纽约市-2018年1月8日–Schhenzia Ross Ference Kesner律师事务所（SRFK LLP）今天宣布，加入一个着名且经验丰富的信托和房地产（T＆E）实践小组，由Robert Birnbaum，Todd Manister Jodi Zimmerman，以及法律助理Jodie Shapiro-Shahar。
Sichenzia Ross Ference Kesner LLP Represents Biotricity Inc. in $2.5 Million Registered Direct Offering
Press Release – New York, NY – December 22, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Biotricity Inc. (OTCQB:BTCY”) in a Registered Direct public offering of 450,164 registered shares of its common stock at a price of $5.50 per share for aggregate proceeds of approximately $2.5 million.
The Sichenzia Ross Ference Kesner LLP team was led by Partners Gregory Sichenzia and David Manno.
Sichenzia Ross Ference LLP
Sichenzia Ross Ference LLP is a nationally recognized securities and corporate law firm that provides experienced representation in all matters involving the securities industry. Super Lawyers consistently recognizes our attorneys as among the highest rated securities lawyers in the nation. Our attorneys specialize in advising clients on private placements, initial (IPOs) and secondary public offerings, alternative public offerings, preparation of SEC filings and listings on major capital stock exchanges such as the NYSE (New York Stock Exchange), NASDAQ and OTC markets. In addition, our litigation and arbitration attorneys are highly skilled in representing clients from routine lawsuits to complex cases before the SEC, FINRA and other tribunals. We also represent clients in a range of residential and commercial real estate and trusts and estates matters.
Visit SRF's LinkedIn page
Visit SRF's LinkedIn page
Latest posts by Sichenzia Ross Ference LLP (see all)
- 加州新商业融资披露立法 - September 28, 2018
- Sichenzia Ross Ference LLP宣布推出新的Web域名 - September 26, 2018
- Sichenzia Ross Ference LLP Represents AIT Therapeutics, Inc. in $20,000,000 Line of Credit - September 6, 2018
Sichenzia Ross Ference Kesner LLP姓名A.R. John Hitchings，Jay Yamamoto和Mendy Piekarski担任合伙人
新闻稿 – 纽约州纽约市 – 2017年12月21日–Schhenzia Ross Ference Kesner律师事务所律师事务所今天宣布推广A.R. John Hitchings，Jay Yamamoto和Mendy Piekarski加入合作伙伴。
Sichenzia Ross Ference Kesner LLP Represents Vuzix Corporation in $12.5 Million Registered Direct Offering
Press Release – New York, NY – December 18, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Vuzix Corporation (NASDAQ “VUZI”) in a Registered Direct public offering of 2,066,116 million registered shares of its common stock at a price of $6.05 per share and 1,033,058 3-year common stock purchase warrants with an exercise price of $7.00 per share for gross proceeds to Vuzix of $12,500,000.
Sichenzia Ross Ference Kesner LLP Represents Rodman & Renshaw, a unit of H.C Wainwright, in a $3.9 Million Public Offering of Medical Transcript Billing, Corp.
Press Release – New York, NY – December 11, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Rodman & Renshaw, a unit of H.C. Wainwright, as Exclusive Placement Agent and Boenning & Scattergood, Inc. as co-placement agent in a public offering of Series A Preferred stock for Medical Transcript Billing, Corp. (MTBC.NASDAQ).
Sichenzia Ross Ference Kesner LLP Represents Pareteum Corporation in $6.58 Million Registered Direct Offering and Concurrent Private Placement
Press Release – New York, NY – December 6, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it represented Pareteum Corporation (NYSE American: “TEUM”), a leading international provider of mobile networking software and services to the Mobile Network and Internet of Things markets, in a registered direct offering and private placement offering of 7,151,146 shares of common stock and restricted five-year warrants to purchase up to 7,151,146 shares of common stock exercisable at $1.09 per warrant.
Sichenzia Ross Ference Kesner LLP Represents Aegis Capital Corp. in $2.7 Million Registered Direct Offering
Press Release – New York, NY – November 17, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Aegis Capital Corp. as sole placement agent in the registered direct offering of preferred stock and warrants of Precipio, Inc.
Sichenzia Ross Ference Kesner LLP Represents CloudCommerce, Inc., in Acquisition of WebTegrity, LLC
Press Release – New York, NY – November 17, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented CloudCommerce, Inc., a global provider of cloud-driven e-commerce and mobile commerce solutions, in its acquisition of WebTegrity, LLC (“WebTegrity”), a provider of enterprise digital marketing services based in San Antonio, Texas, through a merger with and into Parscale Digital, Inc., a wholly owned subsidiary of CloudCommerce, Inc.
Sichenzia Ross Ference Kesner LLP Represents MabVax Therapeutics Holdings, Inc. in $5 Million Registered Direct Offerings
Press Release – New York, NY – November 15, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented MabVax Therapeutics Holdings, Inc. (NASDAQ: MBVX), a clinical-stage biotechnology company focused on the development of antibody-based products to address unmet medical needs in the treatment of cancer, in a series of registered direct offerings of common stock and preferred stock for aggregate gross proceeds of approximately $5,000,000.
Sichenzia Ross Ference Kesner LLP Represents Laidlaw & Company (UK) Ltd. in $1.4 Million Registered Direct Offering
Press Release – New York, NY – November 14, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Laidlaw & Company (UK) Ltd. as sole placement agent in the registered direct offering of common stock securities of Onconova Therapeutics, Inc.
Sichenzia Ross Ference Kesner LLP Represents Pareteum Corporation in $12.0 Million Firm Commitment Public Offering
Press Release – New York, NY – November 9, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it represented Pareteum Corporation (NYSE American: “TEUM”), a leading international provider of mobile networking software and services to the Mobile Network and Internet of Things markets, in a firm commitment underwritten offering of 9,009,478 shares of common stock, 4,034 shares of preferred stock (each of which shares is an equivalent of 920 shares of common stock), and five-year warrants to purchase up to 7,478,228 shares of common stock exercisable at $1.05 per warrant.
Sichenzia Ross Ference Kesner律师事务所祝贺AYTU Biosciences，Inc.在纳斯达克上市
新闻稿 – 纽约纽约 – 2017年10月19日 – Sichenzia Ross Ference Kesner律师事务所今天宣布，该公司代表AYTU Biosciences，Inc.（纳斯达克股票代码：AYTU）在本公司上市纳斯达克资本市场。 Sichenzia Ross Ference Kesner LLP团队由创始合伙人Gregory Sichenzia和合伙人Marcelle Balcombe领导。上市于2017年10月20日交易有效，而AYTU的普通股将以现有股票代码“AYTU”进行交易。
Sichenzia Ross Ference Kesner LLP Represents Joseph Gunnar and Fordham Financial Management in $6.75 Million Registered Direct Offering of Common Stock of Ampio Pharmaceuticals, Inc.
Press Release – New York, NY – October 18, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Joseph Gunnar & Co. as Lead Placement Agent and Fordham Financial Management Co-Placement Agent in a $6.75 million Registered Direct Public Offering of Common Stock of Ampio Pharmaceuticals, Inc. (“NYSE.AMPE”).
Sichenzia Ross Ference Kesner LLP Advises US Gold Corp. on $2.5 Million Public Offering
October 11, 2017 – Press Release – New York, NY – Sichenzia Ross Ference Kesner LLP (“SRFK”) announced today that it has represented US Gold Corp.in the successful completion of a $2.5 million underwritten public offering of Common Stock by US Gold Corp. (“USAU. NASDAQ”).
Sichenzia Ross Ference Kesner LLP Represents Pareteum Corporation in $1.56 Million Shelf Take Down
Press Release – New York, NY – October 12, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Pareteum Corporation (“Pareteum”), a rapidly growing mobile Cloud Communications Platform company, in connection with its shelf take down of 1,495,000 shares of its common stock. Gross proceeds to Pareteum from this offering are $1,569,750 before deducting placement agent’s commissions and other expenses. Dawson James Securities acted as placement agent for the offering.
The Sichenzia Ross Ference Kesner LLP team was led by Partner Darrin M. Ocasio, Counselors Jeffrey Cahlon, and Cheryll J. Calaguio and Associate Evan Berger.
Sichenzia Ross Ference LLP
Sichenzia Ross Ference LLP is a nationally recognized securities and corporate law firm that provides experienced representation in all matters involving the securities industry. Super Lawyers consistently recognizes our attorneys as among the highest rated securities lawyers in the nation. Our attorneys specialize in advising clients on private placements, initial (IPOs) and secondary public offerings, alternative public offerings, preparation of SEC filings and listings on major capital stock exchanges such as the NYSE (New York Stock Exchange), NASDAQ and OTC markets. In addition, our litigation and arbitration attorneys are highly skilled in representing clients from routine lawsuits to complex cases before the SEC, FINRA and other tribunals. We also represent clients in a range of residential and commercial real estate and trusts and estates matters.
Visit SRF's LinkedIn page
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Latest posts by Sichenzia Ross Ference LLP (see all)
- 加州新商业融资披露立法 - September 28, 2018
- Sichenzia Ross Ference LLP宣布推出新的Web域名 - September 26, 2018
- Sichenzia Ross Ference LLP Represents AIT Therapeutics, Inc. in $20,000,000 Line of Credit - September 6, 2018
Sichenzia Ross Ference Kesner律师事务所被授予第二季度PIPE发行人排名法律顾问
新闻稿 – 2017年10月3日 – 纽约州纽约州立大学 – 西康西亚罗斯Ference Kesner律师事务所最近被引用为排名第一的发行人法律顾问，根据交易，在2017年第三季度建议八个PIPE安置。该交易的独家联赛表排名追踪了在2017年1月1日至9月15日之间筹集至少100万美元的PIPE。要阅读新闻稿，请点击此处。
Sichenzia Ross Ference Kesner LLP Represents Rodman & Renshaw a unit of H.C Wainwright in a $6.0 Million Public Offering of Medical Transcript Billing, Corp.
Press Release – New York, NY – September 28, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Rodman & Renshaw, a unit of H.C. Wainwright, as Exclusive Placement Agent and Boenning & Scattergood, Inc. as co-placement agent in a public offering of Series A Preferred stock for Medical Transcript Billing, Corp. (MTBC.NASDAQ).
Sichenzia Ross Ference Kesner LLP Real Estate Group Represents One Wall Partners in a $63 Million, 16-Building, Portfolio Acquisition
Press Release – New York, NY – September 20, 2017 – The real estate practice group of SRFK announced today that it recently closed on a $63 million, 16 building, multi-family, portfolio acquisition for One Wall Partners. One Wall Partners is a vertically integrated real estate investment firm that specializes in the acquisition, development and management of transit-oriented workforce housing. The Sichenzia Ross Ference Kesner LLP team was led by partner Anthony Ficara, counsel Michael Wickersham and associate Laura Kim.
Sichenzia Ross Ference Kesner LLP Represents Joseph Gunnar & Co., LLC in $10 Million Public Offering of American Depository Shares of BiondVax Pharmaceuticals Ltd. (Israel)
Press Release – New York, NY – September 19, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Joseph Gunnar & Co., LLC. as sole book running manager in the underwritten public offering of American Depository Shares (ADS’s) of BiondVax Pharmaceuticals, Ltd. (NASDAQ: BVXV, TASE BVXV), a clinical stage biopharmaceutical company focused on developing a universal flu vaccine. The public offering consisted of 1,500,000 ADS’s and the full overallotment of 166,667 additional ADS’s at a public offering price of $6.00 per ADS for gross proceeds of $10 million. The Sichenzia Ross Ference Kesner LLP team was led by partners Gregory Sichenzia and Avital Perlman, Counsel Jeffrey Cahlon and Associate Evan Berger.
洛杉矶时报采访格雷戈里·西西齐亚对谷歌潜力投资在莱夫特
新闻稿 – 纽约纽约 – 2017年9月17日– 创始人合作伙伴Gregory Sichenzia与洛杉矶时报的技术记者Tracey Lien谈话，讨论Google对Lyft的潜在投资的影响，因为技术巨头已经对Uber进行了大规模的投资。在整篇文章中引用了西西齐亚多次，可以在这里找到
Sichenzia Ross Ference Kesner LLP Represents Aegis Capital Corp. in $6 Million Public Offering of Units of Precipio, Inc.
Press Release – New York, NY – August 23rd, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Aegis Capital Corp. as sole book running manager in the underwritten public offering of Units of Precipio, Inc. (NASDAQ: PRPO). Each Unit is comprised of 1 share of Series B Preferred Stock which is convertible into 400 shares of common stock at a price of $2.50 per share and one warrant to purchase 400 shares of common stock at $3.00 per share. Precipio provides diagnostic information to physicians and there patients worldwide. The Sichenzia Ross Ference Kesner LLP team was led by partner Tom Rose and counsel Jeff Cahlon.
公司公告：Sichenzia Ross Ference Kesner LLP搬迁纽约市总部
Sichenzia Ross Ference Kesner律师事务所很高兴地宣布，截至2017年8月25日，我们已经搬到位于美国纽约州纽约市的纽约州的纽约州的纽约州的纽约州的纽约州的纽约州的纽约州的纽约市，
当我们作为领先的企业，证券和诉讼律师事务所进入第二十年，并扩大我们的实践领域，包括房地产和信托和遗产，我们搬到这个充满活力的纽约市中心城市将有助于我们更好地服务于我们在纽约和世界各地的多元化客户群。
这个新的位置为我们的许多同事和客户提供便利的旅行和出出城市。我们会尽快分享新办公空间的照片。如有任何问题请随时联系marketing@srf.law – 我们希望能在新家快结束！
合伙人Benjamin Tan参加圣盈信集团在纳斯达克市场闭幕敲钟仪式。
新闻稿 – 纽约，纽约州 – 2017年8月16日 – 思成律师事务所的合伙人Benjamin Tan， 于2017年8月15日参加了圣盈信集团（NASDAQ：CIFS），一家为中国中小微企业提供综合资本咨询顾问的服务商，在时代广场纳斯达克市场的闭幕敲钟仪式，敲响了闭门钟。最近，CIFS于2017年7月31日，以每股10.00美元的价格首次公开发行2,023,146股普通股，共计20,231,460美元，其股份目前在纳斯达克全球市场上交易。
Sichenzia Ross Ference Kesner LLP Represents Joseph Gunnar and Fordham Financial Management in $11.8 PIPE financing of Aytu Bioscience, Inc.
Press Release – New York, NY – November 2, 2016 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Joseph Gunnar & Co. as lead placement agent and Fordham Financial Management, Inc. co-placement agent in a private placement offering of equity securities of Aytu BioScience, Inc. (OTC Market “AYTU”).
Sichenzia Ross Ference Kesner LLP Represents Vuzix Corporation in $8.6 Million Registered Direct Offering
Press Release – New York, NY – August 14, 2016 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Vuzix Corporation (NASDAQ “VUZI”) in a Registered Direct public offering of 1.5 million registered shares of its common stock at a price of $5.75 per share for gross proceeds to Vuzix of $8,625,000.Chardan Capital Markets LLC acted as the exclusive Placement Agent for the offering. The Sichenzia Ross Ference Kesner LLP team was led by Partners Gregory Sichenzia, Thomas Rose, and Counsel Jeff Cahlon.
合作伙伴Harvey Kesner加入PolarityTE™公司，在纳斯达克市场网站敲响了闭幕钟
新闻稿 – 纽约州纽约州 – 纽约州 – 2017年8月15日 – Sichenzia Ross Ference Kesner LLP合伙人Harvey Kesner加入了PolarityTE™公司的代表，该公司是一家再生医药公司，定位是第一个成功再生人类皮肤，敲响闭幕钟在2017年8月11日在时代广场的纳斯达克市场。
Sichenzia Ross Ference Kesner LLP Represents JetSmarter Inc. in Institutional Investment from Clearlake Capital Group and Leucadia National Corporation
Press Release — August 10, 2017 — New York, NY — Sichenzia Ross Ference Kesner LLP represented JetSmarter Inc., an innovative technology company and market leader in the premium private-flight-sharing economy, in an institutional capital raise. The investment was anchored by lead sponsor, Clearlake Capital Group, L.P. and included participation from Leucadia National Corporation and existing investors. Jefferies LLC acted as the exclusive placement agent to JetSmarter Inc. in connection with the financing.
Sichenzia Ross Ference Kesner Represents Shared Labs, Inc. in $2.5 Million Private Offering
Press Release – August 3, 2017, –– New York, NY –– Sichenzia Ross Ference Kesner LLP (“SRFK”) announced today that the Firm has represented Shared Labs, Inc., in a PIPE offering with selected accredited Investors.
Sichenzia Ross Ference Kesner Represents Pollex, Inc., in $2.25 Million Private Placement Offering
Press Release – August 3, 2017, – New York, NY – Sichenzia Ross Ference Kesner LLP (“SRFK”) announced today that the Firm has represented Pollex, Inc. (OTC: PLLX), a Nevada corporation in a PIPE offering with selected accredited Investors.
Sichenzia Ross Ference Kesner LLP Represents CloudCommerce, Inc., in Acquisition of Parscale Creative, Inc.
Press Release – New York, NY – August 2, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented CloudCommerce, Inc., a global provider of cloud-driven e-commerce and mobile commerce solutions, in its acquisition of Parscale Creative, Inc., a company engaged in the digital marketing business, through a forward triangular merger with Parscale Digital, Inc., a newly formed wholly owned subsidiary of CloudCommerce, Inc.
Sichenzia Ross Ference Kesner LLP Represents Medovex Corp. in Registered Direct Offering
Press Release — New York, NY — August 2, 2017 – Securities and corporate law firm Sichenzia Ross Ference Kesner LLP is pleased to announce that the firm has represented Medovex Corp. (NASDAQ:MDVX), a medical products manufacturer, in a registered direct offering of units consisting of 2,956,046 shares of common stock and 1,478,023 warrants to purchase common stock at a price of $0.91 per unit resulting in gross proceeds of $2,680,000.
The Sichenzia Ross Ference Kesner LLP team was led by partners Harvey Kesner and Arthur Marcus. continue reading >>
思成律师事务所成功代理2000万美元证券公开发行
新闻稿 – 纽约市，纽约州 – 2017年7月31日 – 在全国享誉盛名的证券法与公司法律师事务所，Sichenzia Ross Ference Kesner LLP（思成律师事务所），今日宣布其成功代理China Internet Nationwide Financial Services Inc.（NASDAQ：CIFS）进行首次公开发行。China Internet Nationwide Financial Services Inc.是一家向需要金融支持的广大中国中小企业提供金融咨询服务的公司。本次发行共计2,023,146股普通股，每股股价10.00美元，共募集20,231,460美元。 公司股票预计将于2017年8月8日在纳斯达克全球市场开始交易，交易代码为“CIFS”。
本次发行由思成律师事务所合伙人Benjamin Tan 以及Will Rao律师领导发行。
Sichenzia Ross Ference LLP
Sichenzia Ross Ference LLP is a nationally recognized securities and corporate law firm that provides experienced representation in all matters involving the securities industry. Super Lawyers consistently recognizes our attorneys as among the highest rated securities lawyers in the nation. Our attorneys specialize in advising clients on private placements, initial (IPOs) and secondary public offerings, alternative public offerings, preparation of SEC filings and listings on major capital stock exchanges such as the NYSE (New York Stock Exchange), NASDAQ and OTC markets. In addition, our litigation and arbitration attorneys are highly skilled in representing clients from routine lawsuits to complex cases before the SEC, FINRA and other tribunals. We also represent clients in a range of residential and commercial real estate and trusts and estates matters.
Visit SRF's LinkedIn page
Visit SRF's LinkedIn page
Latest posts by Sichenzia Ross Ference LLP (see all)
- 加州新商业融资披露立法 - September 28, 2018
- Sichenzia Ross Ference LLP宣布推出新的Web域名 - September 26, 2018
- Sichenzia Ross Ference LLP Represents AIT Therapeutics, Inc. in $20,000,000 Line of Credit - September 6, 2018
Sichenzia Ross Ference Kesner的Jodi Zimmerman在“关于创造最后遗嘱和遗产的知识”中进行问答
Press Release – New York, NY – July 26, 2017 – Jodi B. Zimmerman, Esq. of Sichenzia Ross Ference Kesner LLP participated in a Q&A blog post hosted by eSignatureGuarantee Group, to share “What You Should Know About Creating A Last Will & Testament.” The Q&A outlines the reasons for planning ahead, what to be aware of, and most importantly — the impact on your family and community.
Partner Harvey Kesner Rings Nasdaq Opening Bell with Laidlaw & Company (UK) Ltd. and Therapix Biosciences Ltd.
Press Release – New York, NY – June 28, 2017 – Sichenzia Ross Ference Kesner LLP partner Harvey Kesner joined representatives of Laidlaw & Company (UK) Ltd. and Therapix Biosciences Ltd., at the Nasdaq MarketSite in Times Square to ring the June 28, 2017 opening bell.
Therapix Biosciences Ltd. is a specialty clinical-stage pharmaceutical company specializing in the development of cannabinoid-based drugs. The company’s American Depository Shares (ADSs) have traded on The Nasdaq Capital Market under the symbol “TRPX” since March 22, 2017.
Sichenzia Ross Ference Kesner LLP Represents Rodman & Renshaw a unit of H.C Wainwright in a $7.4 Million Public Offering of Medical Transcript Billing, Corp.
Press Release – New York, NY – June 23, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Rodman & Renshaw, a unit of H.C. Wainwright, as Exclusive Placement Agent and Boenning & Scattergood, Inc. as co-placement agent in a public offering of Series A Preferred stock for Medical Transcription Billing, Corp. (MTBC.NASDAQ). MTBC is a principal provider of proprietary, cloud-based electronic health records, practice management, and mHealth solutions.
Medical Marijuana Dispensary Business Project 1493, LLC Announces Share Exchange Agreement with Public Entity & Simultaneous $3.3 Million PIPE Financing
Press Release – June 15, 2017 –– New York, NY – Sichenzia Ross Ference Kesner LLP (“SRFK”) announced today that the Firm has represented Project 1493, LLC in a share exchange agreement with Green Spirit Industries Inc. (GSRX: OTC).
Sichenzia Ross Ference Kesner LLP Represents Immuron Limited on $6.1M IPO and NASDAQ listing
Press Release — New York, NY — June 14, 2017 — Sichenzia Ross Ference Kesner LLP (“SRFK”) announced today the Firm has represented Immuron Limited (NASDAQ: IMRN) (ASX : IMC), a clinical-stage biopharmaceutical company focused on NASH and OTC products, on the company’s U.S. underwritten public offering of American Depository Shares (ADSs) and warrants to purchase the company’s ADSs at a combined offering price of $10.00.
Sichenzia Ross Ference Kesner LLP Represents Joseph Gunnar, and Fordham Financial Management in $6.6 Registered Direct offering of Ampio Pharmaceuticals, Inc.
Press Release – New York, NY – June 8, 2017 – Nationally recognized securities and corporate law firm, Sichenzia Ross Ference Kesner LLP, announced today that it has represented Joseph Gunnar & Co. as Lead Placement agent and Fordham Financial Management as Co-Placement Agent in a $6.6 million Registered Direct public offering of equity securities of Ampio Pharmaceuticals, Inc.(“NYSE MKT.AMPE”).
Sichenzia Ross Ference Kesner LLP Announces the Addition of an Established Commercial Real Estate Practice Group and Trust & Estates Practice Area
Press Release – New York, NY – June 7, 2017 – Sichenzia Ross Ference Kesner LLP (SRFK), a leading corporate securities and full service law firm, is pleased to announce the addition of a Commercial Real Estate group and Trusts & Estates practice to its growing number of practice areas.
Sichenzia Ross Ference Kesner LLP Represents MabVax Therapeutics Holdings, Inc. on $4.1 Million Public Offering
Press Release – New York, NY – June 5, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented MabVax Therapeutics Holdings, Inc. (NASDAQ: MBVX), a clinical-stage oncology drug development company, in a public offering of common stock and Series G Preferred Stock for a total of $4.1 million. continue reading >>
Sichenzia Ross Ference Kesner LLP Advises Dataram Corporation on the Acquisition of U.S. Gold Corp.
Press Release – New York, NY – May 31, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced that it has represented Dataram Corporation (NASDAQ: DRAM), a manufacturer of memory products and provider of performance solutions, in its acquisition of U.S. Gold Corp., an exploration stage mining company. The Sichenzia Ross Ference Kesner LLP team was led by Partners Harvey Kesner and Tara Guarneri-Ferrara and associate Nazia Khan.
Sichenzia Ross Ference Kesner LLP Represents Joseph Gunnar & Co. and Brookline Capital Markets in a $13.25 PIPE for MRI Interventions, Inc.
Press Release – New York, NY – May 26, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Joseph Gunnar & Co., LLC, as lead Placement Agent and Brookline Capital Markets, a division of CIM Securities, LLC, as co-Placement Agent in a $13.25 Million PIPE transaction for MRI Interventions, Inc. (OTCQB: MRIC) a medical device company that is creating innovative platforms for performing the next generation of minimally invasive surgical procedures in the brain.
Sichenzia Ross Ference Kesner LLP Attorneys Marc Ross and Mendy Piekarski Achieve Complete Dismissal of Shareholder Derivative Lawsuit
Press Release – New York, NY – May 24, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP recently achieved a complete dismissal of a shareholder derivative lawsuit. The shareholder plaintiff filed the derivative lawsuit in Arizona state court, asserting claims against former and current directors and officers of a company that had issued a restatement of its financial statements.
Sichenzia Ross Ference Kesner LLP Represents Laidlaw & Company (UK) Ltd. in $5.2 Million Public Offering
Press Release – New York, NY – May 8, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Laidlaw & Company (UK) Ltd. as sole book-running manager in the underwritten public offering of equity securities of Onconova Therapeutics, Inc. (NASDAQ:ONTX), a Phase 3 stage biopharmaceutical company focused on discovering and developing small molecule drug candidates to treat cancer, with a primary focus on Myelodysplastic Syndromes (MDS). In connection with the offering, Onconova received approximately $5.2 million in gross proceeds from common stock sold at a price to the public of $2.10 per share.
Sichenzia Ross Ference Kesner Associate Cass Sanford Quoted in Business Insider Article on Topics Surrounding Reg A+
Press Release – New York, NY – May 12, 2017 – Sichenzia Ross Ference Kesner LLP associate Cass Sanford was recently quoted in a Business Insider article, sharing her insight surrounding Regulation A+ investment offerings, and why the JOBS Act mechanism for raising capital should still be considered in its infancy.
Sichenzia Ross Ference Kesner LLP Celebrates its 19th Anniversary
Press Release – New York, NY – May 8, 2017 – Originally founded on May 5, 1998, Sichenzia Ross Ference Kesner LLP has celebrated its 19th year of legal excellence. From its original three founding attorneys SRFK has grown to a family of 65 people who remain dedicated to the highest level of service to our clients.
Sichenzia Ross Ference Kesner LLP Advises PolarityTE, Inc. on Acquisition of Intellectual Property Related to Regenerative Medicine
Press Release – New York, NY – May 8, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced that it has represented PolarityTE, Inc. (NASDAQ: COOL), a company which has developed and distributed software through online platforms and is also engaged in regenerative medicine, in its acquisition of intellectual property related to a novel regenerative medicine and tissue engineering platform developed by Dr. Denver Lough, the Company’s current Chief Executive Officer. The Sichenzia Ross Ference Kesner LLP team was led by Partners Harvey Kesner and Tara Guarneri-Ferrara and associate Nazia Khan. continue reading >>
Sichenzia Ross Ference Kesner LLP Represents Cooltech Holding Corp. in a Private Placement of $2.9 Million in Common Stock
Press Release – New York, NY – May 1, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Cooltech Holding Corp. (“Cooltech”), a consumer electronics, mobility and accessories distribution and marketing company, in connection with its sale of $2,859,000 of common stock to accredited investors. Cooltech sold 1,143,600 shares of common stock at a purchase price of $2.50 per share, pursuant to a private placement memorandum and related securities purchase agreement. Laidlaw & Company (UK) Ltd. acted as the placement agent for the private placement.
Sichenzia Ross Ference Kesner LLP Represents Marathon Patent Group, Inc. in $2.66 Million Registered Direct Offering.
Press Release – New York, NY – April 24, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Marathon Patent Group, Inc. (Nasdaq: Mara), an IP licensing and commercialization company, in a registered direct public offering of 3,800,000 registered shares of its common stock and 2,280,000 warrants at a price of $0.70 per share for gross proceeds of approximately $2,660,000.
continue reading >>
Sichenzia Ross Ference Kesner LLP Represents Laidlaw & Company (UK) Ltd. as Placement Agent for $2.1 Million Private Placement
Press Release – New York, NY – April 17, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that between November 2016 and March 2017 it represented Laidlaw & Company (UK) Ltd. as the exclusive placement agent in a private placement of equity securities of Protea Biosciences Group, Inc. (OTCQB: PRGB), a molecular information company that has developed a technology which enables the direct analysis, mapping and display of biologically active molecules in living cells and tissue samples.
Sichenzia Ross Ference Kesner LLP Represents Tonix Pharmaceuticals Holding Corp. in $8 Million Shelf Take Down
Press Release – New York, NY – April 8, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Tonix Pharmaceuticals Holding Corp. (“Tonix”), a company that is developing innovative pharmaceutical products to address public health challenges, in connection with its underwritten public offering of 1,800,000 shares of its common stock at an offering price of $4.45 per share of common stock.
Sichenzia Ross Ference Kesner LLP Represents Investor in a Private Placement of up to $5,000,000 in Series B Preferred Stock of Digital Power Corporation
Press Release – New York, NY – March 29, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Philou Ventures, LLC (“Philou”) in connection with its entry into a Preferred Stock Purchase Agreement (the “Purchase Agreement”) with Digital Power Corporation, a California corporation (the “Company”), a solution-driven organization that designs, develops, manufactures and sells high-grade customized and flexible power system solutions for applications in the medical, military, telecom and industrial markets. The Purchase Agreement was executed on March 9, 2017.
Sichenzia Ross Ference Kesner LLP Partner Gregory Sichenzia Featured in Article Discussing Uptick in Coal and Gas IPOs
Press Release – New York, NY– March 28, 2017 – Sichenzia Ross Ference Kesner LLP founding partner Gregory Sichenzia was recently interviewed by Law360 about the return of coal and gas issuers to the initial public offering landscape after a long absence. Greg attributed the boost partly to a change in administration, as investors expect a friendlier regulatory environment under the Trump administration. The article, titled “Coal Cos. Are Forging A Return To The IPO Pipeline,” is available here.
Sichenzia Ross Ference Kesner LLP Advises Laidlaw & Co. (UK) Ltd. on U.S. Public Offering and NASDAQ Listing of Israeli Cannabinoid Research Company Therapix Biosciences, Ltd. (TRPX)
Press Release – March 27, 2017 – New York, NY – Sichenzia Ross Ference Kesner LLP (“SRFK”) announced today the successful completion of a U.S. underwritten public offering of American Depositary Shares by Therapix Biosciences Ltd. (“Therapix”) an Israeli public company. continue reading >>
Sichenzia Ross Ference Kesner LLP Represents XTL Biopharmaceuticals Ltd., in a $2.8 Million Private Placement of ADSs.
Press Release – New York, NY – March 22, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented XTL Biopharmaceuticals Ltd. (“XTLB. NASDAQ”), an Israeli biopharmaceutical company engaged in the acquisition and development of pharmaceutical drugs for the treatment of lupus and other autoimmune diseases, in a private placement offering with existing investors where XTLB issued 1,400,000 American Depository Shares (ADSs) at a purchase price of $2.00 per ADS.
Sichenzia Ross Ference Kesner LLP Represents Rodman & Renshaw a unit of H.C Wainwright in $3.85 Million Public Offering of Innovus Pharmaceuticals, Inc.
Press Release – New York, NY – March 21, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented Rodman & Renshaw a unit of H.C. Wainwright as Exclusive Placement Agent in the public offering of common stock and Warrants of Innovus Pharmaceuticals, Inc. (“INNV.OTC).
Sichenzia Ross Ference Kesner LLP Represents Pareteum Corporation in $3.5 Million Public Offering
Press Release – New York, NY – March 20, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it represented Pareteum Corporation (NYSEMKT: “TEUM”), a leading international provider of mobile networking software and services to the Mobile Network and Internet of Things markets, in an underwritten public offering of 2,333,334 shares of common stock at a public offering price of $1.50 per share together with the issuance of 1,166,667 five year warrants to purchase common stock with an exercise price of $1.87.
思成律师事务所祝贺香港大公文化艺术品产权交易所正式登陆纽约证券交易所
纽约—2017年3月20日— 思成律师事务所今日宣布其所代理的客户 — 香港大公文化艺术品产权交易所将正式登陆纽约证券交易所。负责本次升板工作的思成律师事务所团队由本所高级合伙人Benjamin Tan先生领导。
Sichenzia Ross Ference Kesner LLP Sponsors the 29th Annual ROTH Conference
Press Release – New York, NY – March 9, 2017 – Sichenzia Ross Ference Kesner LLP announced its participation as a sponsor of the 29th Annual ROTH Conference. The conference is being held on March 12-15, 2017 at The Ritz-Carlton Laguna Niguel in Dana Point, California.
Sichenzia Ross Ference Kesner LLP Represents Brekford Corporation in the sale of its Vehicle Services Business
Press Release – New York, NY – March 7, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Brekford Corporation (“Brekford”) in the sale of 80.1% of its vehicle service business.
Sichenzia Ross Ference Kesner Partner Sameer Rastogi and Associate Mendy Piekarski Author Article for Law360
Press Release – New York, NY – March 2, 2017 – Securities and Corporate Law firm Sichenzia Ross Ference Kesner LLP partner Sameer Rastogi and associate Mendy Piekarski authored an article published in Law360 entitled, “Removing Nevada Derivative Litigation To Federal Court.”
Sichenzia Ross Ference Kesner LLP Represents Cannabinoid Based Therapeutics Company in $12.3 Million Private Placement Led by Tuatara Capital Fund I, Ltd.
Press Release – New York, NY – March 2, 2017 – Securities and corporate law firm Sichenzia Ross Ference Kesner LLP is pleased to announce that the firm has represented a cannabinoid based life sciences corporation whose technology is designed to synthetically produce medically beneficial cannabinoids without utilizing the actual cannabis plant for the customized treatment of disease. continue reading >>
Sichenzia Ross Ference Kesner LLP Founding Partner Gregory Sichenzia Featured in CNBC Story on Investing in Start-ups
Press Release – New York, NY – March 3, 2017 – Founding Partner Gregory Sichenzia was recently featured in a CNBC article authored by Kayleigh Kulp. The article entitled, “New Horizons: How to Invest in a Startup,” reviews the many things investors must know to effectively evaluate and invest in a start up.
Sichenzia Ross Ference Kesner LLP Represents Aegis Capital Corp. and Laidlaw & Company (UK) Ltd. in $4.8 Million Public Offering
Press Release – New York, NY – February 28, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Aegis Capital Corp. and Laidlaw & Company (UK) Ltd. as joint book-running managers in the underwritten public offering of common stock of Function(x) Inc. (NASDAQ: FNCX). Function(x) operates Wetpaint.com and Rant.
Sichenzia Ross Ference Kesner LLP Represents Joseph Gunnar and Fordham Financial Management as Warrant Agent in $2.3 Million Warrant Exchange and Exercise for AYTU BioScience, Inc.
Press Release – New York, NY – February 28, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Joseph Gunnar & Co., LLC and Fordham Financial Management, Inc. as warrant solicitation agents in a $2.3 warrant exchange and exercise for Aytu Bioscience, Inc. (OTCQB “AYTU”).
Sichenzia Ross Ference Kesner LLP Represents Medovex Corp. in $4.15 Million Private Placement and Debt Conversion
Press Release – New York, NY – March 1, 2017 – Securities and corporate law firm Sichenzia Ross Ference Kesner LLP is pleased to announce that the firm has represented Medovex Corp. (NASDAQ:MDVX), a medical products manufacturer, in a private placement of units consisting of 3,071,634 shares of common stock and 1,535,817 warrants to purchase common stock at a fixed price of $1.04 per unit resulting in gross proceeds of $3,022,000. continue reading >>
Sichenzia Ross Ference Kesner LLP Represents XTL Biopharmaceuticals Ltd. in $2.5 Million Registered Direct Offering
Press Release – New York, NY – February 27, 2017 – Sichenzia Ross Ference Kesner LLP announced today that it has represented XTL Biopharmaceuticals, Ltd. (NASDAQ: XTLB) (TASE: XTL.TA), an Israeli clinical-stage biopharmaceutical company developing treatments for autoimmune diseases, in a registered direct offering of 1,000,000 American Depository Shares (“ADSs”) at a price of $2.50 per share and unregistered warrants to purchase 1,000,000 ADSs at an exercise price of $4.10 per ADS for gross proceeds of $2,500,000. continue reading >>
Sichenzia Ross Ference Kesner LLP Represents Laidlaw & Company (UK) Ltd. in $7 Million Public Offering
Press Release – New York, NY – February 24, 2017 – Nationally recognized securities and corporate law firm Sichenzia Ross Ference Kesner LLP announced today that it has represented Laidlaw & Company (UK) Ltd. as sole book-running manager in the underwritten public offering of equity securities of Evoke Pharma, Inc. (NASDAQ: EVOK), a specialty pharmaceutical company focused on treatments for gastrointestinal (GI) diseases. continue reading >>
Fox 5 NY Films Segment on Founding Partner Marc Ross’s Business and Law of Marijuana Class
Press Release – New York, NY– February 17, 2017 – Fox5 NY recently filmed a segment about Sichenzia Ross Ference Kesner LLP founding partner Marc Ross’s Business and Law of Marijuana class at Hofstra University Law School. continue reading >>
Sichenzia Ross Ference Kesner LLP Founding Partner Gregory Sichenzia Discusses Delay of Fiduciary Rule on CNBC
Press Release – New York, NY– February 10, 2017 – Founding partner Gregory Sichenzia discussed the Trump administration’s potential rollback of the new fiduciary rule applicable to broker-dealers that was to go into effect in April 2018. Greg noted that this new standard is likely to lead to substantial regulatory costs and may not result in better products or targeted advice.
To view the video, click here.
Sichenzia Ross Ference Kesner LLP Founding Partner Gregory Sichenzia Discusses Snap Inc.’s IPO with Law360
Press Release – New York, NY – February 7, 2017 – Sichenzia Ross Ference Kesner LLP founding partner Gregory Sichenzia was interviewed by Law360 for its article titled “4 Takeaways From Snap’s IPO Filing.” continue reading >>
Sichenzia Ross Ference Kesner LLP Ranked as #7 in Nation for Public Offerings
Press Release – New York, NY – February 7, 2017 – Sichenzia Ross Ference Kesner LLP ranked as the #7 most active law firm in the United States by the number of registration statements filed under the Securities Act of 1933.
Sichenzia Ross Ference Kesner LLP Partner Henry Nisser Interviewed by FinOps Report About Improper Handling of ADRs
Press Release – New York, NY – February 1, 2017 – Sichenzia Ross Ference Kesner LLP partner Henry Nisser was interviewed by the FinOps Report in its article titled “Pre-Release ADRs: More SEC Fines on the Way?” The article discusses ITG Inc.’s recent agreement to pay more than $24.4 million to settle charges that it violated federal securities laws when it prompted the issuance of American Depository Receipts (ADRs) without possessing the underlying foreign shares. continue reading >>
